HFWA holder plans sale of 1,800 shares

HFWA has a Form 144 notice for a planned stock sale.

Accepted by SEC EDGAR 02/03/2026 - 04:48 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

HFWA has a Form 144 notice for a planned stock sale. A holder filed to sell 1,800 shares of HFWA common stock through Morgan Stanley Smith Barney on the NASDAQ exchange, with an aggregate market value of $47,349.54 and 33,956,738 shares outstanding.

The shares come from two restricted stock acquisitions from the issuer, 900 shares on 05/03/2022 and 900 shares on 05/01/2024, both fully paid in stock rather than cash. By signing the notice, the seller represents they are not aware of any undisclosed material adverse information about HFWA’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the HFWA Form 144 filing disclose?

The Form 144 for HFWA discloses a planned sale of 1,800 common shares. The shares will be sold through Morgan Stanley Smith Barney on NASDAQ, with an aggregate market value of $47,349.54 and 33,956,738 common shares outstanding for context.

How many HFWA shares are planned to be sold under this Form 144?

The filing covers a proposed sale of 1,800 HFWA common shares. These shares are to be sold through Morgan Stanley Smith Barney’s Executive Financial Services, with an indicated aggregate market value of $47,349.54 at the time of the notice.

When were the HFWA shares in this Form 144 acquired?

The 1,800 HFWA shares were acquired in two restricted stock grants from the issuer. The holder received 900 shares on 05/03/2022 and another 900 shares on 05/01/2024, with the nature of payment noted as not applicable.

What is the approximate sale date and exchange for the HFWA Form 144 shares?

The Form 144 lists an approximate sale date of 02/03/2026 for the 1,800 HFWA shares. The planned trades are to occur on the NASDAQ exchange, with Morgan Stanley Smith Barney identified as the broker handling the transactions.

What market value and outstanding shares are noted in the HFWA Form 144?

The filing states an aggregate market value of $47,349.54 for the 1,800 HFWA shares to be sold. It also notes 33,956,738 common shares outstanding, providing context for the size of the proposed sale relative to total shares.

What representation does the seller make in the HFWA Form 144 notice?

By signing the notice, the seller represents they do not know any material adverse information about HFWA’s current or prospective operations that has not been publicly disclosed, consistent with Rule 144 and related securities law requirements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001838045
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HERITAGE FINANCIAL CORPORATION
SEC File Number	000-29480
Address of Issuer	201 Fifth Avenue SW Olympia WASHINGTON 98501
Phone	(360) 943-1500
Name of Person for Whose Account the Securities are To Be Sold	FREDERICK B RIVERA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1800	47349.54	33956738	02/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/03/2022	Restricted Stock	Issuer			900	05/03/2022	Not Applicable
Common	05/01/2024	Restricted Stock	Issuer			900	05/01/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Frederick B. Rivera
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)