STOCK TITAN

Heritage Financial (HFWA) director reports sale of 1,800 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Heritage Financial Corp director Frederick B. Rivera reported a sale of company stock. On February 3, 2026, he sold 1,800 shares of Common Stock at an average price of $26.3053 per share. After this transaction, he directly holds 4,972 shares of Heritage Financial Corp common stock.

Positive

  • None.

Negative

  • None.
Insider Rivera Frederick B
Role Director
Sold 1,800 shs ($47K)
Type Security Shares Price Value
Sale Common Stock 1,800 $26.3053 $47K
Holdings After Transaction: Common Stock — 4,972 shares (Direct)
Footnotes (1)
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rivera Frederick B

(Last) (First) (Middle)
201 5TH AVE SE

(Street)
OLYMPIA WA 98501

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HERITAGE FINANCIAL CORP /WA/ [ HFWA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/03/2026 S 1,800 D $26.3053 4,972 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/Kaylene Lahn Attorney in Fact for Frederick B. Rivera 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HFWA director Frederick B. Rivera report?

HFWA director Frederick B. Rivera reported selling 1,800 shares of Heritage Financial Corp Common Stock. The transaction took place on February 3, 2026, at an average price of $26.3053 per share, as disclosed in the Form 4 filing.

At what price did HFWA director Frederick B. Rivera sell his shares?

Frederick B. Rivera sold his Heritage Financial Corp Common Stock at an average price of $26.3053 per share. This price applies to the 1,800 shares reported in the Form 4 transaction dated February 3, 2026.

How many HFWA shares does Frederick B. Rivera own after the sale?

After selling 1,800 shares, Frederick B. Rivera directly owns 4,972 shares of Heritage Financial Corp Common Stock. This post-transaction balance is explicitly stated in the Form 4 as the amount beneficially owned following the reported trade.

What type of security did HFWA director Frederick B. Rivera sell?

Frederick B. Rivera sold shares of Heritage Financial Corp Common Stock. The Form 4 identifies the security as Common Stock in Table I, covering non-derivative securities acquired, disposed of, or beneficially owned by the reporting person.

Was the HFWA insider transaction by Frederick B. Rivera direct or indirect ownership?

The Form 4 indicates that Frederick B. Rivera’s holdings after the transaction are classified as Direct (D) ownership. No specific indirect ownership entity or special nature of indirect beneficial ownership is disclosed in the provided filing excerpt.