[Form 3] HA Sustainable Infrastructure Capital, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

HA Sustainable Infrastructure Capital, Inc. Form 3 filed by Nitya Gopalakrishnan reports an initial statement of beneficial ownership for the issuer HASI. The event requiring the statement occurred on 07/31/2025. Mr. Gopalakrishnan is identified as a Director and the company’s Chief Operating Officer. The filing states that no securities are beneficially owned by the reporting person at the time of filing. The document includes an executed signature dated 09/11/2025 and references a Power of Attorney as Exhibit 24.1.

Positive

• Initial disclosure filed fulfilling Section 16 reporting requirements
• No securities beneficially owned at filing date, simplifying immediate insider reporting obligations
• Signed filing and Power of Attorney referenced, indicating administrative completeness

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine initial Section 16 filing shows appointment/relationship with no securities held, limiting immediate insider trading implications.

The Form 3 identifies Nitya Gopalakrishnan as a Director and Chief Operating Officer who filed an initial ownership disclosure linked to an event on 07/31/2025. Critically, the filing states no beneficial ownership of securities, which means there are no reportable holdings or immediate Section 16 transaction triggers disclosed here. The inclusion of a Power of Attorney exhibit is typical for administrative filing authority. For governance review, the filing confirms insider status without equity alignment as of the dates provided.

Securities Compliance Analyst

TL;DR: Compliance filing completed; absence of holdings reduces short-term reporting complexity but requires future monitoring.

This Form 3 is an initial statement required under Section 16. It documents the reporting person's relationship to the issuer and states no securities are beneficially owned. From a compliance standpoint, this is a standard disclosure meeting filing obligations. The signature dated 09/11/2025 and reference to Exhibit 24.1 (Power of Attorney) indicate proper execution. Ongoing monitoring is necessary in case future acquisitions or dispositions trigger additional Section 16 filings.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Gopalakrishnan Nitya

(Last) (First) (Middle)

ONE PARK PLACE SUITE 200

(Street)

ANNAPOLIS MD 21401

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/31/2025

3. Issuer Name and Ticker or Trading Symbol
HA Sustainable Infrastructure Capital, Inc. [ HASI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit No. 24.1 Power of Attorney dated September 11, 2025.

No securities are beneficially owned.

	/s/ Nitya Gopalakrishnan	09/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 for HASI filed by Nitya Gopalakrishnan disclose?

The Form 3 discloses that Nitya Gopalakrishnan is a Director and Chief Operating Officer and that no securities are beneficially owned by the reporting person.

What event date triggered the Form 3 filing for HASI?

The event requiring the statement is listed as 07/31/2025.

When was the Form 3 signed by the reporting person?

The filing shows a signature dated 09/11/2025.

Does the Form 3 show any derivative or equity holdings for HASI?

No. The filing explicitly states no securities are beneficially owned and contains no entries in the security tables.

Is there any exhibit attached to the Form 3?

Yes. The filing references Exhibit 24.1, a Power of Attorney dated September 11, 2025.