Welcome to our dedicated page for Hsbc Holdings SEC filings (Ticker: HBCYF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The HSBC Holdings plc (HBCYF) SEC filings page on Stock Titan aggregates the company’s current reports on Form 6‑K and related disclosures, giving investors a structured view of how the parent of the HSBC Group reports under the Securities Exchange Act of 1934. These filings often reproduce announcements released to the London and Hong Kong stock exchanges and cover capital, governance and significant group transactions.
Among the key documents available are notifications of voting rights and capital, where HSBC Holdings plc reports the total issued share capital in ordinary shares of US$0.50 each, confirms whether any shares are held in treasury and explains how the total number of voting rights should be used by shareholders when assessing disclosure obligations under UK and Hong Kong rules. Block listing six‑monthly returns detail unallotted securities and issuances under multiple share schemes, including the Employee Share Option Scheme, Executive Share Option Scheme, Employee SAYE Plan, HSBC Holdings Group Share Option Plan, HSBC Share Plan, HSBC Share Plan 2011 and the HSBC International Employee Share Purchase Plan.
Filings also include announcements on conditional awards under the HSBC International Employee Share Purchase Plan, specifying the number of ordinary shares of US$0.50 each subject to awards, the split between London and Hong Kong listed shares, market prices on the grant date, vesting periods and the overall plan limit expressed as a percentage of ordinary share capital. Governance‑focused 6‑Ks report board changes and director retirements, referencing the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and confirming that no additional information needs to be brought to shareholders’ attention.
In addition, joint announcements filed on Form 6‑K describe proposals involving group entities such as Hang Seng Bank Limited, including a scheme of arrangement for privatisation and a proposed withdrawal of listing of Hang Seng Bank shares, subject to court and regulatory conditions. Stock Titan enhances access to these filings with tools that surface the most relevant sections, helping users quickly locate information on share capital, employee share plans, governance changes and major Hong Kong‑related transactions within HSBC’s regulatory record.
HSBC Holdings plc reported its current share capital and voting rights. As of 27 March 2026, the company had 17,183,546,359 ordinary shares of US$0.50 each in issue, with no shares held in treasury. This means the total number of voting rights in HSBC Holdings plc is also 17,183,546,359. Shareholders can use this figure as the denominator when calculating whether they must notify their interests or changes in interests under UK and Hong Kong disclosure rules.
HSBC Holdings plc reported the routine issuance of 8,306,497 Ordinary Shares of US$0.50 each during 1–27 March 2026 under the HSBC Share Plan 2011 from an existing block listing. These new shares are fully fungible and rank pari passu with all existing Ordinary Shares.
As at 27 March 2026, the Company’s issued share capital stood at 17,183,546,359 Ordinary Shares, providing context for the scale of these employee-related issuances.
HSBC Holdings plc has published a new Base Prospectus and registration document for its Debt Issuance Programme, both approved by the UK Financial Conduct Authority and made available via HSBC’s investor website and the FCA’s National Storage Mechanism.
The documents set the legal framework under which HSBC may issue notes to eligible investors in various jurisdictions, with distribution restricted under Regulation S and Rule 144A of the U.S. Securities Act. HSBC highlights that offers will only be made where lawful and to intended addressees. The company notes that it held assets of US$3,233bn as of 31 December 2025, underscoring its scale as one of the world’s largest banking and financial services organisations.
HSBC Holdings Global Financial Controller Jonathan Bingham reported an indirect open-market purchase of 13 Ordinary shares of US$0.50 at $15.807 per share. The shares were acquired by a trust in the HSBC UK Share Incentive Plan, bringing his indirect holdings to 1,786 shares.
The footnote explains the plan bought the shares at GBP 11.91276, then converted to U.S. dollars using the closing foreign exchange rate on March 27, 2026, for reporting purposes. This appears to be a small, routine acquisition through an employee share incentive arrangement.
