Welcome to our dedicated page for Grayscale Stella SEC filings (Ticker: GXLM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings for Grayscale Stellar Lumens Trust (XLM) (GXLM) provide detailed insight into how the Trust holds XLM, values its Shares, and governs its relationship with shareholders and service providers. The Trust’s registration statement on Form S-1 describes it as a Delaware statutory trust issuing Shares that represent fractional undivided beneficial interests in its holdings of XLM, with an investment objective of reflecting the value of XLM held by the Trust, as determined by an Index Price, less expenses and liabilities.
On this page, you can review registration statements such as the S-1 filed on September 23, 2025, which explains the Trust’s structure, the role of the sponsor (Grayscale Investments Sponsors, LLC), and the responsibilities of the trustee, transfer agent, administrator, prime broker, and custodian. The S-1 also outlines how Shares are created and redeemed in Baskets of 10,000 Shares through Authorized Participants, and how the Trust intends to list its Shares on NYSE Arca under the symbol GXLM while continuing to be quoted on OTCQX.
Current reports on Form 8-K are a key source for understanding operational and governance developments. An 8-K dated September 26, 2025 describes the Trust’s transition to using the CoinDesk XLM CCIXber Reference Rate as its Index for valuing XLM, including the methodology for selecting Constituent Trading Platforms and calculating the Index Price. Another 8-K dated November 21, 2025 reports changes to the trading platforms included in the Index, illustrating how the Index Provider may add or remove venues over time.
Other 8-K filings focus on custody and prime brokerage arrangements. The 8-K dated October 9, 2025 summarizes the Coinbase Prime Broker Agreement, detailing how Coinbase Custody holds the Trust’s XLM in segregated cold storage (the Vault Balance), how a Settlement Balance may be used for operational purposes, and how the parties treat the Trust’s digital assets as financial assets under Article 8 of the New York Uniform Commercial Code. These disclosures help investors understand how XLM are safeguarded and how custodial risks are addressed.
Filings also cover governance and shareholder rights. The definitive proxy statement on Schedule 14A dated September 25, 2025, along with 8-K and 8-K/A filings on October 21 and October 23, 2025, detail a consent solicitation to amend the Trust Agreement. The proposals address alternative creation and redemption procedures, the timing of the sponsor’s fee, use of omnibus accounts in connection with prime brokerage services, and expanded authority for the sponsor to amend the Trust Agreement with notice. Voting results and deemed consents are reported in the 8-K and 8-K/A, providing a record of shareholder approval.
Additional 8-K filings report organizational changes at the sponsor level, such as the internal corporate reorganization described in the October 22, 2025 filing, where Grayscale Investments, Inc. became the sole managing member of Grayscale Operating, LLC and, indirectly, the sole member of the sponsor. Another 8-K dated October 14, 2025 discusses changes to the board of GSO Intermediate Holdings Corporation, which previously served as managing member of Grayscale Operating, LLC. These filings explain how oversight of the sponsor and, by extension, the Trust is structured.
Filings also address communications and information sources. An 8-K dated December 3, 2025 explains the sponsor’s presence on X (formerly Twitter) and the use of cashtags, emphasizing that third-party content linked via cashtags is not authorized, prepared, verified, or updated by Grayscale. The filing advises investors to rely on SEC filings for authoritative and up-to-date information about Grayscale and its products, including the Trust.
On this SEC filings page, Stock Titan surfaces GXLM’s 8-K, S-1, DEF 14A, and other relevant forms as they are filed with EDGAR. AI-powered summaries can help explain complex sections, such as index methodology, custody terms, or amendments to the Trust Agreement, by highlighting key points, definitions, and structural changes. Users can quickly locate disclosures related to valuation (Index Price and Constituent Trading Platforms), creation and redemption mechanics, governance amendments, sponsor reorganizations, and communications policies, all based on the Trust’s own regulatory documents.
DCG International Investments Ltd filed an amended Rule 144 notice relating to common shares of GXLM. The current notice lists 0 shares to be sold through broker Canaccord Genuity, with an approximate sale date of February 5, 2026 and 1,389,200 common shares shown as outstanding.
The filing discloses that DCG International Investments Ltd previously acquired common shares in a privately negotiated cash transaction on September 22, 2020 from the issuer. It also lists several recent open-market sales, including 12,000 common shares sold on November 5, 2025 for gross proceeds of $31,860.00 and 1,200 shares sold on February 2, 2026 for $20,820.00.
DCG International Investments Ltd has filed a notice under Rule 144 to sell 725 common shares of GXLM through Canaccord Genuity Corp on the OTCQX market around 02/05/2026. The filing lists an aggregate market value of 11056.25 for this block, with 1,389,200 common shares outstanding.
