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Warrior Met Coal (HCC) CFO reports RSU vesting and tax share withholding

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal Chief Financial Officer Dale W. Boyles reported routine equity compensation activity. On February 8, 2026, 2,261 and 1,471 restricted stock units vested and were converted into common stock on a one-for-one basis under the 2017 Equity Incentive Plan.

To cover taxes, the company withheld 1,075 and 652 common shares at a price of $89.05 per share. After these transactions, Boyles directly owned 168,206 shares of common stock and 5,341 restricted stock units that continue to vest over three-year schedules from grant dates in 2023, 2024, and 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boyles Dale W

(Last) (First) (Middle)
16243 HIGHWAY 216

(Street)
BROOKWOOD AL 35444

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/08/2026 M(1) 2,261 A $0 168,462 D
Common Stock 02/08/2026 F(2) 1,075 D $89.05 167,387 D
Common Stock 02/08/2026 M(1) 1,471 A $0 168,858 D
Common Stock 02/08/2026 F(2) 652 D $89.05 168,206 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 02/08/2026 M 2,261 (3) (3) Common Stock 2,261 $0 0 D
Restricted Stock Units (4) 02/08/2026 M 1,471 (4) (4) Common Stock 1,471 $0 1,472 D
Restricted Stock Units (5) (5) (5) Common Stock 5,341 5,341 D
Explanation of Responses:
1. Represents the vesting and settlement of time-based restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis.
2. Represents the withholding of shares for tax purposes.
3. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2023, the date of grant.
4. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2024, the date of grant.
5. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 10, 2025, the date of grant
/s/ Kelli K. Gant, by power of attorney 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did HCC CFO Dale Boyles report on February 8, 2026?

HCC CFO Dale Boyles reported vesting of restricted stock units and related tax withholding on February 8, 2026. RSUs converted into common stock, and some shares were automatically withheld at $89.05 per share to satisfy tax obligations, reflecting routine equity compensation activity.

How many Warrior Met Coal (HCC) RSUs vested for the CFO in this Form 4?

A total of 3,732 restricted stock units vested for the CFO in this filing, made up of 2,261 and 1,471 RSUs. These RSUs converted into an equal number of common shares under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan.

How many Warrior Met Coal (HCC) shares were withheld for taxes in this Form 4?

The company withheld 1,075 and 652 Warrior Met Coal common shares for tax purposes. These tax withholdings, coded "F" in the filing, were priced at $89.05 per share and reduced the number of newly delivered shares from the RSU vesting.

What is the CFO’s direct ownership in Warrior Met Coal (HCC) after these transactions?

After the reported transactions, the CFO directly owned 168,206 Warrior Met Coal common shares. In addition, he held 5,341 restricted stock units, which represent future rights to receive shares as they vest over their specified schedules.

How are the Warrior Met Coal (HCC) RSU awards structured for the CFO?

The RSU awards were granted under the 2017 Equity Incentive Plan and vest in three equal annual installments. The footnotes state that grants from February 8, 2023, February 8, 2024, and February 10, 2025 each vest over three years from their respective grant dates.

Does the HCC Form 4 indicate any non-routine insider selling by the CFO?

The Form 4 shows RSU vesting and tax-related share withholding, which are typical equity compensation events. Shares coded "F" were withheld to cover taxes, rather than discretionary market sales, suggesting the activity is administrative rather than a separate open-market sale.
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