Morgan Stanley Smith Barney (HG) Form 144 lists 1,867; 4,410; 4,723 shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice reporting proposed sales of Common Stock. The excerpt lists three blocks of restricted stock tied to grant/vesting dates: 1,867, 4,410, and 4,723 shares with grant/vesting dates of 11/10/2024 and 01/01/2025. The filing header shows a reference date of 05/05/2026.

Key Figures

Form reference date: 05/05/2026 Restricted shares (block 1): 1,867 shares Restricted shares (block 2): 4,410 shares +4 more

7 metrics

Form reference date 05/05/2026 header reference date in excerpt

Restricted shares (block 1) 1,867 shares grant/vesting date 11/10/2024

Restricted shares (block 2) 4,410 shares grant/vesting date 01/01/2025

Restricted shares (block 3) 4,723 shares grant/vesting date 01/01/2025

Listed aggregate figure 11,000 numeric field present in header row of excerpt

Numeric value shown 337,643.90 numeric field present in header row of excerpt

Numeric value shown 66,417,263 numeric field present in header row of excerpt

Key Terms

Restricted Stock, Securities To Be Sold, Issuer

3 terms

Restricted Stock financial

"Restricted Stock | Issuer | 1867 | 11/10/2024"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Issuer regulatory

"Restricted Stock | Issuer | | | 4410 | 01/01/2025"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11000	337643.90	66417263	05/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/10/2024	Restricted Stock	Issuer			1867	11/10/2024	Not Applicable
Common	01/01/2025	Restricted Stock	Issuer			4410	01/01/2025	Not Applicable
Common	01/01/2025	Restricted Stock	Issuer			4723	01/01/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does HG Form 144 filed by Morgan Stanley Smith Barney LLC show?

It reports proposed sales of Common Stock totaling multiple restricted-share blocks. The excerpt lists 1,867, 4,410, and 4,723 share blocks tied to grant/vesting dates in 2024 and 2025.

When are the restricted shares in the Form 144 grants dated?

Grant/vesting dates shown are 11/10/2024 and 01/01/2025. Each listed block includes its respective date next to the share count in the excerpt.

Does the excerpt indicate the filing date for the Form 144?

Yes. The header includes 05/05/2026, which appears as the form reference date in the provided excerpt.

How many shares are listed across the three restricted-stock blocks?

The excerpt lists three blocks totaling 10,000 shares when summed: 1,867 + 4,410 + 4,723. These are the amounts shown next to each grant/vesting date.