Welcome to our dedicated page for Hsbc Holdings SEC filings (Ticker: HBCYF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The HSBC Holdings plc (HBCYF) SEC filings page on Stock Titan aggregates the company’s current reports on Form 6‑K and related disclosures, giving investors a structured view of how the parent of the HSBC Group reports under the Securities Exchange Act of 1934. These filings often reproduce announcements released to the London and Hong Kong stock exchanges and cover capital, governance and significant group transactions.
Among the key documents available are notifications of voting rights and capital, where HSBC Holdings plc reports the total issued share capital in ordinary shares of US$0.50 each, confirms whether any shares are held in treasury and explains how the total number of voting rights should be used by shareholders when assessing disclosure obligations under UK and Hong Kong rules. Block listing six‑monthly returns detail unallotted securities and issuances under multiple share schemes, including the Employee Share Option Scheme, Executive Share Option Scheme, Employee SAYE Plan, HSBC Holdings Group Share Option Plan, HSBC Share Plan, HSBC Share Plan 2011 and the HSBC International Employee Share Purchase Plan.
Filings also include announcements on conditional awards under the HSBC International Employee Share Purchase Plan, specifying the number of ordinary shares of US$0.50 each subject to awards, the split between London and Hong Kong listed shares, market prices on the grant date, vesting periods and the overall plan limit expressed as a percentage of ordinary share capital. Governance‑focused 6‑Ks report board changes and director retirements, referencing the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and confirming that no additional information needs to be brought to shareholders’ attention.
In addition, joint announcements filed on Form 6‑K describe proposals involving group entities such as Hang Seng Bank Limited, including a scheme of arrangement for privatisation and a proposed withdrawal of listing of Hang Seng Bank shares, subject to court and regulatory conditions. Stock Titan enhances access to these filings with tools that surface the most relevant sections, helping users quickly locate information on share capital, employee share plans, governance changes and major Hong Kong‑related transactions within HSBC’s regulatory record.
HSBC Holdings plc launched three senior unsecured note offerings: $2,250,000,000 4.619% fixed-to-floating notes due 2031, $2,250,000,000 5.133% fixed-to-floating notes due 2036, and $500,000,000 floating-rate notes due 2031. The 2031 series pay 4.619% until November 6, 2030, then a SOFR-based floating rate plus 1.190% to maturity on November 6, 2031. The 2036 series pay 5.133% until November 6, 2035, then a SOFR-based floating rate plus 1.430% to maturity on November 6, 2036. The $500,000,000 tranche pays a SOFR-based floating rate plus 1.190% to November 6, 2031.
Redemption terms include make-whole for the fixed/floating tranches and par calls on November 6, 2030 (2031 notes) and November 6, 2035 (2036 notes); the floating-rate notes are callable at par on November 6, 2030. Expected NYSE listing is within 30 days of initial delivery. Stated proceeds before expenses are $2,243,250,000, $2,241,000,000, and $498,500,000, with underwriting discounts shown as 0.300%, 0.400%, and 0.300%, respectively. Key risks include agreement to UK bail-in powers and limited remedies with no acceleration for non-payment except upon certain winding-up events.
HSBC Holdings plc updated its share capital and voting rights. As of 30 October 2025, the company had 17,201,971,220 ordinary shares of US$0.50 in issue, with no shares held in treasury.
This means the total number of voting rights is 17,201,971,220. Shareholders can use this figure as the denominator when assessing whether their holdings trigger disclosure requirements under UK and Hong Kong rules.
HSBC Holdings plc reported a manager share transaction. On 29 October 2025, Group Chief Information Officer Stuart Riley sold 22,404 ordinary shares of US$0.50 each at £10.69 per share on the London Stock Exchange, for a total of £239,498.76. The disclosure is made in accordance with the UK version of the EU Market Abuse Regulation.
HSBC Holdings filed a joint update on the proposal to privatise Hang Seng Bank via a scheme of arrangement under section 673 of the Companies Ordinance. With the Executive’s consent under Rule 8.2 of the Takeovers Code, the latest date to despatch the Scheme Document has been extended from 30 October 2025 to 17 December 2025.
