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Hepion Pharmaceuticals (HEPA) awards 299K options to director

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hepion Pharmaceuticals, Inc. (HEPA) reported that director Gary S. Stetz II received a grant of 299,000 stock options on August 19, 2026. The options have an exercise price of $0.08 per share, are exercisable beginning August 19, 2027, and expire on August 19, 2036. Following this grant, he holds 299,000 derivative securities directly.

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Insider Stetz Gary S. II
Role Director
Type Security Shares Price Value
Grant/Award Stock Options 299,000 $0.00 $0.00
Holdings After Transaction: Stock Options — 299,000 shares (Direct)
Stock options granted 299,000 options Grant to director Gary S. Stetz II on August 19, 2026
Exercise price $0.08 per share Conversion or exercise price of granted stock options
Underlying common stock 299,000 shares Shares of common stock underlying the stock options
Total derivative securities after transaction 299,000 options Directly owned by Gary S. Stetz II following the grant
Exercise date August 19, 2027 Date from which the options are exercisable
Expiration date August 19, 2036 Expiration of the granted stock options
Stock Options financial
"security_title: "Stock Options" for the reported derivative grant"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
exercise price financial
"conversion_or_exercise_price set at an exercise price of 0.0800"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
derivative securities financial
"reported as derivative securities with underlying common stock"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
expiration date financial
"expiration_date specified as 2036-08-19 for the options"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

What insider transaction did HEPA disclose for Gary S. Stetz II?

HEPA disclosed that director Gary S. Stetz II received a grant of 299,000 stock options on August 19, 2026, as reported on Form 4.

What is the exercise price of the new stock options granted at HEPA?

The stock options granted to Gary S. Stetz II have an exercise price of $0.08 per share for the underlying Hepion Pharmaceuticals, Inc. common stock.

When can the newly granted HEPA stock options be exercised?

The options granted to Gary S. Stetz II become exercisable on August 19, 2027, as disclosed for this Form 4 derivative acquisition.

When do Gary S. Stetz II’s HEPA stock options expire?

The reported stock options expire on August 19, 2036, giving Gary S. Stetz II a 10-year term from the grant date to exercise them, subject to their terms.

How many HEPA derivative securities does Gary S. Stetz II hold after this transaction?

After this grant, Gary S. Stetz II holds 299,000 derivative securities (stock options) of Hepion Pharmaceuticals, Inc., all reported as directly owned.

Is this HEPA insider transaction a purchase or a grant?

This HEPA insider transaction is a grant or award of stock options coded as “A” on Form 4, indicating an acquisition of derivative securities rather than an open-market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stetz Gary S. II

(Last)(First)(Middle)
C/O HEPION PHARMACEUTICALS, INC.
34 SHREWSBURY AVE., SUITE 1D

(Street)
RED BANK, NEW JERSEY 07701

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hepion Pharmaceuticals, Inc. [ HEPA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$0.0808/19/2026A299,00008/19/202708/19/2036Common Stock299,000$0299,000D
Explanation of Responses:
/s/ Gary S. Stetz, II08/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)