STOCK TITAN

Huntington Bancshares (HBAN) director Jeffrey Tate receives new stock awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tate Jeffrey L. reported acquisition or exercise transactions in this Form 4 filing.

Huntington Bancshares director Jeffrey L. Tate received stock-based compensation rather than buying shares on the market. On April 1, 2026, he was granted 503.864 shares of common stock directly and 49.598 shares credited to a Director Deferred Compensation Plan, both at no cash cost.

After these awards, Tate directly held 113,614.853 common shares and had 5,158.695 shares credited in the deferred compensation arrangement. A footnote states that the filing should not be taken as an admission that he is the beneficial owner of all reported securities.

Positive

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Negative

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Insider Tate Jeffrey L.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 503.864 $0.00 --
Grant/Award Common Stock 49.598 $0.00 --
Holdings After Transaction: Common Stock — 113,614.853 shares (Direct); Common Stock — 5,158.695 shares (Indirect, Director Deferred Compensation Plan)
Footnotes (1)
  1. [object Object]
Direct shares granted 503.864 shares Common Stock award on April 1, 2026
Deferred plan shares granted 49.598 shares Credited to Director Deferred Compensation Plan on April 1, 2026
Direct holdings after transaction 113,614.853 shares Common Stock directly owned after April 1, 2026 grants
Indirect holdings after transaction 5,158.695 shares Common Stock credited in Director Deferred Compensation Plan
Grant price per share $0.0000 per share Reported transaction price for both A-code awards
Director Deferred Compensation Plan financial
"nature_of_ownership: "Director Deferred Compensation Plan""
beneficial owner regulatory
"shall not be construed as an admission that the undersigned is ... the beneficial owner of the securities"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Section 16 of the Securities and Exchange Act of 1934 regulatory
"for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tate Jeffrey L.

(Last)(First)(Middle)
HUNTINGTON CENTER
41 S. HIGH STREET

(Street)
COLUMBUS OHIO 43215

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A503.864A$0.0000113,614.853D
Common Stock04/01/2026A49.598A$0.00005,158.695IDirector Deferred Compensation Plan(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
Rachel L. Lawless, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Jeffrey L. Tate report in this HBAN Form 4 filing?

Jeffrey L. Tate reported stock awards, not market purchases or sales. He received 503.864 Huntington Bancshares common shares directly and 49.598 shares credited to a Director Deferred Compensation Plan, both at no cash cost, as compensation on April 1, 2026.

How many Huntington Bancshares (HBAN) shares does Jeffrey L. Tate hold after the grants?

After the April 1, 2026 awards, Jeffrey L. Tate directly held 113,614.853 Huntington Bancshares common shares. He also had 5,158.695 additional shares credited indirectly through a Director Deferred Compensation Plan, according to the ownership totals reported in the Form 4.

Were the HBAN shares in this Form 4 bought or granted to Jeffrey L. Tate?

The HBAN shares were granted as compensation, not bought in the market. Both transactions are coded “A” for grant or award, with a reported price of $0.0000 per share, indicating no cash outlay by Jeffrey L. Tate for these shares.

What is the Director Deferred Compensation Plan mentioned in the HBAN filing?

The Director Deferred Compensation Plan is an arrangement where director compensation is credited in stock units. In this filing, 49.598 Huntington Bancshares common shares are reported as indirectly owned by Jeffrey L. Tate through this plan, separate from his directly held 113,614.853 shares.

Does the HBAN Form 4 say Jeffrey L. Tate is the beneficial owner of all reported shares?

The filing includes a footnote explicitly stating it should not be construed as an admission that Jeffrey L. Tate is the beneficial owner of the reported securities for Section 16 or other purposes, which is a common legal disclaimer in insider ownership reports.