The 725 shares were originally acquired on 09/22/2020 in a privately negotiated cash transaction directly from the issuer. The notice also reports multiple sales of GXLM common shares by DCG International Investments Ltd over the past three months, including 1,200 shares sold on 11/05/2025 for gross proceeds of 31860.0 and 1,200 shares on 02/03/2026 for 20460.0.
An affiliate of GXLM plans to sell 1,988 common shares through broker Capital Institutional Services, Inc. on or about 02/05/2026 on the OTCQX market, under Rule 144. The filing notes 1,389,200 common shares outstanding as a baseline figure.
The seller acquired 4,474 common shares in a privately negotiated transaction directly from the issuer on 05/18/2024, paying in USD on the same date. The signer represents they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
DCG International Investments Ltd has filed a Form 144 notice to sell 725 shares of common stock through Canaccord Genuity Corp on the OTCQX around 02/04/2026, with an aggregate market value of $11,977.00. The issuer has 1,389,200 shares of this class outstanding.
The 725 shares were originally acquired on 09/22/2020 in a privately negotiated cash purchase from the issuer. The filing also shows that DCG International has sold multiple small common‑share blocks over the past three months, including 1,200‑share trades on several dates.
DCG International Investments Ltd filed a Rule 144 notice to sell up to 1,200 common shares through Canaccord Genuity on the OTCQX market, with an aggregate market value of 20,460.00. The issuer has 1,389,200 common shares outstanding.
The 1,200 shares to be sold were originally acquired in a privately negotiated, cash transaction from the issuer on 09/22/2020. Over the past three months, DCG International Investments Ltd has completed several sales of the issuer’s common stock on multiple dates, each generating disclosed gross proceeds.
DCG International Investments Ltd has filed a notice of proposed sale of 1,200 shares of common stock of GXLM under Rule 144. The shares are to be sold through Canaccord Genuity Corp on or about 02/02/2026 on the OTCQX market, with an aggregate market value of 20,820.00.
The securities were originally acquired in a privately negotiated transaction from the issuer on 09/22/2020 for cash. The notice also lists several prior sales of GXLM common shares by DCG International Investments Ltd in the past three months, including multiple blocks of 1,200 shares. Shares outstanding were 1,389,200 at the time referenced.
DCG International Investments Ltd filed a notice of proposed sale under Rule 144 for 1,200 shares of common stock of GXLM. The shares are to be sold through Canaccord Genuity Corp on the OTCQX, with an aggregate market value of $22,118.04. GXLM had 1,389,200 common shares outstanding at the time referenced. The 1,200 shares were originally acquired on 09/22/2020 in a privately negotiated cash transaction from the issuer. Over the past three months, DCG International Investments Ltd has sold multiple blocks of GXLM common shares, including 1,225 shares on 10/31/2025 and 1,200 shares on 11/05/2025, for disclosed gross proceeds.
Digital Currency Group, Inc. has filed a Rule 144 notice to sell 622 shares of common stock of GXLM through Canaccord Genuity Inc. on or about 01/29/2026, at an aggregate market value of $11,584.75 on the OTCQX market.
The filing states that 1,389,200 shares of this class are outstanding. It also lists recent sales by Digital Currency Group, Inc. over the prior three days: 650 shares on 01/26/2026 for $13,463.52, 650 shares on 01/27/2026 for $13,130.0, and 525 shares on 01/28/2026 for $10,080.0.
DCG International Investments Ltd has filed a notice of proposed sale of restricted or control securities of GXLM under Rule 144. The filing covers the planned sale of 378 common shares, with an aggregate market value of 7040.25, through Canaccord Genuity Corp.
The shares are expected to be sold on or about 01/29/2026 on the OTCQX market. These 378 shares were originally acquired on 09/22/2020 in a privately negotiated, cash transaction directly from the issuer. The filing also lists multiple prior common share sales by DCG International Investments Ltd during the past three months.
Grayscale Stellar Lumens Trust (GXLM) has a notice of proposed sale under Rule 144 covering 525 common shares. The planned sale is to be executed through Canaccord Genuity Inc. on the OTCQX market, with an aggregate market value of $10,080.00 at the time of the filing.
The seller previously acquired these 525 shares in a privately negotiated transaction from the issuer on 09/30/2023, paid in cash. Over the past three months, Digital Currency Group, Inc. reported additional sales of 650 common shares on 01/26/2026 and 650 shares on 01/27/2026, with gross proceeds of $13,463.52 and $13,130.00, respectively.