Hepion Pharmaceuticals: Rickel reports 7.2% stake

The 7.2% ownership calculation includes 2,000,000 common shares issuable upon exercise of warrants.

Rhea-AI Filing Summary

Hepion Pharmaceuticals, Inc. is the issuer in an amended Schedule 13G reporting Kenneth Rickel’s beneficial ownership of 7,250,000 shares, or 7.2% of the class. The reported amount includes 2,000,000 shares issuable upon exercise of warrants. The ownership percentage uses 98,220,317 shares of common stock outstanding as of August 31, 2026. Rickel reported sole voting and dispositive power over 7,250,000 shares, with shared voting and dispositive power of zero.

Key Figures

Beneficial ownership: 7,250,000 shares Ownership percentage: 7.2% Shares issuable upon exercise of warrants: 2,000,000 shares +1 more

4 metrics

Beneficial ownership 7,250,000 shares Reported by Kenneth Rickel

Ownership percentage 7.2% Percentage of the class reported by Kenneth Rickel

Shares issuable upon exercise of warrants 2,000,000 shares Included in the reported beneficial ownership amount

Common stock outstanding 98,220,317 shares As of August 31, 2026; used in the ownership percentage calculation

Key Terms

beneficially owned, Sole Voting Power, Sole Dispositive Power, issuable upon exercise of warrants

4 terms

beneficially owned financial

"Amount beneficially owned: 7,250,000"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Sole Voting Power financial

"Sole Voting Power 7,250,000.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Sole Dispositive Power financial

"Sole Dispositive Power 7,250,000.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

issuable upon exercise of warrants financial

"2,000,000 shares of common stock issuable upon exercise of warrants"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HEPA shares does Kenneth Rickel beneficially own?

Kenneth Rickel reported beneficial ownership of 7,250,000 shares, equal to 7.2% of the class. The reported amount includes 2,000,000 shares issuable upon exercise of warrants.

What share count was used to calculate Kenneth Rickel’s HEPA ownership percentage?

The percentage calculation used 98,220,317 shares of common stock outstanding as of August 31, 2026. Rickel reported sole voting and dispositive power over 7,250,000 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/21/2026 - 04:58 PM EDT Accepted by SEC EDGAR 10/21/2026 - 04:57 PM EDT Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Hepion Pharmaceuticals, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

426897401

(CUSIP Number)

10/20/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 426897401

1

Names of Reporting Persons

Kenneth Rickel

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 7,250,000.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 7,250,000.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

7,250,000.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

7.2 %

12

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person: The percentage reported in row 13 above is calculated with a numerator of 7,250,000 shares beneficially owned by the reporting person including 2,000,000 shares of common stock issuable upon exercise of warrants and a denominator of 98,220,317 shares of Common Stock outstanding as of August 31, 2026.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Hepion Pharmaceuticals, Inc.
(b)	Address of issuer's principal executive offices: 34 Shrewsbury Ave., Suite 1D, Red Bank, NEW JERSEY , 07701
Item 2.
(a)	Name of person filing: Kenneth Rickel
(b)	Address or principal business office or, if none, residence: c/o Hepion Pharmaceuticals, Inc., 34 Shrewsbury Ave., Suite 1D, Red Bank, NEW JERSEY , 0770
(c)	Citizenship: United States
(d)	Title of class of securities: Common Stock, par value $0.0001 per share
(e)	CUSIP No.: 426897401
Item 4.	Ownership
(a)	Amount beneficially owned: 7,250,000
(b)	Percent of class: 7.2 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 7,250,000
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 7,250,000
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Kenneth Rickel

Signature:	/s/ Kenneth Rickel
Name/Title:	Kenneth Rickel
Date:	10/21/2026