STOCK TITAN

Huntington Bancshares (HBAN) senior executive reports new stock awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Huntington Bancshares executive Scott D. Kleinman reported stock awards. On July 1, 2026, he acquired 3.1010 shares of common stock through the Issuer's Supplemental Stock Purchase and Tax Savings Plan, held as indirect ownership.

On the same date, he also received a grant/award acquisition of 1,846.6080 shares of common stock held directly. Following these transactions, his reported holdings were 365.6640 shares indirectly via the plan and 466,182.7930 shares directly. The footnote clarifies that filing the statement is not an admission of beneficial ownership under Section 16.

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Insider Kleinman Scott D
Role Senior Exec. V.P.
Type Security Shares Price Value
Grant/Award Common Stock 1,846.608 $0.00 --
Grant/Award Common Stock 3.101 $0.00 --
Holdings After Transaction: Common Stock — 466,182.793 shares (Direct, null); Common Stock — 365.664 shares (Indirect, By Issuer's Supplemental Stock Purchase and Tax Savings Plan)
Footnotes (1)
  1. [object Object]
Indirect shares acquired 3.1010 shares Grant/award acquisition on July 1, 2026 via issuer plan
Direct shares acquired 1,846.6080 shares Grant/award acquisition on July 1, 2026
Indirect holdings after transaction 365.6640 shares Common stock held via Issuer's Supplemental Stock Purchase and Tax Savings Plan
Direct holdings after transaction 466,182.7930 shares Common stock held directly after July 1, 2026 awards
Grant, award, or other acquisition financial
"both transactions are coded as A, described as grant, award, or other acquisition"
Issuer's Supplemental Stock Purchase and Tax Savings Plan financial
"3.1010 shares of common stock through the Issuer's Supplemental Stock Purchase and Tax Savings Plan"
beneficial owner regulatory
"not be construed as an admission that the undersigned is ... the beneficial owner of the securities"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Section 16 regulatory
"for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kleinman Scott D

(Last)(First)(Middle)
HUNTINGTON CENTER
41 S. HIGH STREET

(Street)
COLUMBUS OHIO 43215

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Exec. V.P.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026A1,846.608A$0.0000466,182.793D
Common Stock07/01/2026A3.101A$0.0000365.664IBy Issuer's Supplemental Stock Purchase and Tax Savings Plan(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
Rachel L. Lawless, Attorney-in-Fact07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did HBAN executive Scott D. Kleinman report?

Scott D. Kleinman reported acquiring Huntington Bancshares common stock through compensation-related awards. The filing shows two grant or award acquisitions on July 1, 2026, increasing both his direct and plan-based indirect holdings rather than reflecting open-market buying or selling.

How many Huntington Bancshares (HBAN) shares were awarded to Scott D. Kleinman?

The filing shows two separate awards: 3.1010 shares of common stock credited indirectly through the issuer’s supplemental plan and 1,846.6080 shares of common stock held directly. Both transactions are coded as grant or award acquisitions under Section 16 reporting rules.

What are Scott D. Kleinman’s HBAN holdings after these Form 4 transactions?

After the reported transactions, Kleinman held 365.6640 Huntington Bancshares common shares indirectly through the Issuer's Supplemental Stock Purchase and Tax Savings Plan and 466,182.7930 common shares directly. These figures represent his reported ownership positions immediately following the July 1, 2026 awards.

Are Scott D. Kleinman’s HBAN transactions open-market purchases or sales?

The Form 4 lists both transactions with code A, described as grant, award, or other acquisition. This indicates compensation-related stock awards rather than open-market purchases or sales, with no transaction price per share reported for either acquisition entry.

What does the Form 4 footnote say about Kleinman’s beneficial ownership of HBAN shares?

The footnote states that filing the statement should not be construed as an admission that Kleinman is the beneficial owner of the securities for Section 16 or other purposes. This is a common legal disclaimer regarding how ownership is treated under securities laws.