A detailed timetable will be set out in the Scheme Document and a joint announcement upon despatch. On the basis that despatch occurs on or before 17 December 2025, and subject to the satisfaction (or, if applicable, waiver) of the Conditions, the proposal is currently expected to complete within the first quarter of 2026.
The update reiterates the standard caution that the proposal will only proceed if all Conditions are met or waived by the Conditions Long Stop Date, and advises care when dealing in the securities of HSBC Holdings and Hang Seng Bank.
HSBC Holdings plc announced the publication of a Base Prospectus Supplement dated 29 October 2025 to its 28 March 2025 Base Prospectus (with prior supplements dated 30 April 2025 and 31 July 2025). The supplement has been approved by the Financial Conduct Authority and is now available via HSBC’s issuance programmes page and will be submitted to the FCA’s National Storage Mechanism.
The notice reiterates distribution restrictions: any notes under the programme may be offered outside the United States to non‑U.S. persons under Regulation S, or within the United States to Qualified Institutional Buyers in accordance with Rule 144A. HSBC reports assets of US$3,234bn as of 30 September 2025.
HSBC Holdings plc reported a PDMR share transaction on a Form 6-K. On 27 October 2025, Ian Stuart, Chief Executive of HSBC UK Bank plc, acquired 16 ordinary shares under the UK Share Incentive Plan at £9.94564 per share. The total consideration was £159.13. The shares have a nominal value of US$0.50 and the transaction took place on the London Stock Exchange (XLON).
HSBC Holdings plc reported 3Q25 results on Form 6‑K. Reported profit before tax was
Annualised RoTE was 12.3%; excluding notable items it was 16.4%. The CET1 ratio was 14.5%. The Board approved a third interim dividend of
For 9M25, reported profit before tax was
HSBC Holdings plc announced a Zoom meeting for investors and analysts to discuss its 3Q 2025 earnings release, hosted by Group CFO Pam Kaur. The presentation is available at the company’s investor site, with a direct PDF link provided.
The webcast begins at 7:45am London, 3:45pm Hong Kong, and 2:45am New York. Replay access is available from 29 October 12:00pm GMT to 30 November 2025 12:00pm GMT via HSBC’s investor relations page. As context, HSBC reported assets of US$3,234bn as of 30 September 2025.
HSBC Holdings plc reported 3Q25 profit before tax of $7.3bn, down $1.2bn year over year, mainly due to $1.4bn legal provisions on historical matters. On a constant currency basis excluding notable items, profit before tax was $9.1bn, up 3%.
Revenue rose 5% to $17.8bn on stronger Wealth and higher banking net interest income. Net interest income was $8.8bn (up 15%) and net interest margin was 1.57%. Expected credit losses were $1.0bn, broadly stable. Operating expenses increased 24% to $10.1bn, reflecting provisions and planned investment. RoTE was 12.3%; excluding notable items, RoTE was 16.4%.
The CET1 ratio was 14.5%. The Board approved a third interim dividend of $0.10 per share and completed a $3bn buy-back. Guidance: mid‑teens or better RoTE for 2025 (excluding notable items) and banking NII of $43bn or better in 2025. The medium‑term CET1 target range remains 14%–14.5%, with an expected day‑one capital impact of about 125 bps if the proposed Hang Seng Bank privatization proceeds and buy-backs are temporarily paused.
HSBC Holdings plc will recognise a US$1.1bn provision in Q3 2025 following developments in the Herald Fund SPC litigation related to the Madoff fraud. The Luxembourg Court of Cassation denied HSSL’s appeal on Herald’s securities restitution claim and accepted HSSL’s appeal on the cash restitution claim; HSSL will pursue a second appeal before the Court of Appeal.
The provision is expected to have an around 15 bps impact on the Group’s CET1 capital ratio. It will be classified as a material notable item and will not impact FY25 RoTE excluding notable items or any dividend. HSBC plans to announce its Q3 2025 results on 28 October 2025.