Welcome to our dedicated page for Hsbc Holdings SEC filings (Ticker: HBCYF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
HSBC Holdings plc filings document its reporting as a foreign private issuer and the governance records of a listed international banking group. Form 6-K reports include Annual General Meeting poll results, ordinary and special resolutions, receipt of annual accounts, remuneration votes, director elections, shareholder-requisitioned resolutions, and changes to board and committee composition.
The filings also disclose employee and former-employee conditional awards under the HSBC Share Plan 2011, including ordinary-share award mechanics, vesting policies, and remuneration-regulation considerations. The record ties U.S. current reports to announcements made through UK and Hong Kong market disclosure channels.
HSBC Holdings plc has granted conditional share awards to employees and former employees under the HSBC Share Plan 2011. The awards cover a total of 2,119,724 ordinary shares of US$0.50 each with a purchase price of GBP 0 per share.
Most awards vest over three years, with 33% vesting on the first and second anniversaries of grant and 34% on the third. Certain Material Risk Takers may face vesting periods of up to five years, and many awards are subject to a 12‑month retention period and potential clawback in line with UK regulatory requirements.
HSBC Holdings plc has granted conditional share awards to employees and former employees under the HSBC Share Plan 2011. The awards cover a total of 2,119,724 ordinary shares of US$0.50 each with a purchase price of GBP 0 per share.
Most awards vest over three years, with 33% vesting on the first and second anniversaries of grant and 34% on the third. Certain Material Risk Takers may face vesting periods of up to five years, and many awards are subject to a 12‑month retention period and potential clawback in line with UK regulatory requirements.
HSBC Holdings plc Global Financial Controller Daniel Scott Palomaki filed a Form 3 reporting his existing equity interests. He holds 28,096 ordinary shares of US$0.50 each directly, along with several conditional awards over 27,260, 19,814 and 15,241 underlying ordinary shares and 428 dividend equivalent rights. Footnotes describe prior grants that vest in annual installments through March 2030, with settled awards generally delivered in ordinary shares, although the board may elect cash settlement.
HSBC Holdings plc Global Financial Controller Daniel Scott Palomaki filed a Form 3 reporting his existing equity interests. He holds 28,096 ordinary shares of US$0.50 each directly, along with several conditional awards over 27,260, 19,814 and 15,241 underlying ordinary shares and 428 dividend equivalent rights. Footnotes describe prior grants that vest in annual installments through March 2030, with settled awards generally delivered in ordinary shares, although the board may elect cash settlement.
HSBC Holdings plc reported its current share capital and voting rights. As of 27 March 2026, the company had 17,183,546,359 ordinary shares of US$0.50 each in issue, with no shares held in treasury. This means the total number of voting rights in HSBC Holdings plc is also 17,183,546,359. Shareholders can use this figure as the denominator when calculating whether they must notify their interests or changes in interests under UK and Hong Kong disclosure rules.
HSBC Holdings plc reported its current share capital and voting rights. As of 27 March 2026, the company had 17,183,546,359 ordinary shares of US$0.50 each in issue, with no shares held in treasury. This means the total number of voting rights in HSBC Holdings plc is also 17,183,546,359. Shareholders can use this figure as the denominator when calculating whether they must notify their interests or changes in interests under UK and Hong Kong disclosure rules.
HSBC Holdings plc reported the routine issuance of 8,306,497 Ordinary Shares of US$0.50 each during 1–27 March 2026 under the HSBC Share Plan 2011 from an existing block listing. These new shares are fully fungible and rank pari passu with all existing Ordinary Shares.
As at 27 March 2026, the Company’s issued share capital stood at 17,183,546,359 Ordinary Shares, providing context for the scale of these employee-related issuances.
HSBC Holdings plc reported the routine issuance of 8,306,497 Ordinary Shares of US$0.50 each during 1–27 March 2026 under the HSBC Share Plan 2011 from an existing block listing. These new shares are fully fungible and rank pari passu with all existing Ordinary Shares.
As at 27 March 2026, the Company’s issued share capital stood at 17,183,546,359 Ordinary Shares, providing context for the scale of these employee-related issuances.
HSBC Holdings plc has published a new Base Prospectus and registration document for its Debt Issuance Programme, both approved by the UK Financial Conduct Authority and made available via HSBC’s investor website and the FCA’s National Storage Mechanism.
The documents set the legal framework under which HSBC may issue notes to eligible investors in various jurisdictions, with distribution restricted under Regulation S and Rule 144A of the U.S. Securities Act. HSBC highlights that offers will only be made where lawful and to intended addressees. The company notes that it held assets of US$3,233bn as of 31 December 2025, underscoring its scale as one of the world’s largest banking and financial services organisations.