HSBC Holdings plc has issued US$130,000,000 5.48% Fixed Rate Notes due 2036 under its Debt Issuance Programme. These are senior unsecured notes, meaning they rank ahead of subordinated debt but are not backed by specific collateral.
The company intends to list the notes on the Official List of the UK Financial Conduct Authority and to trade them on the Main Market of the London Stock Exchange, which can support liquidity for institutional investors. The notes are not registered under the U.S. Securities Act of 1933 and may only be offered or sold outside the United States or under applicable exemptions.
HSBC Holdings plc has released the Notice of its 2026 Annual General Meeting and the related proxy form. These documents have been submitted to the UK National Storage Mechanism and are available on the company’s website.
The 2026 AGM will take place on the Lumi online platform and at the InterContinental London O2 in London at 10:00am London time (5:00pm Hong Kong time) on 8 May 2026. Shareholders are encouraged to participate electronically and can submit proxy forms online. The company also notes that its 2025 Annual Report and Accounts, published on 25 February 2026, is available on its website.
HSBC Holdings plc reports dealings by two senior executives in its securities. On 24 March 2026, Co-Chief Executive for Asia and Middle East Surendra Rosha, through his spouse's family trust, purchased US$1,000,000 nominal of 6.750% Perpetual Subordinated Contingent Convertible Securities at a cost of US$994,950.00. On 25 March 2026, the same trust purchased a further US$1,000,000 nominal of 7.000% Perpetual Subordinated Contingent Convertible Securities at a cost of US$1,000,000.00. Also on 25 March 2026, Group Chief Operating Officer Suzanna White disposed of a total of 50,000 ordinary shares of US$0.50 each in London, selling 20,168 shares at £12.037 per share and 29,832 shares at £12.017072 per share. These disclosures are made in line with the UK Market Abuse Regulation.
HSBC Holdings plc reports that The Stock Exchange of Hong Kong Limited has granted it a waiver from strict compliance with Rule 13.36(1) of the Hong Kong Listing Rules. This waiver allows HSBC to seek a separate shareholder authority, called the Mandate, to issue Contingent Convertible Securities (CCSs) and to allot the ordinary shares into which these CCSs may convert or be exchanged in excess of the usual 20 per cent general mandate limit.
The Mandate would be in addition to HSBC’s existing General Allotment Authority, which follows UK institutional guidelines and the Hong Kong Listing Rules, including the 20 per cent cap for non-pre-emptive issues under Rule 13.36(2). HSBC will use the Mandate only for CCS issuance and not for other share allotments. If approved by shareholders, the Mandate will last until the conclusion of the first annual general meeting after its approval, an earlier date set by the company, or until it is revoked or varied by ordinary resolution. The waiver is conditional on HSBC publicly announcing it before seeking the Mandate and clearly stating in all related announcements and circulars that the Mandate is additional to the existing general mandate.
HSBC Holdings plc filed a report to update legal documentation tied to its contingent capital securities programme. The company is incorporating multiple supplemental indentures, including new nineteenth and twentieth supplemental indentures dated March 24, 2026, into an existing registration statement. The filing also adds updated US and English law legal opinions from Cleary Gottlieb Steen & Hamilton LLP, both dated March 24, 2026, so these documents can be relied on under the referenced shelf registration.
HSBC Holdings plc reported March 2026 share transactions by several senior executives. On 20 March 2026, additional ordinary shares of US$0.50 each were added to their share plan interests as dividend equivalents linked to the fourth interim dividend for 2025, at £11.9768 per share.
Awards included 19,815 shares for Group Chief Executive Georges Elhedery, 11,555 for Group Chief Financial Officer Pam Kaur, and 1,676 for Group Chief Risk and Compliance Officer Richard Blackburn. Separately, on 23 March 2026, Group Chief Information Officer Stuart Riley disposed of 117,653 shares in London at £11.840854 per share, totalling about £1.39 million.