Welcome to our dedicated page for Horizon Bancorp SEC filings (Ticker: HBNC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Horizon Bancorp, Inc. (HBNC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed commercial bank holding company and parent of Horizon Bank, Horizon files current reports on Form 8-K and other documents that describe material events, capital transactions, governance changes, and financial reporting matters.
In its recent Form 8-K filings, Horizon has reported capital markets activities such as an underwritten public offering of common stock under a shelf registration statement on Form S-3 and the entry into a Subordinated Note Purchase Agreement for 7.00% Fixed-to-Floating Rate Subordinated Notes due 2035. These filings outline key terms of the securities, intended use of proceeds for general corporate purposes and balance sheet repositioning, and the treatment of the notes as Tier 2 capital for regulatory purposes.
The company also uses Form 8-K to disclose dividends and earnings-related information. Board-approved cash dividends on common stock, including the dividend amount per share and the applicable record and payment dates, are documented under Item 8.01. Earnings announcements and the timing of quarterly financial releases and conference calls are reported under Item 2.02 and Item 7.01, often accompanied by press releases and investor presentations furnished as exhibits.
Additional filings address governance and board composition, including the election of independent directors, committee assignments to areas such as enterprise risk management, credit policy, fair lending, and wealth, and confirmations of director independence under Nasdaq and SEC standards. Through these documents, investors can review how Horizon Bancorp, Inc. manages its capital structure, reports financial performance, and documents corporate governance decisions.
On Stock Titan, users can review HBNC’s 8-Ks and other SEC reports, and use AI-powered tools to quickly interpret the significance of items such as capital raises, subordinated debt issuance, dividend declarations, and changes in the board of directors. This helps readers understand the regulatory and financial context behind Horizon’s public disclosures.
Horizon Bancorp Inc. Executive Vice President Kathie A. DeRuiter reported a tax-related share disposition. On this Form 4, 1,711 shares of Common Stock were delivered at $16.28 per share to satisfy tax obligations, classified as a tax-withholding disposition rather than an open-market trade. After this transaction, she directly holds 58,346 shares of Horizon Bancorp Inc. common stock.
Horizon Bancorp Inc. Chief Executive Officer Thomas M. Prame reported a tax-related share disposition. On March 23, 2026, 4,345 shares of Common Stock were withheld at $16.28 per share to cover tax obligations. After this tax-withholding transaction, he directly holds 54,980 shares.
HBNC reports a Form 144 notice for proposed resale of Common Stock by an affiliate. The filing lists a recent disposition of 2,355 shares on 03/19/2026 with proceeds shown as $36,994.00. The filing also lists restricted stock grants of 6,368 and 11,137 shares with grant/vesting dates in 03/18/2025 and 03/21/2023.
Horizon Bancorp Inc. Chief Executive Officer Thomas M. Prame reported routine equity compensation and related tax withholding. On March 17, 2026, he acquired 14,159 shares of common stock as a granted award, with tranches scheduled to vest in 2027, 2028, and 2029. On March 18, 2026, 2,355 shares were disposed of at $15.71 per share to satisfy tax obligations, a non‑market transaction. After these entries, he directly holds 59,325 shares of common stock, indicating a largely retained position.
Horizon Bancorp Executive Vice President Kathie A. DeRuiter reported routine equity compensation activity and related tax withholding. On March 17, 2026, she received a grant of 3,604 shares of common stock at no cost, under a restricted stock agreement. According to the footnote, 1,201 shares are scheduled to vest on March 17, 2027, another 1,201 on March 17, 2028, and 1,202 on March 17, 2029. On March 18, 2026, 339 shares were disposed of at $15.71 per share to satisfy tax obligations, a non‑market transaction. Following these events, she held 60,057 shares directly, and 28,577 shares indirectly through a thrift plan account.
Horizon Bancorp (HBNC) EVP and CFO John R. Stewart reported compensation-related stock activity. On March 17, 2026 he acquired 6,714 shares of common stock as a grant under a Restricted Stock Agreement, with equal tranches scheduled to vest in 2027, 2028, and 2029.
On March 18, 2026, 643 shares were disposed of to satisfy tax withholding at $15.71 per share, rather than through an open-market sale. After these transactions, Stewart directly owned 85,816 shares of Horizon Bancorp common stock.
Horizon Bancorp executive vice president and general counsel Todd A. Etzler reported routine equity compensation and related tax withholding in company stock. On March 17, 2026, he received an award of 3,020 shares of Common Stock as a grant under a restricted stock agreement, increasing his direct holdings to 29,641 shares. The award is scheduled to vest in tranches of 1,006 shares on March 17, 2027, 1,006 shares on March 17, 2028, and 1,008 shares on March 17, 2029. On March 18, 2026, 292 shares were disposed of at $15.71 per share to cover tax liabilities, leaving him with 29,349 directly held shares. The filing also shows 2,907 shares held indirectly through a ThrifPlan account, with share counts adjusted to reflect dividend reinvestment and benefit plan allocations since his prior report.
Horizon Bancorp executive Lynn Kerber reported routine equity compensation activity involving company common stock. On March 17, 2026, Kerber received a grant of 4,128 restricted shares at no cost, with 1,376 shares scheduled to vest on each of March 17, 2027, March 17, 2028, and March 17, 2029. Following this grant, Kerber directly held 29,687 common shares. On March 18, 2026, 450 shares were disposed of at $15.71 per share to satisfy tax obligations, a non‑market tax-withholding transaction, leaving 29,237 shares held directly. The filing also notes 1,409 shares held indirectly through a Thrift Plan account, adjusted from the prior report.
Horizon Bancorp Inc. Executive Vice President Mark E. Secor reported a tax-related share withholding on company stock. On March 18, 2026, 250 shares of common stock were disposed of at $15.71 per share to cover tax obligations, a non-market transaction coded as tax-withholding. After this, he held 39,283 shares directly. The filing also shows an additional 21,238 common shares held indirectly through a Thrift Plan, indicating a larger ongoing equity position despite the small routine withholding.
Horizon Bancorp, Inc. is holding its 2026 Annual Meeting of Shareholders as a fully virtual event on May 7, 2026, at 10:00 a.m. Central Daylight Time. Shareholders of record at the close of business on March 13, 2026, when 51,225,946 common shares were outstanding, may vote.
Owners will vote on electing four directors for terms expiring in 2029, an advisory, non‑binding approval of executive compensation, and ratification of Forvis Mazars, LLP as independent registered public accounting firm for 2026. The proxy also outlines extensive governance practices, including majority‑independent board committees, anti‑hedging and anti‑pledging policies, stock ownership guidelines, ESG oversight, and formal cyber‑security risk management.