Welcome to our dedicated page for HA Sustainable Infrastructure Capital SEC filings (Ticker: HASI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
HA Sustainable Infrastructure Capital, Inc. filings document an NYSE-listed sustainable infrastructure investor with common stock registered under the Exchange Act. The company’s 8-K reports furnish earnings releases, dividend announcements, Regulation FD materials, material agreements and capital-structure events related to its investment funding program.
Recent filings also describe green senior unsecured notes, green junior subordinated notes, indentures, subsidiary guarantors, commercial paper and revolving credit facility usage, and redemptions of outstanding senior notes. Proxy materials cover shareholder voting matters, executive compensation and governance disclosures, while compensation-related 8-K reports document severance arrangements and change-in-control protections for covered executives.
HA Sustainable Infrastructure Capital executive Susan D. Nickey reported an equity award involving long-term incentive units. On March 2, 2026, an entity associated with her, HASI Management HoldCo LLC, was credited with 60,000 LTIP Units at a grant price of $0.00 per unit, reflecting a grant or award acquisition rather than a market purchase.
After this award, the filing shows 258,746 LTIP Units attributable to her pecuniary interest through HoldCo LLC, and separate indirect and direct holdings of common stock through a revocable trust and in her own name. A prior 14,059 LTIP Units portion did not vest because performance targets for the period ended December 31, 2025 were not met.
HA Sustainable Infrastructure Capital, Inc. reported an equity award involving Chief Revenue and Strategy Officer Marc T. Pangburn through HASI Management HoldCo LLC. An entity associated with him acquired 100,500 LTIP Units at $0.00 per unit, bringing his reported indirect interest in LTIP Units to 356,924 units.
These LTIP Units can vest and later convert into OP Units of the partnership, which may then be redeemable for cash or common stock of the company on a one-for-one basis, subject to conditions. Pangburn also directly holds 56,791 shares of common stock. He reports only his pecuniary interest in the HoldCo LLC units and disclaims beneficial ownership beyond that.
HA Sustainable Infrastructure Capital, Inc. reported an equity award to CFO & Treasurer Charles Melko through HASI Management HoldCo LLC. On March 2, 2026, an indirect grant of 34,500 LTIP Units was made at no cost, bringing his proportionate interest in LTIP Units held via HoldCo LLC to 121,664 units. These LTIP Units were granted under the company’s 2013 and 2022 equity incentive plans and may, after vesting and meeting parity conditions, convert into OP Units and ultimately cash or common stock on a one-for-one basis under the partnership agreement. As of this filing, Melko also directly holds 22,563 shares of common stock.
HA Sustainable Infrastructure Capital, Inc. reported that Chief Executive Officer Jeffrey Lipson had an indirect award of 238,500 LTIP Units on March 2, 2026, recorded as a grant or other acquisition at a price of $0.00 per unit. These LTIP Units are held by HASI Management HoldCo LLC, where Lipson is a member, and he reports only his proportionate pecuniary interest while disclaiming broader beneficial ownership.
After this award, a total of 1,017,090 LTIP Units are outstanding in which he has a reported interest, which may convert into an equal number of OP Units and ultimately cash or common stock upon vesting and satisfaction of partnership conditions. The filing also notes that 58,139 LTIP Units previously included in his totals did not vest because certain performance targets for the period ended December 31, 2025 were not met. Separately, Lipson directly holds 36,925 shares of the company’s common stock.
HA Sustainable Infrastructure Capital, Inc. announced that it has redeemed all $450 million outstanding principal amount of its 8.000% senior notes due 2027.
The company funded this redemption using a portion of the proceeds from its recent issuances of $600 million of 7.125% green junior subordinated notes due 2056 and $400 million of 6.000% green senior unsecured notes due 2036, replacing higher-cost, shorter-maturity debt with longer-term green financing.
