HCC (NYSE: HCC) Rule 144 notice: 20,000 shares and $2.2M

Rhea-AI Filing Summary

Ameriprise Financial Services Inc submitted a Form 144 notice reporting the proposed sale of 20,000 shares under Rule 144. The filing lists an aggregate amount of $2,200,000.00, a share figure of 52,801,964 and the filing date 06/02/2026 on the NYSE.

Insights

Securities Compliance Analyst

Rule 144 notice for an issuer-held stock award sale of 20,000 shares.

The excerpt lists a proposed sale of 20,000 shares tied to stock awards and identifies $2,200,000.00 alongside a share figure of 52,801,964 and the date 06/02/2026. The entry cites the NYSE as the market.

The filing appears administrative: it lists award grant dates and quantities. Timing, broker/deal method, and exact selling party details are not included in the provided excerpt.

Key Figures

Proposed shares to be sold: 20,000 shares Aggregate amount listed: $2,200,000.00 Listed share figure: 52,801,964 +1 more

4 metrics

Proposed shares to be sold 20,000 shares Form 144 line item

Aggregate amount listed $2,200,000.00 Form 144 excerpt

Listed share figure 52,801,964 Number appearing in the filing excerpt dated 06/02/2026

Filing date 06/02/2026 Date shown on the Form 144 excerpt

Key Terms

Rule 144, Stock Award, Issuer

3 terms

Rule 144 regulatory

"submitted a Form 144 notice reporting the proposed sale"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Award financial

"Stock Award | Issuer | 05/10/2018 | 4648"

Issuer regulatory

"Stock Award | Issuer | 06/01/2019 | 568"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/02/2026 - 03:50 PM Accepted by SEC EDGAR 06/02/2026 - 03:50 PM Learn about SEC filing dates

FAQ

What does the Form 144 for HCC report?

It reports a proposed sale of 20,000 shares under Rule 144. The excerpt lists 20,000 shares, an aggregate amount of $2,200,000.00, a share figure of 52,801,964, and the date 06/02/2026 on the NYSE.

How many shares does the HCC filing list and what is the dollar amount?

The filing lists 20,000 shares and $2,200,000.00. These figures appear on the Form 144 excerpt alongside stock award line items and the filing date 06/02/2026, as presented in the provided content.

Does the Form 144 specify the trading method or broker for HCC?

No trading method or broker is specified in the excerpt. The provided lines list award grant dates and quantities but do not describe distribution methods, broker-dealers, or whether sales will be block trades, brokerage transactions, or otherwise.

What is the share figure 52,801,964 shown in the filing?

52,801,964 is included as a numeric figure in the excerpt. The content lists this number alongside the filing and date 06/02/2026. The excerpt does not label it explicitly (for example, outstanding shares) within the provided text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Ameriprise Financial Services Inc 2865 Ameriprise Financial Center Minneapolis MN 55474	20000	2200000.00	52801964	06/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/10/2018	Stock Award	Issuer			4648	05/10/2018	Stock Award
Common	05/18/2018	Stock Award	Issuer			4648	05/10/2018	Stock Award
Common	06/01/2018	Stock Award	Issuer			2420	06/01/2018	Stock Award
Common	04/20/2019	Stock Award	Issuer			4648	04/20/2019	Stock Award
Common	06/01/2019	Stock Award	Issuer			568	06/01/2019	Stock Award
Common	02/08/2019	Stock Award	Issuer			2252	02/08/2019	Stock Award
Common	03/05/2019	Stock Award	Issuer			816	03/05/2019	Stock Award

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)