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Halliburton (NYSE: HAL) EVP uses shares to cover tax withholding

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Halliburton Company executive Lawrence J. Pope reported a tax-related share transfer rather than an open-market trade. On March 5, 2026, he transferred 12,729 shares of common stock at $36.00 per share back to Halliburton to satisfy federal tax withholding obligations tied to restricted shares under the Stock and Incentive Plan.

The footnotes state that the performance unit shares were issued on February 27, 2026 at a New York Stock Exchange closing price of $36.00, and shares were withheld for tax reporting on March 5, 2026. After this transaction, Pope directly owned 433,254.685 shares of common stock, and continued to hold several option grants to buy common stock, including positions with 51,100, 34,300, and 30,500 options outstanding.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pope Lawrence J

(Last) (First) (Middle)
HALLIBURTON COMPANY
3000 N. SAM HOUSTON PARKWAY E.

(Street)
HOUSTON TX 77032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Chief Admin Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/05/2026 F 12,729(1) D $36(2) 433,254.685 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock $31.44 12/05/2018 12/05/2028 Common Stock 51,100 51,100 D
Option to Buy Common Stock $43.38 12/06/2017 12/06/2027 Common Stock 34,300 34,300 D
Option to Buy Common Stock $53.54 12/07/2016 12/07/2026 Common Stock 30,500 30,500 D
Explanation of Responses:
1. Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
2. The Performance Unit shares were issued on February 27, 2026. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on February 27, 2026 was $36.00. Shares were withheld for tax reporting on March 5, 2026.
Remarks:
/s/ Sarah I. Rubenfeld, by Power of Attorney 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Halliburton (HAL) report for Lawrence J. Pope?

Halliburton reported that EVP and Chief Admin Officer Lawrence J. Pope transferred 12,729 common shares to the company to cover federal tax withholding obligations. The transfer was related to restricted shares issued under Halliburton’s Stock and Incentive Plan, not an open-market sale.

At what price were Lawrence J. Pope’s Halliburton (HAL) shares used for tax withholding?

The filing notes a price of $36.00 per share for the 12,729 common shares transferred for tax withholding. Footnotes state this reflects Halliburton’s New York Stock Exchange closing price on February 27, 2026, when the related performance unit shares were issued.

How many Halliburton (HAL) shares does Lawrence J. Pope own after this Form 4?

After the reported tax-withholding disposition, Lawrence J. Pope directly owned 433,254.685 Halliburton common shares. This figure comes from the post-transaction ownership line in the Form 4 and reflects his remaining direct holdings following the share transfer to the company.

Was Lawrence J. Pope’s Halliburton (HAL) transaction a stock sale on the open market?

No. The transaction is coded as a tax-withholding disposition, not an open-market sale. Shares were transferred back to Halliburton to satisfy federal tax obligations triggered when restrictions lapsed on performance-based shares issued under the company’s Stock and Incentive Plan.

What do the footnotes in Lawrence J. Pope’s Halliburton (HAL) Form 4 explain?

The footnotes explain that performance unit shares were issued on February 27, 2026 at a $36.00 closing price, and that shares were later withheld on March 5, 2026 for tax reporting. They also note the plan permits satisfying withholding by transferring unrestricted shares to Halliburton.

What stock options does Lawrence J. Pope hold in Halliburton (HAL) after the filing?

The Form 4 shows multiple option grants to buy Halliburton common stock. After the reported date, he held options with 51,100, 34,300, and 30,500 shares outstanding, each listed as directly owned holdings separate from his common stock share ownership.
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