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Warrior Met Coal (HCC) officer reports RSU vesting and tax-share withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal officer Kelli K. Gant reported routine equity compensation activity. On February 8, 2026, time-based restricted stock units vested and were settled into 1,815 and 1,181 shares of common stock, issued at $0 exercise price under the 2017 Equity Incentive Plan. To cover taxes, 882 and 524 shares of common stock were withheld at a price of $89.05 per share. Following these transactions, Gant directly owned 72,170 shares of common stock and 4,316 restricted stock units that will continue to vest over future anniversaries of the grant dates.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gant Kelli K.

(Last) (First) (Middle)
16243 HIGHWAY 216

(Street)
BROOKWOOD AL 35444

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See remarks
3. Date of Earliest Transaction (Month/Day/Year)
02/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/08/2026 M(1) 1,815 A $0 72,395 D
Common Stock 02/08/2026 F(2) 882 D $89.05 71,513 D
Common Stock 02/08/2026 M(1) 1,181 A $0 72,694 D
Common Stock 02/08/2026 F(2) 524 D $89.05 72,170 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 02/08/2026 M 1,815 (3) (3) Common Stock 1,815 $0 0 D
Restricted Stock Units (4) 02/08/2026 M 1,181 (4) (4) Common Stock 1,181 $0 1,181 D
Restricted Stock Units (5) (5) (5) Common Stock 4,316 4,316 D
Explanation of Responses:
1. Represents the vesting and settlement of time-based restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis.
2. Represents the withholding of shares for tax purposes.
3. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2023, the date of grant.
4. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2024, the date of grant.
5. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 10, 2025, the date of grant
/s/ Kelli K. Gant 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Warrior Met Coal (HCC) report for Kelli K. Gant?

Kelli K. Gant reported vesting of restricted stock units that converted into common stock. Some shares were withheld to cover taxes. These transactions reflect scheduled equity compensation under Warrior Met Coal’s 2017 Equity Incentive Plan, rather than an open-market purchase or sale by the officer.

How many Warrior Met Coal (HCC) RSUs vested for Kelli K. Gant on February 8, 2026?

On February 8, 2026, 1,815 and 1,181 restricted stock units vested and settled into common stock. These RSUs were granted under the 2017 Equity Incentive Plan and vest in equal annual installments on the first three anniversaries of their respective grant dates.

Why were Warrior Met Coal (HCC) shares withheld in Kelli K. Gant’s Form 4 filing?

Shares were withheld solely to cover taxes triggered by RSU vesting. Specifically, 882 and 524 common shares were withheld at $89.05 per share. This method allows the company to satisfy tax obligations without the officer conducting separate market sales.

How many Warrior Met Coal (HCC) shares does Kelli K. Gant own after the reported transactions?

After the February 8, 2026 transactions, Kelli K. Gant directly owned 72,170 shares of Warrior Met Coal common stock. She also held 4,316 restricted stock units, which will vest in equal installments on future anniversaries of their respective grant dates under the 2017 Equity Incentive Plan.

What equity plans are involved in Kelli K. Gant’s Warrior Met Coal (HCC) Form 4?

The reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan. Each RSU converts into one share of common stock and vests in three equal annual installments beginning on the first anniversary of its specific grant date, as disclosed.

Did Kelli K. Gant buy or sell Warrior Met Coal (HCC) shares on the open market?

The filing shows RSU vesting and share withholding for taxes, not open-market trades. Shares were issued at $0 exercise price when RSUs vested, and a portion was withheld at $89.05 per share to satisfy tax obligations associated with that vesting event.

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