Halliburton director accrues 1,162 stock-linked units

Q: How many Stock Equivalent Units did HAL director Maurice S. Smith acquire?

Maurice S. Smith accrued 1,162.045 Stock Equivalent Units on September 30, 2026, under Halliburton's Directors' Deferred Compensation Plan.

Q: When are Halliburton director Maurice S. Smith's Stock Equivalent Units settled?

The units convert into Halliburton common stock on a one-for-one basis and are settled in common stock following Smith's cessation as a director.

Smith's accrued Stock Equivalent Units are settled in Halliburton common stock following his cessation as a director.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Halliburton director Maurice S. Smith accrued 1,162.045 Stock Equivalent Units on September 30, 2026, under the Directors' Deferred Compensation Plan. His reported position after the accrual was 16,010.137 Stock Equivalent Units. The acquired units are attributed in part to quarterly fees and in part to dividends. The report also lists direct restricted stock unit positions representing rights to 7,594.55, 6,356.22, 5,144.98 and 4,111.97 common shares across the December 2025, December 2024, December 2023 and March 2023 units, respectively.

Insider Trade Summary

Grant/Award: 1,162.045 shares

Grant/Award 5 txns

Insider Smith Maurice S

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Equivalent Units ^{F1, F2, F4, F3}	1,162.045	--	--
holding	12/2025 Restricted Stock Units ^{F5, F6, F7}	--	--	--
holding	12/2024 Restricted Stock Units ^{F5, F6, F7}	--	--	--
holding	12/2023 Restricted Stock Units ^{F5, F6, F7}	--	--	--
holding	03/2023 Restricted Stock Units ^{F5, F6, F7}	--	--	--

Holdings After Transaction: Stock Equivalent Units — 16,010.137 contracts (Direct); 12/2025 Restricted Stock Units — 7,594.55 contracts (Direct); 12/2024 Restricted Stock Units — 6,356.22 contracts (Direct); 12/2023 Restricted Stock Units — 5,144.98 contracts (Direct); 03/2023 Restricted Stock Units — 4,111.97 contracts (Direct)

Footnotes (7)

F1. The security converts to common stock on a one-for-one basis.
F2. Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan period. Said Plan is an ongoing securities acquisition plan.
F3. The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4. A portion of the stock equivalents are attributable to dividends and a portion are attributable to quarterly fees and are based on the closing price on September 23, 2026 of $33.01 and September 29, 2026 of $31.54.
F5. Each restricted stock unit represents a right to receive one share of the Company common stock.
F6. The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7. Includes stock equivalent units through September 30, 2026.

Key Figures

Stock Equivalent Units acquired: 1,162.045 units Stock Equivalent Units following transaction: 16,010.137 units December 2025 restricted stock units: 7,594.55 underlying common shares +3 more

6 metrics

Stock Equivalent Units acquired 1,162.045 units September 30, 2026

Stock Equivalent Units following transaction 16,010.137 units Position reported after the September 30, 2026 transaction

December 2025 restricted stock units 7,594.55 underlying common shares Position reported September 30, 2026

December 2024 restricted stock units 6,356.22 underlying common shares Position reported September 30, 2026

December 2023 restricted stock units 5,144.98 underlying common shares Position reported September 30, 2026

March 2023 restricted stock units 4,111.97 underlying common shares Position reported September 30, 2026

Key Terms

Stock Equivalent Units, Directors' Deferred Compensation Plan, Restricted Stock Units

3 terms

Stock Equivalent Units financial

"Stock Equivalent Units acquired under the Halliburton Company Directors' Deferred Compensation Plan"

Stock equivalent units are financial claims or instruments that are treated as if they were actual shares for purposes like calculating ownership, dilution, and earnings per share. Think of them as promises or placeholders for future slices of company pie—options, restricted units, or convertible securities—that don’t yet sit on the table but will reduce each existing slice when converted. Investors track them because they change how much of a company each share really represents and can affect valuation and voting power.

Directors' Deferred Compensation Plan financial

"accrued under the Company's Directors' Deferred Compensation Plan"

Restricted Stock Units financial

"Each restricted stock unit represents a right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Stock Equivalent Units did HAL director Maurice S. Smith acquire?

Maurice S. Smith accrued 1,162.045 Stock Equivalent Units on September 30, 2026, under Halliburton's Directors' Deferred Compensation Plan.

When are Halliburton director Maurice S. Smith's Stock Equivalent Units settled?

The units convert into Halliburton common stock on a one-for-one basis and are settled in common stock following Smith's cessation as a director.

When do Halliburton restricted stock units vest and deliver shares?

Each restricted stock unit vests in one year on the first anniversary of its award. Shares are delivered upon vesting or, if Smith elected to defer receipt, following his cessation as a director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Available on EDGAR 09/30/2026 - 05:12 PM Accepted by SEC EDGAR 09/30/2026 - 05:12 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Maurice S

(Last)

(First)

(Middle)

3000 N. SAM HOUSTON PARKWAY E.

(Street)

HOUSTON

TEXAS

77032

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Equivalent Units	⁽¹⁾	09/30/2026		A		1,162.045⁽²⁾		⁽³⁾	⁽³⁾	Common Stock	1,162.045	⁽⁴⁾	16,010.137	D
12/2025 Restricted Stock Units	⁽⁵⁾							⁽⁶⁾	⁽⁶⁾	Common Stock	7,594.55		7,594.55⁽⁷⁾	D
12/2024 Restricted Stock Units	⁽⁵⁾							⁽⁶⁾	⁽⁶⁾	Common Stock	6,356.22		6,356.22⁽⁷⁾	D
12/2023 Restricted Stock Units	⁽⁵⁾							⁽⁶⁾	⁽⁶⁾	Common Stock	5,144.98		5,144.98⁽⁷⁾	D
03/2023 Restricted Stock Units	⁽⁵⁾							⁽⁶⁾	⁽⁶⁾	Common Stock	4,111.97		4,111.97⁽⁷⁾	D

Explanation of Responses:

1. The security converts to common stock on a one-for-one basis.

2. Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan period. Said Plan is an ongoing securities acquisition plan.

3. The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

4. A portion of the stock equivalents are attributable to dividends and a portion are attributable to quarterly fees and are based on the closing price on September 23, 2026 of $33.01 and September 29, 2026 of $31.54.

5. Each restricted stock unit represents a right to receive one share of the Company common stock.

6. The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

7. Includes stock equivalent units through September 30, 2026.

Remarks:

	/s/ Sarah I. Rubenfeld, by Power of Attorney	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR