Welcome to our dedicated page for HA Sustainable Infrastructure Capital SEC filings (Ticker: HASI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
HA Sustainable Infrastructure Capital, Inc. filings document an NYSE-listed sustainable infrastructure investor with common stock registered under the Exchange Act. The company’s 8-K reports furnish earnings releases, dividend announcements, Regulation FD materials, material agreements and capital-structure events related to its investment funding program.
Recent filings also describe green senior unsecured notes, green junior subordinated notes, indentures, subsidiary guarantors, commercial paper and revolving credit facility usage, and redemptions of outstanding senior notes. Proxy materials cover shareholder voting matters, executive compensation and governance disclosures, while compensation-related 8-K reports document severance arrangements and change-in-control protections for covered executives.
HA Sustainable Infrastructure Capital, Inc. (HASI) is conducting an exchange offer to swap up to $1.0 billion aggregate principal amount of registered 5.950% Green Senior Unsecured Notes due 2033 for an equal amount of its outstanding unregistered 5.950% Green Senior Unsecured Notes due 2033 issued under Rule 144A/Reg S. The exchange offer expires at 5:00 p.m. New York City time on September 16, 2026, unless extended, and HASI will not receive any cash proceeds; exchanged Original Notes will be retired.
The Exchange Notes are substantially identical to the Original Notes but are registered under the Securities Act, free of transfer restrictions and registration-rights–related additional interest provisions, and carry a new CUSIP. They are senior unsecured obligations of HASI, bearing 5.950% interest and maturing on July 15, 2033, with semi-annual payments on January 15 and July 15. The Notes are fully and unconditionally guaranteed on a senior unsecured, joint-and-several basis by specified HASI subsidiaries but are effectively subordinated to secured debt and to liabilities of non-guarantor subsidiaries.
As of June 30, 2026, HASI reports $17 billion of Managed Assets and about $5.9 billion of total consolidated indebtedness, including multiple series of senior and junior subordinated notes, term loans, and green commercial paper programs. The company discloses risks related to leverage, structural subordination, change-of-control repurchase obligations and the absence of an active trading market for the Exchange Notes.
Wellington Management Group LLP and affiliated entities filed an amended Schedule 13G reporting beneficial ownership of common stock of HA Sustainable Infrastructure Capital, Inc. As of June 30, 2026, they collectively reported beneficial ownership of 10,008,237 shares, representing 7.79% of the outstanding common stock.
The Wellington entities reported no sole voting or dispositive power, but significant shared voting and shared dispositive power over these shares through investment advisory relationships with their clients. The securities are owned of record by clients of various Wellington investment advisers, none of which is known to hold more than five percent individually.
HA Sustainable Infrastructure Capital, Inc. is conducting an exchange offer to replace up to $1.0 billion aggregate principal amount of unregistered 5.950% Green Senior Unsecured Notes due 2033 (Original Notes) with an equal principal amount of SEC-registered Exchange Notes. The Exchange Notes are substantially identical to the Original Notes but will be registered under the Securities Act, have a different CUSIP, and will not carry transfer restrictions, registration rights or additional interest provisions. The Notes are fully and unconditionally guaranteed on a senior unsecured basis by several key subsidiaries.
The Exchange Notes mature on July 15, 2033, pay 5.950% interest semi-annually on January 15 and July 15, and rank senior unsecured at the issuer level but are effectively subordinated to secured and non‑guarantor subsidiary debt. HA Sustainable Infrastructure reports over $17 billion in managed assets and about $5.9 billion of consolidated indebtedness as of June 30, 2026. The company will receive no cash proceeds from the exchange; tendered Original Notes will be retired or cancelled.
HA Sustainable Infrastructure Capital, Inc. finances energy-transition assets through equity, receivables and securitizations. For the quarter ended June 30, 2026, total revenue was $120.8 million (120,790 dollars in thousands) versus $85.7 million a year earlier, and net income was $131.8 million (131,783) versus $99.8 million. Net income attributable to controlling stockholders was $128.6 million, or $1.00 basic EPS. Equity method investments contributed $178.9 million of income in the quarter, but for the first half of 2026 their income was $99.7 million compared with $245.7 million in 2025, reflecting a $70 million impairment on two projects.
