STOCK TITAN

Director Rollins buys 11,500 Huntington (HBAN) preferred shares

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Huntington Bancshares director James D. Rollins III made open-market purchases of the company’s preferred depositary shares. On April 27–28, 2026, he bought a total of 11,500 depositary shares across three transactions in Series H 4.50% and Series L 5.50% non-cumulative perpetual preferred stock.

He purchased 6,500 depositary shares of the 4.50% Series H at a weighted average price of $17.09 per share and 4,, , ??

Positive

  • None.

Negative

  • None.
Insider ROLLINS JAMES D III
Role null
Bought 11,500 shs ($216K)
Type Security Shares Price Value
Purchase Dep Shares-int in 5.50% Ser L Non-Cum Perp Pref Stk 3,029 $21.05 $64K
Purchase Dep Shares-int in 4.50% Ser H Non-Cum Perp Pref Stk 6,500 $17.09 $111K
Purchase Dep Shares-int in 5.50% Ser L Non-Cum Perp Pref Stk 1,971 $21.05 $41K
Holdings After Transaction: Dep Shares-int in 5.50% Ser L Non-Cum Perp Pref Stk — 9,500 shares (Direct, null); Dep Shares-int in 4.50% Ser H Non-Cum Perp Pref Stk — 11,500 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Total shares purchased 11,500 depositary shares Open-market buys on April 27–28, 2026
Series L purchase price $21.05 per share 5.50% Series L preferred depositary shares
Series H weighted average price $17.09 per share 4.50% Series H preferred depositary shares
Series L holdings after 9,500 depositary shares Post-transaction direct ownership
Series H holdings after 11,500 depositary shares Post-transaction direct ownership
Number of buy transactions 3 transactions All coded as open-market purchases (P)
Non-Cum Perp Pref Stk financial
"4.50% Ser H Non-Cum Perp Pref Stk"
Dep Shares-int financial
"Dep Shares-int in 5.50% Ser L Non-Cum"
weighted average purchase price financial
"The price reported above reflects the weighted average purchase price."
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROLLINS JAMES D III

(Last)(First)(Middle)
HUNTINGTON CENTER
41 S. HIGH STREET

(Street)
COLUMBUS OHIO 43215

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Dep Shares-int in 4.50% Ser H Non-Cum Perp Pref Stk04/27/2026P6,500A$17.09(1)11,500D
Dep Shares-int in 5.50% Ser L Non-Cum Perp Pref Stk04/27/2026P1,971A$21.056,471D
Dep Shares-int in 5.50% Ser L Non-Cum Perp Pref Stk04/28/2026P3,029A$21.059,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades ranging from $17.08 to $17.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Rachel L. Lawless, Attorney-in-Fact04/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Huntington Bancshares (HBAN) director James D. Rollins III buy?

Director James D. Rollins III bought depositary shares representing interests in Huntington Bancshares’ 4.50% Series H and 5.50% Series L non-cumulative perpetual preferred stock in open-market transactions, increasing his direct preferred holdings in both series.

How many preferred depositary shares did HBAN’s Rollins purchase in total?

Across three open-market transactions, Rollins purchased a total of 11,500 preferred depositary shares. These include 6,500 depositary shares of the 4.50% Series H preferred and 5,529 depositary shares of the 5.50% Series L preferred, according to the reported Form 4 data.

At what prices did James D. Rollins III buy Huntington preferred shares?

Rollins bought the 5.50% Series L preferred depositary shares at $21.05 per share. For the 4.50% Series H preferred depositary shares, he paid a weighted average price of $17.09 per share, based on multiple trades executed between $17.08 and $17.10.

What are Rollins’ holdings after these HBAN preferred share purchases?

Following these transactions, Rollins directly holds 9,500 depositary shares of Huntington’s 5.50% Series L non-cumulative perpetual preferred stock and 11,500 depositary shares of the 4.50% Series H non-cumulative perpetual preferred stock, as reported in the Form 4 filing’s post-transaction share balances.

Were Huntington Bancshares preferred purchases by Rollins open-market transactions?

Yes. Each transaction is coded “P” and described as an open-market or private purchase. The Form 4 explicitly labels the trades as open-market purchases of the preferred depositary shares, rather than grants, option exercises, or other non-market transactions.

What does the Form 4 footnote say about HBAN’s Series H preferred share trade?

The footnote explains that the Series H purchase was executed in multiple trades between $17.08 and $17.10 per share. The reported $17.09 price reflects the weighted average, and Rollins undertakes to provide full trade details to the SEC, issuer, or security holders upon request.