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Director at Warrior Met Coal (NYSE: HCC) receives 1,708 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal, Inc. director Harvey J. Brett reported equity awards in the form of restricted stock units tied to the company’s common stock. One entry shows a grant of 1,708 restricted stock units at an exercise price of $0.00 per unit.

According to the footnotes, these restricted stock units were granted under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, vest in full on the first anniversary of April 20, 2026, and will be settled in common shares upon his termination of service as a director under an irrevocable deferral election. Another entry reflects a derivative holding of 3,041 units linked to common stock.

Positive

  • None.

Negative

  • None.
Insider HARVEY J BRETT
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 1,708 $0.00 --
holding Restricted Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 1,708 shares (Direct, null)
Footnotes (1)
  1. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
RSU grant 1,708 restricted stock units Grant recorded on April 20, 2026 for director compensation
Derivative holding 3,041 underlying shares Restricted stock units linked to Warrior Met Coal common stock
Exercise price $0.00 per unit Restricted stock units reported in this Form 4
Vesting date (2026 award) First anniversary of April 20, 2026 Full vesting schedule for 2026 Equity Incentive Plan RSUs
Settlement trigger Director’s termination of service RSUs settled in common stock per irrevocable deferral election
Restricted Stock Units financial
"The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Equity Incentive Plan financial
"under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
irrevocable deferral election financial
"settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election"
derivative financial
"transaction_type": "derivative","transaction_shares": "1708.0000""
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HARVEY J BRETT
(Last)(First)(Middle)
16243 HIGHWAY 216
(Street)
BROOKWOOD ALABAMA 35444
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1) (1) (1)Common Stock3,0413,041D
Restricted Stock Units(2)04/20/2026A1,708 (2) (2)Common Stock1,708$01,708D
Explanation of Responses:
1. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
2. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
/s/ Kelli K. Gant, by power of attorney04/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Harvey J. Brett report at Warrior Met Coal (HCC)?

Harvey J. Brett reported receiving a grant of restricted stock units linked to Warrior Met Coal common stock. The filing shows an award of 1,708 units and a separate derivative holding entry for 3,041 units, all classified as directly owned and compensation-related rather than open-market trades.

How many restricted stock units were granted to the Warrior Met Coal (HCC) director?

The filing shows a grant of 1,708 restricted stock units to director Harvey J. Brett. These units are recorded with an exercise price of $0.00 per unit and are tied to Warrior Met Coal’s common stock as part of his equity-based director compensation.

Under which plans were the Warrior Met Coal (HCC) restricted stock units granted?

The filing notes restricted stock units granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and the 2026 Equity Incentive Plan. These plans provide equity awards to directors, with units ultimately settled in common stock according to the terms and the director’s deferral election.

When do Harvey J. Brett’s Warrior Met Coal (HCC) restricted stock units vest?

Restricted stock units referenced in the footnotes vest in full on the first anniversaries of April 23, 2025 and April 20, 2026, respectively. After vesting, they are scheduled to be settled in shares of common stock when Harvey J. Brett’s service as a director ends.

How and when will the Warrior Met Coal (HCC) restricted stock units be settled?

The filing states that Harvey J. Brett’s restricted stock units will be settled in Warrior Met Coal common stock upon his termination of service as a director. This settlement timing follows his irrevocable deferral election described in the footnotes to the reported equity awards.

What total derivative holding is shown for Harvey J. Brett in Warrior Met Coal (HCC) stock?

The derivative summary section lists 3,041 underlying common shares associated with restricted stock units held directly by Harvey J. Brett. This figure reflects a derivative position tied to Warrior Met Coal common stock separate from the specific 1,708-unit grant entry in the transaction table.