HA Sustainable Infrastructure Capital, Inc. issued $400,000,000 of 6.000% Green Senior Unsecured Notes due 2036. Interest is paid semi-annually each March 15 and September 15, starting September 15, 2026, with final maturity on March 15, 2036, unless earlier repurchased or redeemed.
The company plans to use the net proceeds to repay portions of its unsecured revolving credit facility or commercial paper programs, or to redeem some or all of its 8.00% Senior Notes due 2027, and ultimately to finance eligible green projects. The notes are guaranteed by several subsidiaries and include a Change of Control repurchase right at 101% of principal plus accrued interest, along with make-whole and par call redemption options before and after December 15, 2035.
HA Sustainable Infrastructure Capital, Inc. issued $600,000,000 of 7.125% Green Junior Subordinated Notes due 2056. The notes pay 7.125% interest until November 15, 2031, then reset every five years to the Five-year U.S. Treasury Rate plus 3.478%, with a minimum rate of 7.125%.
The company plans to use net proceeds to repay borrowings under its unsecured revolving credit facility, repay commercial paper, or redeem some or all of its 8.00% Senior Notes due 2027, and to allocate an amount equal to the proceeds to eligible green projects.
The notes are guaranteed by several affiliated entities when issued, allow interest deferral with compounding, and may be redeemed at specified prices following a change of control, tax event, or rating agency event, and around or after the first reset date.
HA Sustainable Infrastructure Capital is raising new long-term debt through two green bond offerings totaling $1.0 billion. The company agreed to issue $600 million of 7.125% Green Junior Subordinated Notes due 2056 at 100% of principal, guaranteed on a subordinated basis by several affiliates. It also agreed to issue $400 million of 6.000% Green Senior Unsecured Notes due 2036 at 99.810% of principal, with the same guarantors.
The planned closings are expected on February 27, 2026 for the junior subordinated notes and March 2, 2026 for the senior unsecured notes, subject to customary conditions. The company plans to use net proceeds to repay borrowings under its unsecured revolving credit facility and commercial paper programs or to redeem some or all of its 8.00% Senior Notes due 2027. Cash equal to the net proceeds will be allocated over time to new or existing eligible green projects, with any unallocated amounts held in interest-bearing accounts or short-term, interest-bearing securities.
HA Sustainable Infrastructure Capital, Inc. is offering $400,000,000 of 6.000% Green Senior Unsecured Notes due 2036. The Notes bear interest at 6.000% per annum, payable semi‑annually on March 15 and September 15 beginning September 15, 2026, and mature on March 15, 2036.
Proceeds (estimated net proceeds approximately $395.5 million) are intended to be used to temporarily repay borrowings under the Unsecured Credit Facility, repay commercial paper borrowings, or redeem some or all of the outstanding 8.00% Senior Notes due 2027, and cash equal to proceeds will be allocated to Eligible Green Projects in accordance with the Green Bond Framework.
The Notes will be unsecured, guaranteed initially by specified Guarantors, rank pari passu with existing senior unsecured indebtedness and will be effectively subordinated to secured indebtedness and liabilities of non‑guarantor subsidiaries.
HA Sustainable Infrastructure Capital, Inc. is offering $600,000,000 aggregate principal amount of 7.125% Green Junior Subordinated Notes due 2056, with an expected original issuance date of February 27, 2026. Interest will accrue at 7.125% through the first reset date of November 15, 2031 and thereafter will reset each reset period to the Five‑year U.S. Treasury Rate plus 3.478%, but will never reset below 7.125%.
The Notes will be junior and subordinated to the Issuer’s and Guarantors’ senior indebtedness and will be guaranteed initially by the Guarantors only; Guarantees may terminate automatically under specified circumstances. The Issuer may defer interest payments for up to 10 consecutive years per deferral period, and intends to use net proceeds (approximately $592.2 million after fees) to temporarily repay borrowings under credit/commercial paper facilities or to redeem outstanding 2027 Senior Notes and to fund Eligible Green Projects consistent with its Green Bond Framework.