Schedule 13G: State Street Holds 1.43M Shares of Hanmi Financial

Rhea-AI Filing Summary

State Street Corporation filed a Schedule 13G reporting beneficial ownership of 1,431,890 shares of Hanmi Financial Corp, representing 4.7% of the class. The filing shows no sole voting or dispositive power; all voting power reported is shared (302,792 shares) while dispositive power is shared for the full 1,431,890 shares. The filing identifies several State Street-affiliated investment adviser entities as related subsidiaries.

The report includes a certification that the shares are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The disclosure provides investors with a clear view of institutional ownership levels and the limited voting control associated with this position.

Positive

• Institutional ownership disclosed: State Street reports 1,431,890 shares (4.7%), showing significant institutional interest in HAFC.
• Transparency on voting/dispositive powers: Filing specifies shared voting (302,792) and shared dispositive power (1,431,890), clarifying control dynamics.
• Subsidiary disclosures: Relevant State Street-affiliated investment adviser entities are identified, improving ownership traceability.

Negative

• No sole voting or dispositive power: State Street reports 0 sole voting and 0 sole dispositive power, indicating limited unilateral influence.
• Ownership below 5% threshold: At 4.7%, the stake is below the common 5% regulatory threshold for larger disclosure implications.

Insights

Financial Analyst

TL;DR: State Street holds a meaningful institutional stake (4.7%) in HAFC but reports no sole control over votes or dispositions.

State Street's reported 1,431,890-share position equates to 4.7% ownership, below a 5% controlling threshold yet material as an institutional holding. The split between shared voting power (302,792) and shared dispositive power (1,431,890) indicates discretionary share disposition rests with multiple parties or accounts managed by State Street affiliates. For analysts, this clarifies that while State Street is a significant shareholder by size, it does not claim unilateral governance authority in Hanmi Financial.

Corporate Governance Expert

TL;DR: The filing signals institutional interest without a change in control; governance influence appears limited based on reported powers.

The Schedule 13G classification and the certification that holdings are "in the ordinary course of business" imply a passive investor posture. Reported zero sole voting power and reliance on shared voting reduce the prospect of direct board influence from this stake alone. The identification of multiple State Street advisory entities underscores that voting and disposition likely occur through segregated advisory or pooled vehicles rather than a single controlling account.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

HANMI FINANCIAL CORP

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

410495204

(CUSIP Number)

06/30/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 410495204

1

Names of Reporting Persons

STATE STREET CORPORATION

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

MASSACHUSETTS

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 302,792.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,431,890.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,431,890.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.7 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: HANMI FINANCIAL CORP
(b)	Address of issuer's principal executive offices: 3660 WILSHIRE BLVD PENTHOUSE SUITE A , LOS ANGELES, CALIFORNIA, 90010
Item 2.
(a)	Name of person filing: STATE STREET CORPORATION;
(b)	Address or principal business office or, if none, residence: ONE CONGRESS STREET, SUITE 1, BOSTON MA 02114, UNITED STATES
(c)	Citizenship: MA
(d)	Title of class of securities: COMMON STOCK
(e)	CUSIP No.: 410495204
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 1431890.00
(b)	Percent of class: 4.7 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 302,792
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 1,431,890
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. NOT APPLICABLE
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. SSGA FUNDS MANAGEMENT, INC. (IA);STATE STREET GLOBAL ADVISORS EUROPE LIMITED (IA);STATE STREET GLOBAL ADVISORS LIMITED (IA);STATE STREET GLOBAL ADVISORS TRUST COMPANY (IA);STATE STREET GLOBAL ADVISORS, LTD. (IA);
Item 8.	Identification and Classification of Members of the Group.
	If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(K), so indicate under Item 3(k) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. NOT APPLICABLE
Item 9.	Notice of Dissolution of Group.
	Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. NOT APPLICABLE

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

STATE STREET CORPORATION

Signature:	ELIZABETH SCHAEFER
Name/Title:	SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER
Date:	08/08/2025

FAQ

How many Hanmi Financial (HAFC) shares does State Street own?

State Street reports beneficial ownership of 1,431,890 shares of Hanmi Financial.

What percentage of HAFC does State Street's holding represent?

The reported position represents 4.7% of the class.

Does State Street have sole voting or dispositive power over these HAFC shares?

No. The filing reports 0 sole voting power and 0 sole dispositive power; voting and disposition are shared.

Are any State Street subsidiaries identified in the filing?

Yes. The filing lists several affiliated investment adviser entities, including SSGA Funds Management, Inc. and other State Street Global Advisors entities.

Is the State Street position intended to influence control of Hanmi Financial?

The filing includes a certification stating the shares are held in the ordinary course of business and not to change or influence control of the issuer.