Heritage Financial (HFWA) director trades 10,000 shares at $30 in insider sale

Rhea-AI Filing Summary

Heritage Financial Corp. director Jeffrey S. Lyon sold 10,000 shares of common stock in a sale characterized as an open market or private transaction at $30.00 per share on August 5, 2026. After this sale, he directly holds 40,719 shares of Heritage Financial common stock.

Insider Trade Summary

Net Seller: 10,000 shares

Net Sell 1 txn

Insider LYON JEFFREY S

Role Director

Sold 10,000 shs ($300K)

Type	Security	Shares	Price	Value
Sale	Common Stock	10,000	$30.00	$300K

Holdings After Transaction: Common Stock — 40,719 shares (Direct)

Key Figures

Shares sold: 10,000 shares Sale price: $30.00 per share Transaction date: August 5, 2026 +1 more

4 metrics

Shares sold 10,000 shares Common stock sold by director Jeffrey S. Lyon on August 5, 2026

Sale price $30.00 per share Price for the 10,000 Heritage Financial common shares sold

Transaction date August 5, 2026 Date of the reported insider sale of common stock

Shares held after sale 40,719 shares Direct common stock holdings of Jeffrey S. Lyon following the sale

Key Terms

open market or private transaction, direct ownership, non-derivative

3 terms

open market or private transaction financial

"transaction_code_description: Sale in open market or private transaction"

direct ownership financial

"ownership_type is reported as direct for this transaction"

non-derivative financial

"transaction_type is listed as non-derivative for the common stock sale"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/05/2026 - 05:45 PM Accepted by SEC EDGAR 08/05/2026 - 05:44 PM Learn about SEC filing dates

FAQ

What insider transaction did HERITAGE FINANCIAL (HFWA) report for Jeffrey S. Lyon?

Director Jeffrey S. Lyon reported a sale of 10,000 shares of Heritage Financial common stock. The transaction was recorded as a sale in an open market or private transaction at $30.00 per share on August 5, 2026, under direct ownership.

How many HFWA shares did Jeffrey S. Lyon sell and at what price?

Jeffrey S. Lyon sold 10,000 shares of Heritage Financial common stock at $30.00 per share. The transaction is described as a sale in an open market or private transaction and was dated August 5, 2026, under direct ownership.

How many HERITAGE FINANCIAL (HFWA) shares does Jeffrey S. Lyon hold after the reported sale?

After the reported transaction, Jeffrey S. Lyon directly holds 40,719 shares of Heritage Financial common stock. This post-transaction balance reflects his holdings immediately following the 10,000-share sale reported on August 5, 2026, in the Form 4 data.

What type of transaction was reported for HFWA stock by Jeffrey S. Lyon?

The report shows a sale in an open market or private transaction of Heritage Financial common stock. Jeffrey S. Lyon sold 10,000 shares at $30.00 per share, with the transaction classified as a non-derivative, directly owned position.

Does the HFWA Form 4 indicate any derivative securities for Jeffrey S. Lyon?

The Form 4 data lists no derivative security transactions for Jeffrey S. Lyon in this report. The only reported activity is a non-derivative sale of 10,000 common shares, leaving a direct holding of 40,719 common shares after the transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LYON JEFFREY S

(Last) (First) (Middle)

PO BOX 1578

(Street)

OLYMPIA WASHINGTON 98507

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HERITAGE FINANCIAL CORP /WA/ [ HFWA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/05/2026		S		10,000	D	$30	40,719	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/Kaylene Lahn Attorney in Fact for Jeffrey Lyon	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)