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Heritage Financial (HFWA) EVP exercises RSUs and withholds shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Heritage Financial Corp. executive Amy E. Curran reported routine equity compensation activity involving company stock. She exercised 576 Restricted Stock Units into shares of Common Stock at a reference price of $28.44 per share and, in a related step, 71 shares were disposed of to cover tax obligations.

Following these transactions, Curran holds 29,958 shares of Common Stock directly and 1,151 Restricted Stock Units, reflecting ongoing equity-based compensation rather than open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Curran Amy E.
Role EVP Director Commercial Lend
Type Security Shares Price Value
Exercise Restricted Stock Units 576 $28.44 $16K
Exercise Common Stock 576 $28.44 $16K
Tax Withholding Common Stock 71 $28.44 $2K
Holdings After Transaction: Restricted Stock Units — 1,151 shares (Direct, null); Common Stock — 30,029 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs exercised 576 shares Restricted Stock Units converted to Common Stock on 2026-06-15
Shares withheld for taxes 71 shares Tax-withholding disposition of Common Stock on 2026-06-15
Price per share $28.44 per share Reporting price for RSU exercise and tax-withholding transactions
Common shares held after 29,958 shares Direct ownership of Common Stock following Form 4 transactions
RSUs remaining 1,151 units Restricted Stock Units outstanding after exercising 576 units
RSU grant date 2021-06-23 Footnote references RSU grant awarded on 06/23/2021
RSU expiration 2028-06-15 Expiration date for the RSU award that was partially exercised
Restricted Stock Units financial
"security_title: Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
RSU Grant Awarded 06/23/2021 financial
"footnote: RSU Grant Awarded 06/23/2021"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Curran Amy E.
(Last)(First)(Middle)
201 5TH AVE SW
(Street)
OLYMPIA WASHINGTON 98501
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
HERITAGE FINANCIAL CORP /WA/ [ HFWA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP Director Commercial Lend
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026M576A$28.4430,029D
Common Stock06/15/2026F71D$28.4429,958D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)$006/15/2026M57606/15/202306/15/2028Common Stock576$28.441,151D
Explanation of Responses:
1. RSU Grant Awarded 06/23/2021
Remarks:
/s/Kaylene Lahn Attorney in Fact for Amy Curran06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did HFWA executive Amy E. Curran report on this Form 4?

Amy E. Curran reported exercising 576 Restricted Stock Units into Common Stock and a related tax-withholding disposition of 71 shares. These transactions are compensation-related movements rather than open-market buying or selling, reflecting normal vesting and tax settlement activity.

How many Heritage Financial (HFWA) shares does Amy E. Curran hold after these transactions?

After the reported transactions, Amy E. Curran holds 29,958 shares of Heritage Financial Common Stock directly. She also has 1,151 Restricted Stock Units outstanding, which represent additional potential future shares subject to vesting and settlement terms.

What was the share price used in Amy E. Curran’s HFWA Form 4 transactions?

The Form 4 reports a transaction price of $28.44 per share for the 576 shares received from exercising Restricted Stock Units and for the 71 shares disposed of for taxes. This price is used for reporting the value of the compensation-related movements.

Were Amy E. Curran’s HFWA transactions open-market purchases or sales?

No, the Form 4 shows no open-market purchases or sales. The transactions consist of a derivative exercise of Restricted Stock Units and a tax-withholding disposition, meaning shares were issued from equity awards and a portion withheld to satisfy tax liabilities.

How many Restricted Stock Units does Amy E. Curran have after this HFWA filing?

After exercising 576 Restricted Stock Units, the Form 4 indicates Amy E. Curran holds 1,151 Restricted Stock Units. These units are equity awards that can convert into shares of Common Stock according to their grant, vesting, and expiration terms.