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  4. [Form 3] Happy City Holdings Ltd Initial Statement of Beneficial Ownership

Director Yiu Wai Ming named in Happy City (HCHL) Form 3 filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Happy City Holdings Ltd filed a Form 3 identifying Yiu Wai Ming as a director and reporting person. The filing’s transaction summary shows no reported buys, sells, exercises, gifts, tax withholdings, restructurings, or other share transactions in the provided data.

Positive

  • None.

Negative

  • None.
Buy transactions 0 Form 3 transactionSummary buyCount
Sell transactions 0 Form 3 transactionSummary sellCount
Derivative exercises 0 Form 3 transactionSummary exerciseCount
Gifts 0 Form 3 transactionSummary giftCount
Restructuring transactions 0 Form 3 transactionSummary restructuringCount
Net buy/sell direction neutral Form 3 transactionSummary netBuySellDirection
reporting person financial
"reportingPersons includes Yiu Wai Ming as a reporting person and director"
transactionSummary financial
"transactionSummary shows counts for buys, sells, exercises and other events"
derivativeSummary financial
"derivativeSummary is empty, indicating no derivative entries in this data"
beneficial ownership financial
"Form 3 is an insider filing used for beneficial ownership reporting"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Happy City Holdings (HCHL) Form 3 report for Yiu Wai Ming?
The Form 3 lists Yiu Wai Ming as a reporting person and director of Happy City Holdings Ltd. The transaction summary in the provided data shows no reported share purchases, sales, exercises, gifts, or restructurings.

Does Happy City Holdings (HCHL) Form 3 show any stock purchases or sales?
No, the Form 3 transaction summary for Happy City Holdings Ltd shows zero buy transactions, zero sell transactions, and no derivative exercises or other share movements in the provided data for director Yiu Wai Ming.

What roles are disclosed for Yiu Wai Ming in Happy City (HCHL) Form 3?
The Form 3 indicates that Yiu Wai Ming is a director of Happy City Holdings Ltd and a reporting person. The data does not identify him as an officer or ten percent owner in this filing.

Are any derivative securities reported in the Happy City (HCHL) Form 3?
No, the derivative summary in the Form 3 data for Happy City Holdings Ltd is empty, indicating no derivative transactions or remaining derivative positions are reported for director and reporting person Yiu Wai Ming.

What does the transactionSummary indicate in Happy City (HCHL) Form 3?
The transactionSummary for Happy City Holdings Ltd shows zero buys, zero sells, zero exercises, zero gifts, and zero restructuring transactions, with netBuySellDirection listed as neutral for director Yiu Wai Ming.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yiu Wai Ming
(Last)(First)(Middle)
30 CECIL STREET, #19-08 PRUDENTIAL TOWER
(Street)
SINGAPORE
(City)(State)(Zip)
SINGAPORE
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Happy City Holdings Ltd [ HCHL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Wai Ming, Yiu03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR