STOCK TITAN

Halliburton (NYSE: HAL) director details stock equivalent and RSU awards

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Halliburton Company director reports equity awards and deferred stock units. A Halliburton Co (HAL) director filed details of equity-based compensation, including stock equivalent units and restricted stock units that convert to common stock on a one-for-one basis.

On 12/30/2025, the director acquired 1,211.885 stock equivalent units under the Halliburton Company Directors' Deferred Compensation Plan, which are settled in common stock after service as a director ends. These units, along with prior accruals, totaled 12,940.639 derivative securities beneficially owned directly after the transaction.

The filing also lists several restricted stock unit awards, each representing the right to receive one share of common stock. Awards include 7,485 units from 12/2025, 7,485 units from 12/2024, 6,264.53 units from 12/2023, 5,070.76 units from 03/2023, and 4,052.66 units, all held directly. The restricted stock units generally vest in one year on the first anniversary of the award, with shares delivered either upon vesting or following cessation as a director if deferral was elected.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Maurice S

(Last) (First) (Middle)
3000 N. SAM HOUSTON PARKWAY E.

(Street)
HOUSTON TX 77032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Equivalent Units (1) 12/30/2025 A 1,211.885(2) (3) (3) Common Stock 1,211.885 (4) 12,940.639 D
12/2025 Restricted Stock Units (5) (6) (6) Common Stock 7,485 7,485 D
12/2024 Restricted Stock Units (5) (6) (6) Common Stock 6,264.53(7) 6,264.53(7) D
12/2023 Restricted Stock Units (5) (6) (6) Common Stock 5,070.76(7) 5,070.76(7) D
03/2023 Restricted Stock Units (5) (6) (6) Common Stock 4,052.66(7) 4,052.66(7) D
Explanation of Responses:
1. The security converts to common stock on a one-for-one basis.
2. Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
3. The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
4. A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 24, 2025 of $28.03 and December 30, 2025 of $28.49.
5. Each restricted stock unit represents a right to receive one share of the Company common stock.
6. The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
7. Includes stock equivalent units through December 30, 2025.
Remarks:
/s/ Sarah I. Rubenfeld, by Power of Attorney 01/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Halliburton (HAL) disclose in this filing?

The filing reports that a Halliburton Company director acquired 1,211.885 stock equivalent units on 12/30/2025 under the Directors' Deferred Compensation Plan, which convert into common stock on a one-for-one basis.

How many deferred stock equivalent units does the Halliburton (HAL) director now hold?

After the reported transaction, the director beneficially owned 12,940.639 derivative securities in the form of stock equivalent units under the Directors' Deferred Compensation Plan, held directly.

What restricted stock unit awards are reported for the Halliburton (HAL) director?

The director holds several restricted stock unit awards, including 7,485 units from a 12/2025 grant, 7,485 units from a 12/2024 grant, 6,264.53 units from a 12/2023 grant, 5,070.76 units from a 03/2023 grant, and 4,052.66 units, all tied to Halliburton common stock.

When do the Halliburton (HAL) restricted stock units vest and how are they settled?

The filing states that the restricted stock units vest in one year on the first anniversary of the award. Shares of Halliburton common stock are delivered either upon vesting or, if the director elected deferral, after cessation as a director.

How are Halliburton (HAL) directors' stock equivalent units valued for this transaction?

A portion of the stock equivalent units is attributable to quarterly dividends and quarterly fees, and is based on the closing prices of Halliburton common stock on December 24, 2025 of $28.03 and December 30, 2025 of $28.49.

What does one stock equivalent unit or restricted stock unit represent for Halliburton (HAL)?

Each stock equivalent unit and each restricted stock unit reported in this filing represents the right to receive one share of Halliburton Company common stock, according to the stated conversion terms.

Halliburton

NYSE:HAL

HAL Rankings

HAL Latest News

HAL Latest SEC Filings

HAL Stock Data

27.08B
837.72M
0.51%
92.82%
3.64%
Oil & Gas Equipment & Services
Oil & Gas Field Services, Nec
Link
United States
HOUSTON