HSBC Holdings plc has published a new Base Prospectus and registration document for its Debt Issuance Programme, both approved by the UK Financial Conduct Authority and made available via HSBC’s investor website and the FCA’s National Storage Mechanism.
The documents set the legal framework under which HSBC may issue notes to eligible investors in various jurisdictions, with distribution restricted under Regulation S and Rule 144A of the U.S. Securities Act. HSBC highlights that offers will only be made where lawful and to intended addressees. The company notes that it held assets of US$3,233bn as of 31 December 2025, underscoring its scale as one of the world’s largest banking and financial services organisations.
HSBC Holdings Global Financial Controller Jonathan Bingham reported an indirect open-market purchase of 13 Ordinary shares of US$0.50 at $15.807 per share. The shares were acquired by a trust in the HSBC UK Share Incentive Plan, bringing his indirect holdings to 1,786 shares.
The footnote explains the plan bought the shares at GBP 11.91276, then converted to U.S. dollars using the closing foreign exchange rate on March 27, 2026, for reporting purposes. This appears to be a small, routine acquisition through an employee share incentive arrangement.
HSBC Holdings Global Financial Controller Jonathan Bingham reported an indirect open-market purchase of 13 Ordinary shares of US$0.50 at $15.807 per share. The shares were acquired by a trust in the HSBC UK Share Incentive Plan, bringing his indirect holdings to 1,786 shares.
The footnote explains the plan bought the shares at GBP 11.91276, then converted to U.S. dollars using the closing foreign exchange rate on March 27, 2026, for reporting purposes. This appears to be a small, routine acquisition through an employee share incentive arrangement.
HSBC Holdings plc has issued US$130,000,000 5.48% Fixed Rate Notes due 2036 under its Debt Issuance Programme. These are senior unsecured notes, meaning they rank ahead of subordinated debt but are not backed by specific collateral.
The company intends to list the notes on the Official List of the UK Financial Conduct Authority and to trade them on the Main Market of the London Stock Exchange, which can support liquidity for institutional investors. The notes are not registered under the U.S. Securities Act of 1933 and may only be offered or sold outside the United States or under applicable exemptions.
HSBC Holdings plc has issued US$130,000,000 5.48% Fixed Rate Notes due 2036 under its Debt Issuance Programme. These are senior unsecured notes, meaning they rank ahead of subordinated debt but are not backed by specific collateral.
The company intends to list the notes on the Official List of the UK Financial Conduct Authority and to trade them on the Main Market of the London Stock Exchange, which can support liquidity for institutional investors. The notes are not registered under the U.S. Securities Act of 1933 and may only be offered or sold outside the United States or under applicable exemptions.
HSBC Holdings plc has released the Notice of its 2026 Annual General Meeting and the related proxy form. These documents have been submitted to the UK National Storage Mechanism and are available on the company’s website.
The 2026 AGM will take place on the Lumi online platform and at the InterContinental London O2 in London at 10:00am London time (5:00pm Hong Kong time) on 8 May 2026. Shareholders are encouraged to participate electronically and can submit proxy forms online. The company also notes that its 2025 Annual Report and Accounts, published on 25 February 2026, is available on its website.
HSBC Holdings plc reports dealings by two senior executives in its securities. On 24 March 2026, Co-Chief Executive for Asia and Middle East Surendra Rosha, through his spouse's family trust, purchased US$1,000,000 nominal of 6.750% Perpetual Subordinated Contingent Convertible Securities at a cost of US$994,950.00. On 25 March 2026, the same trust purchased a further US$1,000,000 nominal of 7.000% Perpetual Subordinated Contingent Convertible Securities at a cost of US$1,000,000.00. Also on 25 March 2026, Group Chief Operating Officer Suzanna White disposed of a total of 50,000 ordinary shares of US$0.50 each in London, selling 20,168 shares at £12.037 per share and 29,832 shares at £12.017072 per share. These disclosures are made in line with the UK Market Abuse Regulation.
HSBC Holdings plc filed a report to update legal documentation tied to its contingent capital securities programme. The company is incorporating multiple supplemental indentures, including new nineteenth and twentieth supplemental indentures dated March 24, 2026, into an existing registration statement. The filing also adds updated US and English law legal opinions from Cleary Gottlieb Steen & Hamilton LLP, both dated March 24, 2026, so these documents can be relied on under the referenced shelf registration.
HSBC Holdings plc filed a report to update legal documentation tied to its contingent capital securities programme. The company is incorporating multiple supplemental indentures, including new nineteenth and twentieth supplemental indentures dated March 24, 2026, into an existing registration statement. The filing also adds updated US and English law legal opinions from Cleary Gottlieb Steen & Hamilton LLP, both dated March 24, 2026, so these documents can be relied on under the referenced shelf registration.