Global Water Resources (GWRS) CEO awarded 45 fully vested RSUs

Rhea-AI Filing Summary

Global Water Resources, Inc. President and CEO Ronnie L. Fleming reported an equity award of 45 restricted stock units on January 30, 2026. Each RSU is the economic equivalent of one share of the company’s common stock and was granted at a price of $0 per unit.

The RSUs are fully vested upon grant and immediately exercisable, with no set expiration date. Following this award, Fleming directly holds 15,501 derivative securities linked to Global Water Resources common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fleming Ronnie L

(Last) (First) (Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX AZ 85027

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/30/2026		A		45		(2)	(2)	Common Stock	45	$0	15,501	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Global Water Resources (GWRS) report for Ronnie L. Fleming?

Ronnie L. Fleming reported receiving 45 restricted stock units on January 30, 2026. Each RSU equals one share of Global Water Resources common stock, was granted at $0 per unit, and is fully vested and immediately exercisable with no expiration date.

How many Global Water Resources RSUs does CEO Ronnie L. Fleming hold after this Form 4?

After this transaction, Ronnie L. Fleming directly holds 15,501 derivative securities tied to Global Water Resources common stock. The latest grant added 45 fully vested restricted stock units, each economically equivalent to one share of the company’s common stock, at no purchase price.

What are the key terms of the restricted stock units granted to the GWRS CEO?

The 45 restricted stock units are fully vested upon grant and immediately exercisable. Each RSU is the economic equivalent of one share of Global Water Resources common stock, carries an exercise price of $0, and does not have a specified expiration date according to the filing.

Does the Global Water Resources CEO’s RSU grant on January 30, 2026 have an expiration date?

The RSU grant to the CEO does not have a set expiration date. The filing states the restricted stock units are fully vested upon grant, immediately exercisable, and lack a defined expiration, which means they remain outstanding until settled according to the company’s equity plan.

What does one restricted stock unit represent for Global Water Resources (GWRS)?

Each restricted stock unit represents the economic equivalent of one share of Global Water Resources common stock. This means the value of an RSU tracks the value of a single common share, providing equity-based compensation without requiring an upfront purchase price from the recipient.

Is the January 30, 2026 RSU award to the GWRS CEO a purchase or a grant?

The January 30, 2026 transaction is an award, not a purchase. The CEO received 45 restricted stock units at a stated price of $0 per unit, fully vested and immediately exercisable, as part of equity compensation rather than an open-market or cash-funded stock purchase.