Director at Global Water Resources (GWRS) receives 56 RSUs grant

Rhea-AI Filing Summary

Global Water Resources, Inc. director Alexander Richard M reported an equity award of restricted stock units (RSUs). On 01/30/2026, the director received 56 RSUs at a price of $0 per unit, each RSU representing the economic equivalent of one share of common stock.

The RSUs are fully vested upon grant but can only be redeemed after the director ceases to serve on the board, as outlined in the company’s omnibus plans. Following this grant, the director beneficially owns 2,482 derivative securities (RSUs) on a direct basis.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alexander Richard M

(Last) (First) (Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX AZ 85027

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/30/2026		A		56		(2)	(2)	Common Stock	56	$0	2,482	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Global Water Resources (GWRS) report?

Global Water Resources reported a director receiving restricted stock units. On 01/30/2026, director Alexander Richard M was granted 56 restricted stock units, each economically equivalent to one share of common stock, bringing his directly held derivative securities to 2,482 RSUs.

Who is the reporting person in this Global Water Resources (GWRS) Form 4?

The reporting person is director Alexander Richard M. He filed a Form 4 as a director of Global Water Resources, Inc., disclosing an award of 56 restricted stock units that increased his directly held derivative position to 2,482 RSUs.

How many restricted stock units did the GWRS director receive and on what date?

The director received 56 restricted stock units on 01/30/2026. These RSUs were granted at a price of $0 per unit and are fully vested upon grant, according to the disclosure and accompanying footnotes in the Form 4 filing.

What does each Global Water Resources (GWRS) RSU represent for the director?

Each RSU is the economic equivalent of one common share. The filing states that every restricted stock unit corresponds economically to one share of Global Water Resources, Inc. common stock, providing share-like value without immediate share issuance.

When can the Global Water Resources (GWRS) director redeem these RSUs?

The RSUs may be redeemed only after the director leaves the board. The Form 4 notes that, although fully vested upon grant, the restricted stock units can be redeemed only when the reporting person ceases to be a director, as governed by the company’s omnibus plans.

How many derivative securities does the GWRS director hold after this transaction?

The director beneficially owns 2,482 derivative securities after the grant. Following the 56-unit restricted stock award, the Form 4 reports that the director directly holds a total of 2,482 restricted stock units linked to Global Water Resources common stock.