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Helen of Troy (HELE) director granted 1,429 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CARSON VINCENT D reported acquisition or exercise transactions in this Form 4 filing.

Helen of Troy Ltd director Vincent D. Carson received a grant of 1,429 common shares as restricted stock that vested immediately at no stated price per share. Following this award, he directly holds 19,844 common shares. The grant includes a tax-offset right to help cover related tax liabilities in cash.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CARSON VINCENT D

(Last) (First) (Middle)
201 E. MAIN STREET
SUITE 300

(Street)
EL PASO TX 79901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELEN OF TROY LTD [ HELE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares, Par value $0.10 per share 03/02/2026 A 1,429 A $0(1) 19,844 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.
Remarks:
Wayne C. Lott as Attorney-in-Fact for Vincent D. Carson 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HELE director Vincent D. Carson report?

Vincent D. Carson reported receiving a grant of 1,429 Helen of Troy (HELE) common shares as restricted stock. The award was recorded at a price of $0.00 per share and represents equity-based compensation rather than an open-market share purchase.

How many Helen of Troy (HELE) shares does Vincent D. Carson hold after this grant?

After the restricted stock award, Vincent D. Carson directly holds 19,844 Helen of Troy (HELE) common shares. This total reflects his updated direct ownership following the grant of 1,429 shares reported in the Form 4 insider filing for the non-derivative equity transaction.

What type of shares were granted to the HELE director in this Form 4?

The HELE director received common shares with a par value of $0.10 per share, issued as restricted stock. These shares vested immediately, meaning the restrictions lapsed at once, and they are now included in his direct beneficial ownership position in the company.

Did the Helen of Troy (HELE) restricted stock grant vest immediately?

Yes, the restricted stock grant to the Helen of Troy (HELE) director vested immediately upon grant. Immediate vesting means the director gained full rights to the shares at once, rather than over a multi-year schedule typically seen in time-based vesting arrangements.

What is the tax-offset right mentioned in the HELE director’s restricted stock grant?

The tax-offset right entitles the HELE director to receive a cash amount upon vesting of the restricted stock. This cash is intended to cover certain tax liabilities incurred because of the vesting event, helping the director manage tax obligations without necessarily selling shares.

Was the HELE director’s restricted stock grant a purchase or a compensation award?

The HELE director’s transaction was a compensation-related award, not a market purchase. It is classified as a grant or other acquisition of 1,429 restricted common shares, recorded at $0.00 per share, reflecting stock-based compensation rather than cash-funded buying activity.
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