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Hawaiian Electric (NYSE: HE) director granted 9,238 shares, updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

JOHNS TIMOTHY E reported acquisition or exercise transactions in this Form 4 filing.

Hawaiian Electric Industries director Timothy E. Johns received a stock grant and updated his holdings. He was granted 9,238 shares of common stock at no cost as a compensation award under the HEI 2011 Nonemployee Director Stock Plan, bringing his directly held shares to 9,253. Separately, an indirect holding entry shows 63,153 shares held through the Revocable Trust of Timothy E. Johns and Robin C. Johns.

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Insider JOHNS TIMOTHY E
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 9,238 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 9,253 shares (Direct); Common Stock — 63,153 shares (Indirect, By Revocable Trust of Timothy E. Johns and Robin C. Johns UAD)
Footnotes (1)
  1. [object Object]
Stock grant 9,238 shares Common stock grant at $0.00 per share to director
Direct holdings after grant 9,253 shares Total common shares directly held by Timothy E. Johns
Indirect trust holdings 63,153 shares Common shares held via Revocable Trust of Timothy E. and Robin C. Johns
HEI 2011 Nonemployee Director Stock Plan financial
"Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan."
grant/award acquisition financial
"transaction_action is labeled as grant/award acquisition for 9,238 shares."
Revocable Trust financial
"nature_of_ownership describes holdings by Revocable Trust of Timothy E. Johns and Robin C. Johns UAD."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
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FAQ

What did HE director Timothy E. Johns report in this Form 4 filing?

Director Timothy E. Johns reported a stock grant and updated holdings. He received 9,238 Hawaiian Electric Industries common shares as a compensation award, and his direct ownership increased to 9,253 shares. He also reported 63,153 shares held indirectly through a revocable trust.

How many Hawaiian Electric (HE) shares were granted to Timothy E. Johns?

Timothy E. Johns was granted 9,238 shares of Hawaiian Electric common stock. The grant carried a price of $0.00 per share and was issued as part of his compensation under the HEI 2011 Nonemployee Director Stock Plan.

What are Timothy E. Johns’ direct share holdings in HE after this grant?

After the stock grant, Timothy E. Johns directly holds 9,253 shares of Hawaiian Electric common stock. This reflects the addition of 9,238 compensation shares to his prior direct position, as reported in the Form 4 insider filing.

Does Timothy E. Johns have indirect ownership of Hawaiian Electric (HE) shares?

Yes. The filing shows 63,153 Hawaiian Electric common shares held indirectly. These are owned through the Revocable Trust of Timothy E. Johns and Robin C. Johns, indicating a separate trust-related holding in addition to his directly owned shares.

Was the HE stock grant to Timothy E. Johns an open-market purchase?

No. The 9,238-share transaction was coded as a grant or award with a $0.00 per-share price. It is described as a stock grant under the HEI 2011 Nonemployee Director Stock Plan rather than an open-market purchase of shares.

What plan governed Timothy E. Johns’ Hawaiian Electric stock grant?

The stock grant was made under the HEI 2011 Nonemployee Director Stock Plan. A footnote explains that the 9,238-share award to director Timothy E. Johns was issued pursuant to this plan as part of his nonemployee director compensation.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNS TIMOTHY E

(Last)(First)(Middle)
C/O P.O. BOX 730

(Street)
HONOLULU HAWAII 96808-0730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HAWAIIAN ELECTRIC INDUSTRIES INC [ HE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A9,238(1)A$09,253D
Common Stock63,153IBy Revocable Trust of Timothy E. Johns and Robin C. Johns UAD
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.
Sean K. Clark, Attorney-in-Fact for Timothy E. Johns07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)