Welcome to our dedicated page for HA SUSTAINABLE INFRA CAP SEC filings (Ticker: HASI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The HA Sustainable Infrastructure Capital, Inc. (HASI) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. HASI is a NYSE-listed investor in sustainable infrastructure assets, and its filings offer detailed insight into how it structures, finances, and reports on its portfolio of income-generating real assets that support the energy transition.
Through periodic and current reports such as Form 8-K, investors can review material events including new credit agreements and amendments to its CarbonCount-based revolving credit facility, capital commitments to co-investment vehicles like CarbonCount Holdings 1 LLC (CCH1), tender offers for senior notes, and the issuance and pricing of green junior subordinated notes. These filings describe key terms of financings, guarantees by affiliated entities, use of proceeds for eligible green projects, and changes to the company’s capital structure.
HASI’s SEC documents also cover earnings announcements and financial metrics, where the company discusses GAAP results, Adjusted Earnings, Adjusted Recurring Net Investment Income, Managed Assets, portfolio yields, and transaction activity. Filings related to executive appointments and transitions, such as the appointment of a Chief Operating Officer or changes in legal leadership, appear under Form 8-K items addressing corporate governance and management.
On Stock Titan, these filings are supplemented with AI-powered summaries that highlight the main points of lengthy documents, helping readers quickly understand the significance of items such as new note offerings, amendments to credit facilities, or updates to co-investment arrangements. Users can also track information relevant to quarterly and annual reporting (10-Q and 10-K when available), as well as any Form 4 insider transaction reports that may be filed, to build a more complete picture of HASI’s financial and governance profile.
By using this page, investors can monitor HASI’s regulatory history, including financing activities, investment strategy disclosures, and governance developments, with real-time updates sourced from the SEC’s EDGAR system and summarized with AI to make complex filings more accessible.
HA Sustainable Infrastructure Capital EVP and Chief Risk Officer Viral Amin reported a tax-related share disposition. On March 5, 2026, 679 shares of common stock were withheld by the company at $36.43 per share to satisfy his tax obligation on the vesting of 2,039 shares.
After this withholding, Amin directly holds 4,078 shares of common stock. He is also attributed an indirect pecuniary interest in 56,843 LTIP Units held by HASI Management HoldCo LLC, which may convert into OP Units and ultimately into common stock under the partnership and equity plan terms.
HA Sustainable Infrastructure Capital, Inc. Chief Accounting Officer Michelle Whicher reported a tax-related share disposition linked to equity vesting. On the vesting of 4,629 shares of common stock, 2,238 shares were withheld by the company, with Board approval, to cover her tax withholding obligation at a price of $36.43 per share. Following this withholding, she held 20,045 shares of common stock directly.
The filing also notes 10,246 long-term incentive plan (LTIP) units held indirectly through HASI Management HoldCo LLC. These LTIP Units may vest into an equal number of OP Units, which can then be redeemed for cash or common stock on a one-for-one basis under partnership agreement terms. Whicher reports only her proportionate pecuniary interest in these LTIP Units and disclaims beneficial ownership beyond that interest.
HA Sustainable Infrastructure Capital, Inc.’s Chief Operating Officer, Nitya Gopalakrishnan, indirectly acquired 28,500 LTIP Units on March 2, 2026 through HASI Management HoldCo LLC under the 2022 Equity Incentive Plan. In total, 48,500 LTIP Units are now reported as held indirectly. Vested LTIP Units can convert one-for-one into OP Units and then be redeemed for cash or an equivalent number of common shares, subject to conditions in the partnership agreement.
HA Sustainable Infrastructure Capital reported an insider equity award involving its Chief Accounting Officer, Michelle Whicher. An affiliated entity, HASI Management HoldCo LLC, received a grant of 10,246 LTIP Units under the 2022 Equity Incentive Plan at a price of $0.00 per unit, reflecting only Whicher’s pecuniary interest in the LLC’s holdings.
Upon vesting and achieving parity, these LTIP Units may convert into an equal number of OP Units, which can then be redeemed for cash or, at the company’s option, common stock on a one-for-one basis, subject to conditions in the partnership agreement. The filing also notes that performance targets for the period ended December 31, 2025 were not met for 1,365 shares, which therefore did not vest, leaving Whicher with 22,283 shares of common stock held directly after the update.
HA Sustainable Infrastructure Capital executive Viral Amin, EVP and Chief Risk Officer, indirectly acquired 20,645 LTIP Units through HASI Management HoldCo LLC at a grant price of $0 under the 2022 Equity Incentive Plan. In total, 56,843 LTIP Units are outstanding, which may vest into an equal number of OP Units and can ultimately be exchanged for cash or common stock. Amin also directly holds 4,757 shares of common stock after these transactions.
HA Sustainable Infrastructure Capital executive Susan D. Nickey reported an equity award involving long-term incentive units. On March 2, 2026, an entity associated with her, HASI Management HoldCo LLC, was credited with 60,000 LTIP Units at a grant price of $0.00 per unit, reflecting a grant or award acquisition rather than a market purchase.
After this award, the filing shows 258,746 LTIP Units attributable to her pecuniary interest through HoldCo LLC, and separate indirect and direct holdings of common stock through a revocable trust and in her own name. A prior 14,059 LTIP Units portion did not vest because performance targets for the period ended December 31, 2025 were not met.
HA Sustainable Infrastructure Capital, Inc. reported an equity award involving Chief Revenue and Strategy Officer Marc T. Pangburn through HASI Management HoldCo LLC. An entity associated with him acquired 100,500 LTIP Units at $0.00 per unit, bringing his reported indirect interest in LTIP Units to 356,924 units.
These LTIP Units can vest and later convert into OP Units of the partnership, which may then be redeemable for cash or common stock of the company on a one-for-one basis, subject to conditions. Pangburn also directly holds 56,791 shares of common stock. He reports only his pecuniary interest in the HoldCo LLC units and disclaims beneficial ownership beyond that.
HA Sustainable Infrastructure Capital, Inc. reported an equity award to CFO & Treasurer Charles Melko through HASI Management HoldCo LLC. On March 2, 2026, an indirect grant of 34,500 LTIP Units was made at no cost, bringing his proportionate interest in LTIP Units held via HoldCo LLC to 121,664 units. These LTIP Units were granted under the company’s 2013 and 2022 equity incentive plans and may, after vesting and meeting parity conditions, convert into OP Units and ultimately cash or common stock on a one-for-one basis under the partnership agreement. As of this filing, Melko also directly holds 22,563 shares of common stock.
HA Sustainable Infrastructure Capital, Inc. reported that Chief Executive Officer Jeffrey Lipson had an indirect award of 238,500 LTIP Units on March 2, 2026, recorded as a grant or other acquisition at a price of $0.00 per unit. These LTIP Units are held by HASI Management HoldCo LLC, where Lipson is a member, and he reports only his proportionate pecuniary interest while disclaiming broader beneficial ownership.
After this award, a total of 1,017,090 LTIP Units are outstanding in which he has a reported interest, which may convert into an equal number of OP Units and ultimately cash or common stock upon vesting and satisfaction of partnership conditions. The filing also notes that 58,139 LTIP Units previously included in his totals did not vest because certain performance targets for the period ended December 31, 2025 were not met. Separately, Lipson directly holds 36,925 shares of the company’s common stock.
HA Sustainable Infrastructure Capital, Inc. announced that it has redeemed all
The company funded this redemption using a portion of the proceeds from its recent issuances of