Welcome to our dedicated page for Grayscale Stella SEC filings (Ticker: GXLM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Grayscale Stellar Lumens Trust (XLM) filings document the structure and administration of a trust holding XLM, including GXLM shares registered under Section 12(g), sponsor arrangements with Grayscale Investments Sponsors, LLC, and the trust agreement governing creations, redemptions, fees, and trust assets. The filings also report shareholder consent results for trust agreement amendments and governance changes affecting the sponsor's parent structure.
Material-event filings for GXLM describe changes to the CoinDesk Stellar Benchmark Rate constituent trading platforms used to calculate the Trust's index price, disclosures about third-party social media content tied to cashtags, and agreements addressing custody and prime brokerage services for the Trust's XLM. These records also identify the sponsor, trustee, custodian-related relationships, and recurring disclosure subjects for the digital-asset trust.
GXLM: A selling stockholder filed a Form 144 notice to sell up to 1,200 common shares through Canaccord Genuity Corp on or about 11/05/2025 on OTCQX. The filing lists an aggregate market value of $31,860.00 for these proposed sales.
Shares outstanding were 1,389,200, providing baseline context for the potential sale. The notice also discloses recent activity by the selling holder over the past three months, including examples such as 1,217 shares sold on 10/30/2025 for $32,766.87 and 1,200 shares sold on 11/04/2025 for $31,224.96. These transactions indicate ongoing compliance-related disclosures around affiliate resales under Rule 144.
GXLM: A shareholder filed a Form 144 notice to sell up to 2,445 shares of common stock with an aggregate market value of $64,963.65. The planned sale is listed for approximately November 5, 2025, through Capital Institutional Services, Inc., on the OTCQX market.
The filer reports acquiring 6,919 common shares on May 18, 2024 in a privately negotiated transaction from the issuer for cash. Over the past three months, the filer sold 2,200 shares on July 28, 2025 for gross proceeds of $71,193. Shares outstanding were 1,389,200; this is a baseline figure, not the amount being offered.
GXLM: A selling stockholder filed a Form 144 notice to sell 1,200 shares of common stock, with an aggregate market value of $31,224.96. The filing lists Canaccord Genuity Corp. as broker, an approximate sale date of 11/04/2025, and trading on OTCQX.
The shares were originally acquired on 09/22/2020 in a privately negotiated transaction from the issuer for cash. The filer’s recent activity shows additional open‑market sales over the past three months, including 1,200 shares sold on 11/03/2025 for $31,656. The company had 1,389,200 shares outstanding; this is a baseline figure, not the amount being sold.
Form 144 filing: A selling holder, DCG International Investments Ltd, filed notice to sell up to 1,200 common shares with an aggregate market value of $31,656.00. The planned sale is listed for 11/03/2025 through Canaccord Genuity Corp on OTCQX.
The shares were acquired on 09/22/2020 in a privately negotiated transaction, purchased from the issuer for cash. Shares outstanding were 1,389,200.
Recent activity disclosed includes prior sales during the past three months, including 1,225 shares on 10/31/2025 for $34,007.47 and 1,200 shares on 10/29/2025 for $34,760.04.
GXLM: A shareholder filed a Form 144 to sell up to 1,225 common shares. The notice lists an aggregate market value of $34,007.47, with an approximate sale date of 10/31/2025. The proposed sales are to be effected through Canaccord Genuity Corp. on the OTCQX market.
Shares outstanding were 1,389,200. The shares to be sold were acquired on 09/22/2020 in a privately negotiated transaction from the issuer for cash.
Recent activity by the same seller over the past three months includes multiple open-market transactions, including 1,175 shares on 07/31/2025 and 1,217 shares on 10/30/2025, among others.
GXLM filed an amended Rule 144 notice for a planned secondary sale of common stock. The filing lists 1,217 shares to be sold through Canaccord Genuity Corp, with an aggregate market value of 32,766.87. The approximate sale date is 10/30/2025, and the shares are listed on OTCQX. Shares outstanding were 1,389,200.
The seller acquired the 1,217 common shares on 09/22/2020 in a privately negotiated transaction from the issuer, paid in cash on the same date. Recent activity disclosed in the filing shows sales in the past three months by DCG International Investments Ltd, including 1,175 shares on 07/31/2025 for 40,126.25 and 1,200 shares on 10/29/2025 for 34,760.04.
GXLM: DCG International Investments Ltd filed a Form 144 indicating a proposed sale of up to 1,217 common shares, with an aggregate market value of $36,417.87. The approximate sale date is 10/30/2025 on OTCQX, with Canaccord Genuity Corp listed as broker. Shares outstanding were 1,389,200.
The seller reports these shares were acquired on 09/22/2020 in a privately negotiated transaction, purchased from the issuer for cash. Recent activity in the past three months includes multiple open-market sales, such as 1,175 shares on 07/30/2025 for $38,459.28 and 1,200 shares on 10/29/2025 for $34,760.04. This notice reflects the intent and parameters for potential sales in compliance with Rule 144.
GXLM: A Form 144 notice discloses an intent to sell 1,200 shares of common stock, with an aggregate market value of $34,760.04. The planned sale is listed with Canaccord Genuity Corp as broker on the OTCQX, with an approximate sale date of 10/29/2025.
The filer reports the shares were acquired on 09/22/2020 in a privately negotiated transaction, purchased from the issuer for cash. As context, shares outstanding were 1,389,200.
The notice also lists recent sales by the same selling account over the past three months, including 1,175 shares on 07/30/2025 for $38,459.28 and 1,075 shares on 08/05/2025 for $33,002.50, plus multiple additional trades on 07/29/2025, 08/01/2025, 08/04/2025, 07/31/2025, 10/27/2025, and 10/28/2025.
Form 144 notice: DCG International Investments Ltd filed to sell 1,000 shares of common stock through Canaccord Genuity on or about 10/28/2025 on OTCQX, with an aggregate market value $29,430. The filing lists 1,389,200 shares outstanding.
The 1,000 shares to be sold were acquired on 09/22/2020 in a privately negotiated purchase from the issuer for cash. The signer represents they do not know of any material adverse information that has not been publicly disclosed.
Recent sales by the same holder over the past three months include examples such as 1,000 shares on 10/27/2025 for $30,125.00 and 1,175 shares on 07/28/2025 for $42,335.25.
GXLM: A selling holder filed a Form 144 notice to sell 1,000 common shares. The filing lists an aggregate market value of $30,125.00 and an approximate sale date of 10/27/2025. The shares are to be sold through Canaccord Genuity Corp, with trades expected on the OTCQX.
The filing shows 1,389,200 shares outstanding. The seller acquired the 1,000 shares on 09/22/2020 in a privately negotiated transaction from the issuer, paid in cash. The notice also details recent sales by the same selling party over the prior three months, indicating ongoing disposition activity.