Total assets were $8.94 billion (8,940,993 dollars in thousands), including $4.78 billion of equity method investments and $3.15 billion of receivables; cash and cash equivalents rose to $249.9 million. The investment portfolio totaled approximately $8.2 billion, with 98% in the lowest internal risk category. Capital structure includes long-term debt of $3.81 billion in senior notes, $1.09 billion in junior subordinated notes and $404.3 million in convertible notes, alongside $332.2 million of retained interests in securitization trusts.
HA Sustainable Infrastructure Capital (HASI) reported strong Q2 2026 results with GAAP diluted EPS of $0.92 and Adjusted EPS of $0.75, up from $0.74 and $0.60 in Q2 2025. GAAP net income attributable to controlling stockholders was $129 million, while Adjusted Earnings reached $99 million. Adjusted Recurring Net Investment Income rose 26% year over year to $107 million, and GAAP-based and Adjusted ROE were 20.3% and 15.2%.
Managed Assets grew 20% to $17.6 billion, with an $8.2 billion Portfolio generating a 9.2% yield. New transactions of approximately $1.1 billion closed in the quarter, and the pipeline exceeded $6.5 billion, with new Portfolio investments underwritten at yields above 11%. Total debt stood at $5.9 billion, producing a 1.7x debt-to-equity ratio within the stated 1.5x–2.0x target, and 95% of debt was fixed-rate or hedged. Liquidity totaled $2.2 billion, including $1.9 billion of unused revolving credit and commercial paper capacity.
HASI raised its 2028 Adjusted EPS guidance to $3.55–$3.65 from $3.50–$3.60 and reiterated a target Adjusted ROE above 17% in 2028. The board declared a quarterly dividend of $0.425 per share, payable October 16, 2026. Managed Assets are estimated to avoid about 10.4 million metric tons of carbon emissions annually.
HA Sustainable Infrastructure Capital, Inc. entered into a new $2.25 billion, five-year unsecured revolving credit facility under a CarbonCount-based agreement. This replaces a $1.825 billion facility, extends maturity to July 2031 from April 2028, and lowers current spreads and commitment fees on drawn and undrawn balances.
The company also arranged a new $400 million, three-year senior unsecured term loan, replacing a $250 million term loan and a $250 million delayed draw term loan terminated the same day. The loan’s margin is 1.45% over Term SOFR, 33 basis points below the prior facilities’ weighted spreads, with both agreements incorporating small pricing adjustments tied to CarbonCount sustainability metrics.
HA Sustainable Infrastructure Capital, Inc. disclosed it has issued $1,000,000,000 aggregate principal amount of 5.950% green senior unsecured notes due 2033 in a private offering to institutional investors. The notes pay 5.950% interest semi-annually on January 15 and July 15, beginning January 15, 2027, and mature on July 15, 2033.
The company plans to use the net proceeds initially to repay portions of its unsecured credit facility and commercial paper programs, and then to finance or refinance eligible green projects, with interim investment in short-term interest-bearing instruments. The notes are guaranteed by specified subsidiaries, include a change-of-control repurchase right at 101% of principal plus interest, and are optionally redeemable, including a make-whole premium before May 15, 2033. The company and guarantors entered into a registration rights agreement requiring an exchange offer or shelf registration for the notes, with additional interest payable if registration deadlines are missed.
HA Sustainable Infrastructure Capital, Inc. has begun, subject to market conditions, a private offering of green senior unsecured notes that will be guaranteed by several affiliated entities. The company invests in sustainable infrastructure assets and reports Managed Assets of about $16.4 billion as of March 31, 2026, including securitized assets and co‑investment structures.
For the three months ended March 31, 2026, it completed approximately $637 million of transactions across renewable natural gas, solar, storage, and public sector projects. Managed Assets have grown from $7.2 billion in 2020 to $16.4 billion, a 17% compound annual growth rate, supported by a large pipeline of more than $6.5 billion in potential opportunities.
HA Sustainable Infrastructure Capital, Inc. director Lizabeth A. Ardisana received a grant of 5,574 LTIP Units on June 3, 2026. These long-term incentive plan units are tied to the company’s common stock and were awarded at a price of $0.00 per unit as compensation rather than an open-market purchase.
After this award, Ardisana holds 21,988 LTIP Units, each currently linked one-for-one to potential OP Units of the partnership, which can later be exchanged for cash or an equivalent number of common shares under specified conditions. Separately, she directly holds 1,862 common shares, including 317 acquired through a dividend reinvestment program since her last filing.