Huntington director granted new stock awards

NEU RICHARD W reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

NEU RICHARD W reported acquisition or exercise transactions in this Form 4 filing.

Huntington Bancshares director Richard W. Neu reported stock-based compensation awards. On 2026-07-01, he received 1,519.858 shares of common stock directly and 986.1010 shares credited to a Director Deferred Compensation Plan, both at $0.0000 per share as grants.

Following these awards, Neu’s reported holdings total 491,047.992 shares directly and 116,219.3530 shares held indirectly through the deferred compensation plan. A footnote states the filing is not an admission that he is the beneficial owner of the indirectly held securities.

Insider Trade Summary

Grant/Award: 2,505.959 shares

Grant/Award 2 txns

Insider NEU RICHARD W

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,519.858	$0.00	$0.00
Grant/Award	Common Stock	986.101	$0.00	$0.00

Holdings After Transaction: Common Stock — 491,047.992 shares (Direct); Common Stock — 116,219.353 shares (Indirect, Director Deferred Compensation Plan)

Footnotes (1)

1. F1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Key Figures

Direct shares granted: 1,519.858 shares Indirect shares granted: 986.1010 shares Direct holdings after transactions: 491,047.992 shares +2 more

5 metrics

Direct shares granted 1,519.858 shares Common Stock grant on 2026-07-01, code A

Indirect shares granted 986.1010 shares Common Stock to Director Deferred Compensation Plan on 2026-07-01

Direct holdings after transactions 491,047.992 shares Total direct Common Stock reported following 2026-07-01 grants

Indirect holdings after transactions 116,219.3530 shares Total indirect Common Stock via Director Deferred Compensation Plan

Grant price per share $0.0000 per share Reported for both Common Stock grant entries

Key Terms

Director Deferred Compensation Plan, beneficial owner, Section 16, grant, award, or other acquisition

4 terms

Director Deferred Compensation Plan financial

"Shares are held indirectly through a Director Deferred Compensation Plan."

beneficial owner regulatory

"A footnote states the filing is not an admission that he is the beneficial owner."

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

Section 16 regulatory

"The footnote references Section 16 of the Securities Exchange Act of 1934."

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

grant, award, or other acquisition financial

"Each transaction is coded as a grant, award, or other acquisition of Common Stock."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did HBAN director Richard W. Neu report?

Richard W. Neu reported receiving stock-based compensation awards. On 2026-07-01, he acquired 1,519.858 Huntington Bancshares common shares directly and 986.1010 shares credited to a Director Deferred Compensation Plan, both recorded at zero cost as grant or award acquisitions.

How many Huntington Bancshares (HBAN) shares does Richard W. Neu now hold?

After these awards, Neu reports substantial share ownership. His direct holdings total 491,047.992 common shares, while 116,219.3530 shares are reported as held indirectly through a Director Deferred Compensation Plan, according to the Form 4 disclosure for 2026-07-01.

Were Richard W. Neu’s HBAN transactions open-market purchases or sales?

The reported HBAN transactions were compensation-related grants, not market trades. Both entries use code “A” for grant, award, or other acquisition, with a price of $0.0000 per share, indicating stock-based compensation rather than buying or selling in the open market.

How are indirect Huntington Bancshares holdings reported for Richard W. Neu?

Neu’s indirect HBAN holdings are reported through a Director Deferred Compensation Plan. The Form 4 shows 986.1010 shares acquired into this plan and 116,219.3530 shares held indirectly in total, with a footnote disclaiming that the filing is an admission of beneficial ownership.

Does the HBAN Form 4 say Richard W. Neu is the beneficial owner of all reported shares?

The Form 4 includes a beneficial ownership disclaimer. A footnote states the filing should not be construed as an admission that Neu is the beneficial owner of the securities, particularly relevant to shares held through the Director Deferred Compensation Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 03:02 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

NEU RICHARD W

(Last) (First) (Middle)

HUNTINGTON CENTER

41 S. HIGH STREET

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		1,519.858	A	$0.0000	491,047.992	D
Common Stock	07/01/2026		A		986.101	A	$0.0000	116,219.353	I	Director Deferred Compensation Plan(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

	Rachel L. Lawless, Attorney-in-Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)