Welcome to our dedicated page for Heritage Global SEC filings (Ticker: HGBL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Heritage Global Inc. (HGBL) SEC filings page on Stock Titan is intended to aggregate the company’s regulatory disclosures and present them alongside AI-powered summaries. While no specific SEC filings are listed in the data provided here, Heritage Global’s public communications reference detailed financial reporting, including revenues from services and asset sales, non-GAAP measures such as EBITDA and Adjusted EBITDA, and balance sheet information covering cash, notes receivable, inventory, equity method investments, property and equipment, intangible assets, goodwill, and various liabilities.
In a typical reporting cycle, investors look to SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q) for narrative and quantitative detail on these items. For a company like Heritage Global, these filings can provide segment information for its Industrial Assets and Financial Assets divisions, discussions of asset sales and service revenues, explanations of equity method investments, and descriptions of non-GAAP metrics and how management uses them to evaluate performance.
Stock Titan’s platform is designed so that, when available, real-time updates from EDGAR feed directly into the filings list. AI-generated overviews can then help explain lengthy documents, highlight key sections on liquidity, capital allocation (including share repurchases and acquisitions), and summarize risk factor discussions. For investors interested in insider activity, forms such as Form 4, when present, can be surfaced and interpreted to show reported purchases or sales by officers, directors, or significant shareholders.
Although the specific SEC documents for HGBL are not shown in the current data, this page serves as the central location where those filings would appear, with tools to filter by form type and to read AI-assisted explanations of Heritage Global’s financial statements, segment disclosures, and management commentary.
Heritage Global Inc. is asking shareholders to vote at its virtual 2026 Annual Meeting on June 3, 2026. Investors will elect two Class II directors, Michael Hexner and William Burnham, to terms ending in 2029 and ratify UHY LLP as independent auditor for the 2026 fiscal year.
Holders of 34,734,754 common shares and 563 Series N preferred shares as of April 6, 2026 may vote, with preferred stock carrying 40 votes per share. The Board recommends voting FOR both director nominees and FOR auditor ratification. The proxy describes a three-committee governance structure, all-independent key committees, and a Code of Conduct with anti-hedging and insider-trading rules.
Executive pay blends fixed salary, performance-based cash tied mainly to operating income, and equity. In 2025, CEO Ross Dove received $425,000 in salary, a $116,718 cash bonus and $93,591 in restricted stock. Division presidents David Ludwig and Nicholas Dove earned substantial bonuses based on divisional operating income under existing employment agreements.
Heritage Global Inc. Schedule 13G/A shows filings by Mink Brook entities and William Mueller reporting shared beneficial ownership of 2,238,256 shares of common stock as of March 31, 2026. The filing cites 34,741,553 shares outstanding (per the 10-K) and reports 6.4% ownership for Mink Brook Asset Management LLC, Mink Brook Capital GP LLC, and William Mueller, with related entities holding 3.6% and 2.9% stakes.
The filing explains that Mink Brook Capital GP LLC is general partner to the funds and Mr. Mueller is managing member, and it disclaims direct beneficial ownership except to the extent of pecuniary interest.
Heritage Global Inc. executive James Edward Sklar, EVP, General Counsel and Secretary, reported an open-market sale of 3,734 shares of common stock at a weighted average price of $1.35 per share. The transaction was made under a previously established Rule 10b5-1 trading plan and leaves him holding 261,125 shares directly.
Morgan Stanley Smith Barney filed a Form 144 disclosing proposed sales of 3,734 shares of Common stock. The filing lists prior 10b5-1 sales by James Sklar on 01/02/2026, 02/02/2026, and 03/02/2026 with amounts shown. It also notes the securities to be sold were previously exercised stock options (dated 03/30/2021).
Sharpe Kelly S reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Kelly S. Sharpe received an award of 20,000 shares of Common Stock as equity compensation. The shares were granted at no cash cost to her and are restricted, vesting in four equal quarterly installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. Following this grant, she holds 95,800 shares of Heritage Global Inc. common stock directly.
The Vanguard Group filed Amendment No. 1 to a Schedule 13G reporting no beneficial ownership of Heritage Global Inc. common stock. The filing states Amount beneficially owned: 0 and Percent of class: 0%. The filing notes an internal realignment effective January 12, 2026 and is signed on 03/27/2026.
The amendment explains certain Vanguard subsidiaries will report holdings separately in reliance on SEC Release No. 34-39538, and that The Vanguard Group, Inc. no longer is deemed to have beneficial ownership over securities held by those subsidiaries.
SHIMER SAMUEL L reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Samuel L. Shimer reported an equity award of 20,000 shares of Common Stock on March 5, 2026. The shares are restricted and will vest in four equal 25% installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. Following this grant, Shimer directly holds 352,500 shares of Heritage Global common stock.
Hexner Michael reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Michael Hexner received an award of 20,000 shares of Common Stock, reported at a price of $0.0000 per share. Following this grant, his directly held position increased to 272,104 shares.
The awarded shares are restricted and will vest in four equal quarterly installments: 25% on June 5, 2026, 25% on September 5, 2026, 25% on December 5, 2026, and the remaining 25% on March 5, 2027. This structure ties the full benefit of the grant to his continued service over time.
Sinsley Barbara A reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Barbara A. Sinsley received an award of 20,000 shares of Common Stock as equity compensation. These shares are restricted and will vest in four equal 25% installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. After this grant, she directly holds 101,300 shares.