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HA Sustainable Infrastructure Capital director Clarence D. Armbrister received a grant of 3,553 LTIP Units on June 3, 2026. These long-term incentive plan units are tied to partnership interests and are a form of equity-based compensation rather than an open-market share purchase.
Following the reporting, Armbrister directly holds 1,135 shares of common stock, which includes 36 shares acquired through a dividend reinvestment program since his last Section 16 filing. In total, 23,551 LTIP Units are outstanding for him, which are issuable as an equal number of OP Units that can later be redeemed for cash or, at the issuer’s option, common stock on a one-for-one basis under the partnership agreement.
HA Sustainable Infrastructure Capital, Inc. director Nancy C. Floyd received a grant of 3,553 LTIP Units on common stock as compensation. These long-term incentive units are tied to an equal number of common shares upon vesting and conversion under the partnership agreement terms.
After this grant, Floyd holds 23,551 LTIP Units and 2,703 shares of common stock directly, including 1,160 shares accumulated through a dividend reinvestment program since her prior Section 16 filing.
HA Sustainable Infrastructure Capital, Inc. director Laura Ann Schulte received a grant of 3,553 LTIP Units in Hannon Armstrong Sustainable Infrastructure, LP on June 3, 2026. These long-term incentive plan units are derivative interests tied to the issuer’s common stock.
Following this award, Schulte holds 8,719 LTIP Units, which, upon vesting and achieving parity with OP Units under the partnership agreement, may convert one-for-one into OP Units. Those OP Units can then be redeemed for cash equal to the market value of an equivalent number of HA Sustainable Infrastructure Capital common shares or, at the issuer’s option, into common stock on a one-for-one basis.
HA Sustainable Infrastructure Capital director Barry Edward Welch received a grant of 3,553 LTIP Units. These long-term incentive plan units were awarded at a price of $0.00 per unit, bringing his total LTIP Units to 8,719 held directly.
According to the footnotes, once LTIP Units vest and reach parity with OP Units in Hannon Armstrong Sustainable Infrastructure, LP, they may convert into OP Units on a one-for-one basis, subject to conditions in the Partnership Agreement. The reporting person can then request redemption of OP Units for cash equal to the market value of an equivalent number of HASI common shares, or, at the issuer’s option, receive common stock on a one-for-one basis, subject to adjustments.
Reed Kimberly A. reported acquisition or exercise transactions in this Form 4 filing.
HA Sustainable Infrastructure Capital director Kimberly A. Reed received a grant of 3,553 LTIP Units as equity-based compensation. Each LTIP Unit represents the right to receive one unit of limited partner interest (OP Unit) upon vesting and meeting conditions, which can then be redeemed for cash or, at the company’s option, an equivalent number of common shares. Following this grant, Reed holds 18,286 LTIP Units linked to potential future OP Units and common stock.
HA Sustainable Infrastructure Capital, Inc. director Teresa Brenner received a new equity-based award. On June 3, 2026, she was granted 3,553 LTIP Units in Hannon Armstrong Sustainable Infrastructure, LP under the company’s long-term incentive plan.
The LTIP Units can vest and convert into OP Units, which are then redeemable for either cash equal to the market value of HA Sustainable Infrastructure Capital common stock or, at the company’s option, an equal number of common shares. Following this award, Brenner holds 30,787 LTIP Units and 10,360 common shares directly, highlighting that this Form 4 reflects compensation-related equity, not an open-market stock purchase or sale.
HA Sustainable Infrastructure Capital, Inc. reported results of its annual stockholder meeting, where holders of about 70% of outstanding common shares were entitled to vote. Stockholders elected ten directors to serve until the 2027 annual meeting, with each nominee receiving over 98 million votes in favor.
They also ratified Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 104,644,682 votes for and 9,092,807 against. In addition, stockholders approved, on a non-binding advisory basis, the compensation of named executive officers, with 93,149,195 votes for and 9,067,144 against.
HA Sustainable Infrastructure Capital, Inc. executive Ann Marie Reynolds filed an initial Form 3 showing her equity interests. She reports direct ownership of 2 shares of common stock and an indirect interest in 73,343 LTIP Units held through HASI Management HoldCo LLC.
The 73,343 LTIP Units were granted under the company’s 2022 Equity Incentive Plan and relate to an equal number of OP Units in the partnership. Once vested and at parity with OP Units, they may be converted into OP Units and then redeemed for cash or, at the issuer’s option, common stock on a one-for-one basis, subject to conditions in the partnership agreement.
HA Sustainable Infrastructure Capital, Inc. executive Amanuel Haile-Mariam, Co-Chief Investment Officer, reported his initial ownership on a Form 3. He holds 6,496 shares of common stock directly. He also has an indirect pecuniary interest in 82,901 LTIP Units held by HASI Management HoldCo LLC.
These LTIP Units relate to units in the company’s operating partnership and were granted under the 2013 and 2022 equity incentive plans. Once vested and converted, they can become OP Units, which may then be redeemed for cash or, at the issuer’s option, an equivalent number of common shares, subject to conditions in the partnership agreement.
HA Sustainable Infrastructure Capital, Inc. executive Daniela Shapiro, Co-Chief Risk Officer, has reported an indirect holding of 80,029 LTIP Units through HASI Management HoldCo LLC. These long‑term incentive plan units were granted under the company’s 2022 Equity Incentive Plan.
Upon vesting and achieving parity, each LTIP Unit can convert into one OP Unit of the partnership, which may then be redeemed for cash equal to the market value of one share of common stock or, at the issuer’s option, one share of common stock. Shapiro reports only her proportionate pecuniary interest in the LLC’s LTIP Units and disclaims beneficial ownership beyond that interest.