Welcome to our dedicated page for HERITAGE FINANCIAL /WA/ SEC filings (Ticker: HFWA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on HERITAGE FINANCIAL /WA/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into HERITAGE FINANCIAL /WA/'s regulatory disclosures and financial reporting.
Heritage Financial Corp director Allan Scott Tanton filed an initial Form 3, stating that he beneficially owns no securities of the company as of 01/01/2026. The non-derivative and derivative securities tables are empty, and the remarks section confirms that no securities are beneficially owned.
Heritage Financial Corporation is moving forward with its planned merger with Olympic Bancorp, the holding company for Kitsap Bank. Olympic reports that the merger process is progressing smoothly and, after regulatory and shareholder approvals, the transaction is expected to close on January 31, 2026. After acquiring Olympic, which had $1.7 billion in total assets as of September 30, 2025, Heritage is expected to reach about $8.7 billion in total assets.
Olympic’s board approved a fourth quarter cash dividend of $3.50 per share for shareholders of record on December 26, 2025, with payment scheduled from Broadridge on January 12, 2026. Both companies’ boards have unanimously supported the merger, and a joint proxy statement/prospectus was mailed around December 12, 2025 so shareholders can review details and vote on the transaction.
Heritage Financial Corp. reported equity transactions by executive Matthew Ray, its EVP Chief Lending Officer, on 12/15/2025. He acquired 832 shares of common stock at $25.43 per share and disposed of 178 shares at the same price.
Following these trades, Ray directly owned 22,660 shares of Heritage Financial common stock. The filing also shows activity in restricted stock units, with 832 units tied to common stock at a $0 exercise price and 3,332 derivative securities beneficially owned after the transaction.
Heritage Financial Corp. reported an insider stock transaction by its EVP and Chief Operating Officer on 12/15/2025. The reporting person converted 4,857 restricted stock units into shares of common stock at $25.43 per share and then had 1,043 shares withheld to cover taxes, leaving 3,814 common shares directly owned.
The derivative holdings table shows 9,715 restricted stock units beneficially owned after this transaction. The award relates to the company’s 2023 Omnibus Equity Plan, under which the shares vest one third per year over a three-year period, with each unit delivering one share of common stock upon vesting.
Heritage Financial Corp (HFWA) executive Thomas J. Henning, EVP Chief Risk Officer, reported equity transactions dated 12/15/2025. He acquired 495 shares of common stock at $25.43 per share through the exercise of restricted stock units, then disposed of 79 shares at the same price to cover related obligations. Following these transactions, he directly owns 14,433 shares of Heritage Financial common stock and holds 991 restricted stock units that remain outstanding.
HERITAGE FINANCIAL CORP reported an insider equity transaction by EVP and Chief HR Officer Sabrina Robison. On 12/15/2025, a transaction coded "M" converted 247 restricted stock units into 247 shares of common stock at $25.43 per share. A separate transaction coded "F" disposed of 39 shares at the same price. After these transactions, the officer directly owns 30,353 shares of common stock and 1,734 restricted stock units.
Heritage Financial Corp executive William Glasby reported updates to his equity holdings. On December 15, 2025, 265 restricted stock units converted into 265 shares of common stock at a listed price of $25.43, and a separate transaction coded “F” involved 40 shares at the same price. After these transactions, he directly owned 8,955 shares of Heritage Financial common stock and held 1,058 restricted stock units.
Heritage Financial Corporation is progressing with its planned merger with Olympic Bancorp, parent of Kitsap Bank, and has shared an integration timeline for employees. A change in control, when Kitsap Bank will legally become part of Heritage Bank, is targeted for January 31, 2026, but customers are expected to see no changes until systems are combined.
The core system conversion to Heritage Bank’s Fiserv DNA platform is targeted for September 18, 2026, at which point Kitsap customers will move to Heritage products and services and receive detailed guides and regulatory disclosures. Until conversion, all loans and deposits will remain on legacy systems and access to Heritage’s core system will be restricted.
Heritage plans to retain the Kitsap Bank name in most locations while gradually introducing an updated visual identity tied to the Heritage brand. The communication also highlights forward-looking statement risks, including the possibility the merger may not close, integration challenges, regulatory and shareholder approvals, and dilution from issuing Heritage common stock. A Form S-4 registration statement with a joint proxy statement/prospectus will be filed for shareholder votes.
Heritage Financial Corporation is preparing for a virtual special shareholder meeting on January 21, 2026 to consider its planned acquisition of Olympic Bancorp, Inc. Shareholders are being mailed a proxy statement/prospectus and proxy card starting December 12, 2025, with instructions to vote, access materials online, or request paper copies.
The board is recommending a FOR vote on issuing Heritage common stock to complete the merger with Olympic Bancorp and on a proposal that would allow adjournment of the meeting to solicit additional proxies if needed. The communication explains how registered and beneficial owners will receive and return proxy cards and stresses that brokerage proxy cards must be returned through the proper channels.
The report also includes extensive forward-looking statement and risk disclosures, outlining uncertainties that could affect completion and integration of the merger, including shareholder approvals, regulatory approvals, integration challenges and potential dilution from issuing additional Heritage common stock. It notes that Heritage will file a Form S-4 registration statement with a joint proxy statement/prospectus, which shareholders are advised to read when available.
Heritage Financial Corp. (HFWA) reported an insider stock transaction by its President on a Form 4. On 11/20/2025, the officer acquired 19,106 shares of common stock in a transaction coded "P" (a purchase) at a price of $22.32 per share.
Following this purchase, the President beneficially owned 31,363 shares, held indirectly through a 401(k) plan. This filing reflects a change in the executive’s equity holdings and provides transparency into insider ownership.