STOCK TITAN

Trusts tied to Hawaiian Electric (HE) disclose insider share holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Hawaiian Electric Industries director James A. Ajello filed an initial Form 3 reporting his beneficial ownership in the company’s common stock through trusts. The filing shows 35,749 shares held indirectly by the Mary Susan Ajello 2020 Family Trusts and 16,495 shares held indirectly by the Ajello 2020 Management Trust, with no shares held directly in his own name.

Positive

  • None.

Negative

  • None.
Insider Ajello James A
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0 shares (Direct); Common Stock — 16,495 shares (Indirect, By Ajello 2020 Management Trust); Common Stock — 35,749 shares (Indirect, By Mary Susan Ajello 2020 Family Trusts)
Indirect family trust holdings 35,749 shares Common Stock held by Mary Susan Ajello 2020 Family Trusts
Indirect management trust holdings 16,495 shares Common Stock held by Ajello 2020 Management Trust
Direct holdings 0 shares Common Stock held directly after reported holdings
Holding entries 3 entries Form 3 holding records with unknown transaction codes
Form 3 regulatory
"Director James A. Ajello filed an initial Form 3 reporting his beneficial ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"filed an initial Form 3 reporting his beneficial ownership in the company’s common stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
indirect ownership financial
"shares held indirectly by the Mary Susan Ajello 2020 Family Trusts"
family trust financial
"held indirectly by the Mary Susan Ajello 2020 Family Trusts"
management trust financial
"held indirectly by the Ajello 2020 Management Trust"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What does James A. Ajello’s Form 3 for Hawaiian Electric (HE) report?

The Form 3 reports James A. Ajello’s initial beneficial ownership in Hawaiian Electric common stock through trusts, disclosing indirect holdings via family and management trusts and noting that he has no directly held shares in his own name.

How many Hawaiian Electric (HE) shares are in the Mary Susan Ajello 2020 Family Trusts?

The filing shows 35,749 shares of Hawaiian Electric common stock held indirectly by the Mary Susan Ajello 2020 Family Trusts. These shares are attributed to director James A. Ajello as beneficially owned through this family trust structure.

What stake does the Ajello 2020 Management Trust hold in Hawaiian Electric (HE)?

The Ajello 2020 Management Trust holds 16,495 shares of Hawaiian Electric common stock on an indirect basis for director James A. Ajello. This position is reported as part of his beneficial ownership in the Form 3 filing.

Does James A. Ajello directly own any Hawaiian Electric (HE) shares?

The Form 3 indicates that James A. Ajello holds zero shares of Hawaiian Electric common stock directly. All reported positions are indirect, held through the Mary Susan Ajello 2020 Family Trusts and the Ajello 2020 Management Trust.

Are there any buy or sell transactions in James A. Ajello’s Hawaiian Electric (HE) Form 3?

The Form 3 is an initial statement of beneficial ownership and lists three holding entries with unknown transaction codes. It does not report explicit open-market purchases or sales of Hawaiian Electric common stock by James A. Ajello.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ajello James A

(Last)(First)(Middle)
C/O P.O. BOX 730

(Street)
HONOLULU HAWAII 96808-0730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/11/2026
3. Issuer Name and Ticker or Trading Symbol
HAWAIIAN ELECTRIC INDUSTRIES INC [ HE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock0D
Common Stock16,495IBy Ajello 2020 Management Trust
Common Stock35,749IBy Mary Susan Ajello 2020 Family Trusts
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List Exhibit 24 - Power of Attorney
Sean K. Clark, Atty-in-Fact for James A. Ajello06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)