Welcome to our dedicated page for HA Sustainable Infrastructure Capital SEC filings (Ticker: HASI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on HA Sustainable Infrastructure Capital's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into HA Sustainable Infrastructure Capital's regulatory disclosures and financial reporting.
HA Sustainable Infrastructure Capital, Inc. reported that an entity associated with its Chief Legal Officer Christy Ledet Freer-Greene received a grant of 17,500 LTIP Units in Hannon Armstrong Sustainable Infrastructure, LP under the 2022 Equity Incentive Plan.
The LTIP Units are held indirectly through HASI Management HoldCo LLC, where the officer is a member. The filing states that the reported amount reflects only the officer’s pecuniary interest in HoldCo LLC’s LTIP Units and disclaims beneficial ownership beyond that proportionate interest. Vested LTIP Units may later convert into OP Units and ultimately be redeemed for cash or HA Sustainable Infrastructure Capital common stock on a one-for-one basis, subject to partnership agreement conditions.
HA Sustainable Infrastructure Capital, Inc. (HASI) reported that its Chief Legal Officer, Christy Ledet Freer-Greene, filed an initial Form 3 statement of beneficial ownership. This filing establishes her status as a reporting insider but does not list any stock transactions or holdings details in the provided data.
HA Sustainable Infrastructure Capital Inc reports beneficial ownership by Vanguard Portfolio Management. Vanguard Portfolio Management beneficially owns 7,786,214 shares of Common Stock, equal to 6.07% of the class as of 03/31/2026. The filer reports sole dispositive power over 7,786,214 shares and sole voting power for 48,043 shares. The Schedule 13G was signed by Ashley Grim on 04/28/2026 and lists CUSIP 41068X100.
Vanguard Capital Management reported beneficial ownership of 6,671,197 shares of HA Sustainable Infrastructure Capital Inc, representing 5.2% of the class as of 03/31/2026. The filing lists sole dispositive power over 6,671,197 shares and sole voting power for 973,298 shares.
The disclosure states these holdings include shares held for Vanguard funds and managed accounts and names the reporting person as Vanguard Capital Management. Signature block shows filing by a Vanguard officer on 04/28/2026.
HA Sustainable Infrastructure Capital, Inc. is asking stockholders to vote at its June 3, 2026 virtual annual meeting on three items: electing ten director nominees, ratifying Ernst & Young LLP as auditor for 2026, and approving a non-binding advisory vote on executive pay.
The board highlights strong governance features, including a separate chair and CEO, a non-staggered board, a majority vote policy, and over 80% independent directors, with three audit committee financial experts. The proxy emphasizes sustainability oversight, climate-focused investing using proprietary CarbonCount and WaterCount tools, and a board that is 42% female and 17% from racial or ethnic minorities.
The company details its pay-for-performance philosophy, an executive compensation program linked to climate solution investments, and a 2025 CEO pay ratio of 36x the median employee. It also outlines extensive stockholder outreach, active human capital initiatives, employee stock ownership eligibility for all full-time staff, and robust cybersecurity and risk oversight through dedicated board committees.
HA Sustainable Infrastructure Capital, Inc. adopted a new Executive Protection Plan that provides severance benefits to its CEO and selected management employees. Effective May 1, 2026, executives are placed into Tier A, Tier B, or Tier C, with benefits varying by tier.
Severance is available after a Qualifying Termination, which generally includes termination without cause and, for Tier A and B, resignation for defined constructive reasons. Enhanced benefits apply if the termination occurs within one year after a company change in control.
Payments require a signed participation agreement, a release of claims, and compliance with restrictive covenants. Potential payments tied to a change in control are reduced if necessary to avoid excise tax on excess parachute payments, and the plan does not provide excise tax gross-ups.
HA Sustainable Infrastructure Capital, Inc. filed Amendment No. 1 to its Form 10-K for the year ended December 31, 2025 to comply with Regulation S-X Rule 3-09 by adding separate financial statements for significant equity method investees Palmetto HASI Holdings LLC and Daggett Renewable Holdco LLC and their subsidiaries.
The amendment primarily updates Item 15 to include new exhibits with these consolidated financial statements and related auditor consents, along with updated CEO and CFO certifications. As of June 30, 2025, common stock held by non-affiliates had an aggregate market value of $3.3 billion, and on March 23, 2026 there were 128,420,364 common shares outstanding, including 619,298 unvested restricted shares.
HA Sustainable Infrastructure Capital Inc: Schedule 13G/A amendment showing no beneficial ownership by The Vanguard Group. The filing states 0 shares beneficially owned and 0% of the class by The Vanguard Group after an internal realignment. The amendment explains certain Vanguard subsidiaries now report separately in reliance on SEC Release No. 34-39538.
HA Sustainable Infrastructure Capital EVP and Chief Risk Officer Viral Amin reported a tax-related share disposition. On March 5, 2026, 679 shares of common stock were withheld by the company at $36.43 per share to satisfy his tax obligation on the vesting of 2,039 shares.
After this withholding, Amin directly holds 4,078 shares of common stock. He is also attributed an indirect pecuniary interest in 56,843 LTIP Units held by HASI Management HoldCo LLC, which may convert into OP Units and ultimately into common stock under the partnership and equity plan terms.