HAL Form 3: SVP & Chief Accounting Officer discloses shares and options

Rhea-AI Filing Summary

Stephanie Holzhauser Spoelker, Halliburton's SVP & Chief Accounting Officer, submitted an initial Form 3 disclosing direct ownership of 67,685 shares of common stock and two stock option grants: 9,688 options exercisable through 01/02/2028 at $49.61, and 7,994 options exercisable through 01/03/2027 at $55.68. The filing records these holdings following a 07/16/2025 transaction.

Positive

• Executive equity alignment: Reporting officer directly holds 67,685 shares and two option grants, demonstrating personal stake in company performance.

Negative

• None.

Insights

Financial Analyst

TL;DR: Officer filing shows modest stock and option holdings; neutral for HAL valuation.

The disclosure documents direct ownership of 67,685 common shares and two employee option grants with stated exercise prices and expirations. These positions are typical for a senior executive and represent equity alignment with shareholders, but the absolute amounts are unlikely to be material to Halliburton's market capitalization or earnings per share.

Corporate Governance Expert

TL;DR: Initial Form 3 confirms executive alignment via equity holdings; governance impact appears routine.

This Form 3 is an initial beneficial ownership disclosure for an officer, reporting direct stock and option holdings with explicit exercise prices and expirations. From a governance perspective, the filing satisfies Section 16 reporting obligations and provides transparency on the officer's economic stake. There are no unusual vesting terms or indirect ownership claims noted.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Holzhauser Stephanie Spoelker

(Last) (First) (Middle)

3000 NORTH SAM HOUSTON PARKWAY E.

(Street)

HOUSTON TX 77032

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/16/2025

3. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Accounting Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	67,685	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Buy Common Stock	01/02/2018	01/02/2028	Common Stock	9,688	$49.61	D
Option to Buy Common Stock	01/03/2017	01/03/2027	Common Stock	7,994	$55.68	D

Explanation of Responses:

	/s/ Pamela Taylor, by Power of Attorney	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Halliburton (HAL) disclose in the Form 3?

The Form 3 reports that SVP & Chief Accounting Officer Stephanie Holzhauser Spoelker directly owns 67,685 common shares and holds two stock options of 9,688 and 7,994 shares with listed exercise prices and expirations.

What are the exercise prices and expirations of the options reported on HAL Form 3?

The filing lists one option exercisable through 01/02/2028 at an exercise price of $49.61, and another exercisable through 01/03/2027 at an exercise price of $55.68.

Is the ownership reported on the HAL Form 3 direct or indirect?

All securities listed in the filing are reported as Direct (D) beneficial ownership.

When did the transaction triggering the HAL Form 3 occur?

The filing indicates the event requiring the statement occurred on 07/16/2025.

Does the Form 3 indicate any 10% ownership or indirect beneficial ownership for HAL?

No; the filing checks the reporting person as an Officer (SVP & Chief Accounting Officer) and does not indicate 10% ownership or indirect beneficial ownership.