Huntington Bancshares director Phelan receives grants

The director's reported post-transaction positions include 108,748 directly held shares and 62,791 shares under the deferred compensation plan.

Rhea-AI Filing Summary

Huntington Bancshares Inc. director Kenneth J. Phelan reported grant/award acquisitions of 1,098 common shares directly and 645 shares under the Director Deferred Compensation Plan on October 1, 2026. After the transactions, the reported direct position was 108,748 shares and the plan position was 62,791 shares; a separate trust holding was 40,000 shares. For the indirect plan and trust entries, an attached footnote says the statement is not an admission that Phelan is the beneficial owner of the securities.

Insider Trade Summary

Grant/Award: 1,743.558 shares

Grant/Award 3 txns

Insider Phelan Kenneth J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,098.458	$0.00	$0.00
Grant/Award	Common Stock F1	645.1	$0.00	$0.00
holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 108,747.6 shares (Direct); Common Stock — 62,790.721 shares (Indirect, Director Deferred Compensation Plan); Common Stock — 40,000 shares (Indirect, by Trust)

Footnotes (1)

1. F1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Key Figures

Direct grant/award acquisition: 1,098 shares Director Deferred Compensation Plan grant/award acquisition: 645 shares Direct position following transaction: 108,748 shares +2 more

5 metrics

Direct grant/award acquisition 1,098 shares Common stock acquired October 1, 2026

Director Deferred Compensation Plan grant/award acquisition 645 shares Common stock acquired October 1, 2026

Direct position following transaction 108,748 shares Reported after the October 1, 2026 transaction

Director Deferred Compensation Plan position following transaction 62,791 shares Reported after the October 1, 2026 transaction

Trust holding 40,000 shares Indirect common-stock holding reported October 1, 2026

Key Terms

Director Deferred Compensation Plan, beneficial owner, grant/award acquisition

3 terms

Director Deferred Compensation Plan financial

"645 shares under the Director Deferred Compensation Plan"

beneficial owner regulatory

"not an admission that the undersigned is ... the beneficial owner"

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

grant/award acquisition technical

"grant/award acquisitions of 1,098 common shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HBAN shares did director Kenneth J. Phelan acquire?

On October 1, 2026, Phelan reported grant/award acquisitions of 1,098 common shares directly and 645 shares under the Director Deferred Compensation Plan. The reported resulting positions were 108,748 direct shares and 62,791 plan shares.

What trust shares appear in Kenneth J. Phelan's HBAN Form 4?

A 40,000-share indirect common-stock holding by a trust is listed. The attached footnote says the statement is not an admission that Phelan is the beneficial owner of the securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/05/2026 - 05:05 PM Accepted by SEC EDGAR 10/05/2026 - 05:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phelan Kenneth J

(Last) (First) (Middle)

HUNTINGTON CENTER

41 S. HIGH STREET

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		A		1,098.458	A	$0.0000	108,747.6	D
Common Stock	10/01/2026		A		645.1	A	$0.0000	62,790.721	I	Director Deferred Compensation Plan(1)
Common Stock								40,000	I	by Trust(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

	Rachel L. Lawless, Attorney-in-Fact	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)