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Halliburton (HAL) director reports 7,485 RSU grant and existing awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Halliburton Company reported an equity award to one of its directors on a Form 4. On 12/05/2025, the director acquired 7,485 restricted stock units (RSUs) tied to Halliburton common stock at an exercise price of $0, classified as an acquisition transaction. Each RSU represents a right to receive one share of common stock.

The RSUs from the 12/2025 grant vest in one year on the first anniversary of the award, with shares delivered either at vesting or, if the director elected deferral, after ceasing service as a director. The filing also shows previously granted RSUs from 12/2024 and 12/2023, with 6,226.77 and 5,040.19 underlying shares, respectively, including dividend equivalent units through September 30, 2025. Following the reported transactions, the RSUs are held in direct ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cummings Earl M

(Last) (First) (Middle)
3000 NORTH SAM HOUSTON PARKWAY E.

(Street)
HOUSTON TX 77032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 16,057 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
12/2025 Restricted Stock Units (1) 12/05/2025 A 7,485 (2) (2) Common Stock 7,485 $0 7,485 D
12/2024 Restricted Stock Units (1) (2) (2) Common Stock 6,226.77(3) 6,226.77(3) D
12/2023 Restricted Stock Units (1) (2) (2) Common Stock 5,040.19(3) 5,040.19(3) D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive one share of the Company's common stock.
2. The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
3. Includes dividend equivalent units through September 30, 2025.
Remarks:
/s/ Sarah I. Rubenfeld, by Power of Attorney 12/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Halliburton (HAL) report in this Form 4 filing?

The filing reports that a Halliburton director acquired 7,485 restricted stock units (RSUs) on 12/05/2025, each representing one share of Halliburton common stock.

How many Halliburton RSUs were granted to the director on 12/05/2025?

The director received 7,485 RSUs in the 12/2025 grant, with each RSU corresponding to one share of Halliburton common stock at an exercise price of $0.

When do the newly granted Halliburton (HAL) RSUs vest?

The 12/2025 restricted stock units vest in one year on the first anniversary of the award, according to the filing.

When will the Halliburton director receive the shares underlying these RSUs?

Shares will be delivered either upon vesting or, if the director elected to defer receipt, following their cessation as a director.

What other Halliburton RSU awards does the director hold?

The director also holds RSUs from prior awards, including 6,226.77 underlying shares from a 12/2024 grant and 5,040.19 underlying shares from a 12/2023 grant, which include dividend equivalent units through September 30, 2025.

Is the Halliburton director’s RSU ownership reported as direct or indirect?

The Form 4 shows the director’s RSU holdings as direct (D) ownership.
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