STOCK TITAN

Hepion Pharmaceuticals (HEPA) interim CEO Stetz buys 4M shares and warrants

(Moderate)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Hepion Pharmaceuticals, Inc. reporting person Gary S. Stetz, Interim CEO and director, reported two purchases on August 3, 2026. He acquired 2,000,000 warrants, each exercisable at $0.06 per share into common stock until August 3, 2031. He also purchased 2,000,000 shares of common stock at $0.05 per share, bringing his directly held common stock position to 3,250,000 shares.

Positive

  • None.

Negative

  • None.
Insider Stetz Gary S.
Role Interim CEO
Bought 4,000,000 shs ($100K)
Type Security Shares Price Value
Purchase Warrants 2,000,000 $0.00 $0.00
Purchase Common Stock 2,000,000 $0.05 $100K
Holdings After Transaction: Warrants — 2,000,000 shares (Direct); Common Stock — 3,250,000 shares (Direct)
Common shares purchased 2,000,000 shares Common stock purchase on August 3, 2026 at $0.05 per share
Purchase price per common share $0.05 Price paid for 2,000,000 common shares on August 3, 2026
Common shares held after transaction 3,250,000 shares Direct ownership of common stock following August 3, 2026 purchase
Warrants acquired 2,000,000 warrants Derivative securities acquired on August 3, 2026
Warrant exercise price $0.06 per share Exercise price for warrants into Hepion common stock
Warrant expiration date August 3, 2031 Expiration of 2,000,000 warrants acquired on August 3, 2026
Warrants financial
"security_title: "Warrants" and underlying_security_title: "Common Stock""
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
derivative financial
"transaction_type: "derivative" for the warrant acquisition entry"
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
exercise price financial
"conversion_or_exercise_price: "0.0600" as the warrant exercise price"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: "2031-08-03" for the warrants acquired"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

What insider transactions did Hepion Pharmaceuticals (HEPA) report for Gary S. Stetz?

Gary S. Stetz reported two purchases on August 3, 2026: 2,000,000 warrants and 2,000,000 shares of Hepion Pharmaceuticals common stock in open market or private transactions.

How many Hepion Pharmaceuticals (HEPA) common shares does Gary S. Stetz hold after these trades?

After the August 3, 2026 purchase of 2,000,000 common shares, Gary S. Stetz directly holds 3,250,000 shares of Hepion Pharmaceuticals common stock, as reported in the Form 4 filing.

What are the terms of the warrants bought by Gary S. Stetz of Hepion Pharmaceuticals (HEPA)?

Gary S. Stetz acquired 2,000,000 warrants on August 3, 2026. Each warrant has an exercise price of $0.06 per share, is exercisable into common stock, and carries an expiration date of August 3, 2031.

At what prices did Gary S. Stetz buy Hepion Pharmaceuticals (HEPA) securities?

On August 3, 2026, Gary S. Stetz purchased 2,000,000 common shares at $0.05 per share and acquired 2,000,000 warrants with an exercise price of $0.06 per underlying share.

Is the Hepion Pharmaceuticals (HEPA) Form 4 transaction under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed (set to false), so the reported August 3, 2026 transactions are not identified as made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stetz Gary S.

(Last)(First)(Middle)
C/O HEPION PHARMACEUTICALS, INC.
34 SHREWSBURY AVE., SUITE 1D

(Street)
RED BANK, NEW JERSEY 07701

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hepion Pharmaceuticals, Inc. [ HEPA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Interim CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026P2,000,000A$0.053,250,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants$0.0608/03/2026P2,000,00008/03/202608/03/2031Common Stock2,000,000$02,000,000D
Explanation of Responses:
/s/ Gary S. Stetz08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)