Hercules Capital (NYSE: HTGC) CFO reports minor tax-related share withholding

Rhea-AI Filing Summary

Hercules Capital Chief Financial Officer Seth H. Meyer reported a small tax-related share disposition. On June 9, 2026, 5 shares of common stock were withheld at $15.45 per share to cover taxes upon the vesting of restricted stock. After this routine tax withholding, he directly holds 442,074 shares of Hercules Capital common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Meyer Seth H

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	5	$15.45	$77.25

Holdings After Transaction: Common Stock — 442,074 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Tax-withheld shares: 5 shares Price per share: $15.45 per share Shares after transaction: 442,074 shares

3 metrics

Tax-withheld shares 5 shares Shares withheld for taxes on restricted stock vesting on June 9, 2026

Price per share $15.45 per share Valuation used for the 5 tax-withheld shares

Shares after transaction 442,074 shares Direct common stock holdings following the June 9, 2026 transaction

Key Terms

tax-withholding disposition, restricted stock, Form 4, Common Stock

4 terms

tax-withholding disposition financial

"tax-withholding disposition for payment of exercise price or tax liability"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

restricted stock financial

"taxes applicable to the vesting of restricted stock on June 9, 2026"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Meyer Seth H

(Last) (First) (Middle)

C/O HERCULES CAPITAL, INC.

1 NORTH B STREET, SUITE 2000

(Street)

SAN MATEO CALIFORNIA 94401

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hercules Capital, Inc. [ HTGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/09/2026		F		5(1)	D	$15.45	442,074	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on June 9, 2026.

Remarks:

	/s /Kiersten Zaza Botelho, Attorney-in-Fact for Seth H Meyer	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hercules Capital (HTGC) CFO Seth Meyer report?

Hercules Capital CFO Seth H. Meyer reported a small tax-related disposition. 5 common shares were withheld on June 9, 2026 to satisfy taxes due on vesting restricted stock, a routine non-market event that does not represent an open-market sale.

How many Hercules Capital (HTGC) shares were withheld for taxes in this Form 4?

The Form 4 shows 5 shares of Hercules Capital common stock were withheld. These shares covered tax obligations tied to restricted stock vesting on June 9, 2026, and were not sold on the open market to outside investors.

What price per share is shown in the Hercules Capital (HTGC) tax-withholding transaction?

The tax-withholding disposition is recorded at $15.45 per share. This price is used to value the 5 withheld shares for tax purposes related to the vesting restricted stock, rather than reflecting an open-market trade initiated by the CFO.

How many Hercules Capital (HTGC) shares does CFO Seth Meyer hold after this Form 4?

After the June 9, 2026 tax-withholding transaction, CFO Seth H. Meyer directly holds 442,074 shares. This shows that the 5-share withholding for taxes was very small relative to his overall direct ownership position in Hercules Capital common stock.

Is the Hercules Capital (HTGC) Form 4 transaction an open-market sale by the CFO?

No, the Form 4 describes a tax-withholding disposition, not an open-market sale. The 5 shares were withheld by the company to pay taxes on vested restricted stock, a standard administrative step rather than a discretionary stock sale.