Welcome to our dedicated page for Global Water Resources SEC filings (Ticker: GWRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Global Water Resources, Inc. filings document the regulatory, financing and governance disclosures of a Nasdaq-listed Arizona water utility operator. The company’s 8-K reports cover operating results, rate case proceedings before the Arizona Corporation Commission, material credit agreements, amendments to revolving borrowing arrangements and direct financial obligations tied to its utility business.
Proxy and governance filings disclose board structure, committee assignments, executive compensation and shareholder voting matters. The filing record also identifies the company’s common stock registration, regulated subsidiaries, debt covenants, subsidiary guarantees, pledged equity interests and other capital-structure terms that support its water, wastewater and recycled water utility operations.
Global Water Resources, Inc. (GWRS) – Form 4 filing: Chief Operating Officer Christopher D. Krygier reported three previously unreported share dispositions that occurred on 6/28/24, 9/30/24 and 12/30/24.
- Dispositions: 870 shares at $12.09, 863 shares at $12.59, and 860 shares at $11.50, totaling 2,593 common shares surrendered to the issuer for cash-settlement of vested RSUs.
- Holdings after transactions: 28,769 shares held directly and 5,095.844 shares held indirectly through The CKTJ Living Trust.
- Purpose: Transactions represent share withholding for tax/cash settlement of previously vested restricted stock units; no open-market selling occurred.
- Late reporting: Filing notes the dispositions were “inadvertently” omitted and are now being reported; signature date 6/20/2025.
Given the small size of the dispositions relative to Krygier’s remaining ownership and GWRS’s total float, the filing is routine and is unlikely to have a material impact on the company’s valuation or trading dynamics.
Global Water Resources, Inc. (GWRS) – Form 4 overview: Executive Vice President Joanne Ellsworth disclosed three previously unreported share disposals that occurred during 2024 in connection with the cash-settlement of vested restricted share units (RSUs).
- 06/28/2024: 338 shares disposed at $12.09
- 09/30/2024: 335 shares disposed at $12.59
- 12/30/2024: 334 shares disposed at $11.50
The cumulative reduction totals 1,007 shares. Following the transactions, Ellsworth directly owns 16,552 GWRS shares, down from 17,221, a decline of roughly 3%. No derivative securities were reported.
The filing states that these dispositions were made to the issuer to settle the cash component of previously-vested RSUs and that the original Form 4 filings were inadvertently missed. The amendment restores compliance with Section 16 reporting requirements; given the modest share count involved, the disclosure is unlikely to exert a material impact on the company’s share float or signal a strategic shift.
Global Water Resources, Inc. (GWRS) filed a Form 4 on 20-Jun-2025 for President & CEO Ronnie L. Fleming. The filing discloses three previously unreported dispositions of common stock back to the issuer that occurred in 2024 in conjunction with the cash-settlement of vested restricted share units (RSUs).
- 28-Jun-2024: 3,203 shares disposed at $12.09.
- 30-Sep-2024: 3,182 shares disposed at $12.59.
- 30-Dec-2024: 3,166 shares disposed at $11.50.
The aggregate disposition totals 9,551 shares. Following these transactions Fleming’s direct ownership stands at 102,643 shares. The company notes that the shares were surrendered to satisfy cash-settlement obligations related to RSU vesting, not open-market sales. The late filing indicates the transactions were "inadvertently" omitted from prior Form 4 submissions.
Because the disposals were made to the issuer for RSU settlement and represent a modest percentage of Fleming’s holdings, they are generally viewed as administrative rather than directional. However, the delayed reporting may raise minor governance and compliance questions for some investors.