HALO (NASDAQ: HALO) insider sale notice — 20,000 shares on 03/09/2026

Rhea-AI Filing Summary

HALO submitted a Form 144 notice reporting proposed sales of Common stock and disclosing a recent sale. The filing shows a reported sale by Cortney A. Caudill of 20,000 shares on 03/09/2026 for $1,356,062. The notice lists several issuances/vestings and an option exercise with quantities of 4,663, 1,546, and 2,648 shares tied to vesting or exercise dates in 2024–2026.

Insights

Insider Transactions Compliance

Form 144 filed; a reported insider sale of 20,000 shares is disclosed.

The filing lists a proposed sale notice and records a sale by Cortney A. Caudill of $1,356,062 for 03/09/2026. It also enumerates restricted stock vestings and an option exercise with specific share counts.

Timing and cash‑flow treatment beyond the reported sale are not detailed here; subsequent filings or Rule 144 confirmations may clarify whether the proposed sales were completed or the sales method used.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8857	599088.37	118017000	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/01/2024	Restricted stock vesting under a registered plan	Issuer			4663	11/01/2024	Services Rendered
Common	03/10/2026	Exercise of options under a registered plan	Issuer			1546	03/10/2026	Cash
Common	11/01/2025	Restricted stock vesting under a registered plan	Issuer			2648	11/01/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CORTNEY A CAUDILL 12390 El Camino Real San Diego CA 92130	Common	03/09/2026	20000	1356062.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)