Heritage Global Inc. SEC filings document governance, shareholder voting matters and material corporate transactions for an asset-services company focused on industrial and financial assets. Proxy materials describe annual meeting procedures, shareholder voting matters and related governance disclosures.
Current event filings include material definitive agreements tied to the completed acquisition of substantially all assets and certain liabilities of The Debt Exchange by wholly owned Heritage DebtX LLC. Those records describe the acquired loan-portfolio advisory, valuation, market-data and execution-support business within Heritage Global's Financial Assets division.
Heritage Global Inc. EVP, Gen Counsel & Secretary James Edward Sklar sold 2,500 shares of common stock on October 1, 2026, at a weighted average price of $1.27 per share. The sale was made under a previously established 10b5-1 plan; individual sale prices ranged from $1.26 to $1.28. Sklar directly held 252,391 shares after the sale.
Heritage Global Inc. (HGBL) officer James Sklar reported a proposed sale of 2,500 common shares, with a listed aggregate market value of $3,250.00, through Morgan Stanley Smith Barney LLC. The notice lists October 1, 2026, as the approximate sale date. It also lists a September 1, 2026 sale of 2,500 common shares for $3,163.00 in the section labeled “10b5-1 Sales.”
Heritage Global Inc. (HGBL) CEO and director Ross Dove sold 300,000 shares in a privately negotiated transaction to Inductive Capital LP, an entity controlled by Heritage Global director William L. Burnham. The sale price was $1.33 per share, under a Common Stock Purchase Agreement dated September 25, 2026.
After the sale, Dove beneficially owned 2,021,917 shares, or approximately 5.8% of the company’s common stock. That percentage is based on 34,639,445 shares outstanding as of August 1, 2026. The $1.33 sale price equaled the Nasdaq closing price on September 24, 2026.
Heritage Global Inc. (HGBL) director William L. Burnham reported that Inductive Capital LP privately purchased 300,000 common shares from Ross Dove, the company's Chief Executive Officer and a director, on September 25, 2026, at $1.33 per share. The reported post-transaction positions were 300,000 shares held by the LP and 70,000 shares held directly by Burnham. Burnham may be deemed to beneficially own the LP's shares but disclaims beneficial ownership except to the extent of his pecuniary interest. No Rule 10b5-1 plan is reported.
Heritage Global Inc. (HGBL) CEO and director Ross Dove sold 300,000 common shares directly to Inductive Capital LP, an entity controlled by director William L. Burnham, in a privately negotiated transaction on September 25, 2026, at $1.33 per share. The sale was not effected on an exchange or through a broker. Transfer into Inductive Capital LP's name was expected to be completed through the issuer's transfer agent after the transaction date. Dove reported direct holdings of 2,021,917 shares after the sale; no Rule 10b5-1 plan is reported.
Heritage Global Inc. (HGBL) entered into a new secured credit facility with C3bank, National Association, providing a $10.0 million revolving line of credit to be used solely for its business operations. The facility matures on January 16, 2028 and carries a variable interest rate based on The Wall Street Journal prime rate plus a 1.00% margin, with a minimum rate of 7.500% per annum.
The company must pay an annual unused line fee, calculated on undrawn availability and paid quarterly in arrears beginning September 16, 2026. The facility is secured by a security interest in certain current and future tangible and intangible assets of the company and certain subsidiaries, and by a pledge of the equity of its direct and indirect subsidiaries. It includes customary financial, affirmative and negative covenants, including limits on additional indebtedness and on selling, pledging or encumbering assets, as well as representations and default provisions tied to financial condition, insolvency and guarantees.
Heritage Global Inc. (HGBL) reported that James Edward Sklar, EVP, General Counsel & Secretary, sold 2,500 shares of common stock on September 1, 2026 in an open-market transaction under a previously established Rule 10b5-1 plan. The weighted average sale price was $1.27 per share, and he now directly holds 254,891 shares of Heritage Global common stock.
Heritage Global Inc. (HGBL) insider James Sklar filed a notice of proposed sale of company stock under Rule 144. The filing covers 2,500 shares of common stock, held at Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate value of $3,225.00, with a noted sale date of September 1, 2026. The shares relate to Restricted Stock Units granted on March 30, 2021.
Heritage Global Inc. (HGBL) reported that its CFO, Brian J. Cobb, purchased 20,000 shares of the company’s Common Stock on 2026-08-20 in a purchase in open market or private transaction at a price of $1.10 per share. Following this transaction, he directly holds 245,353 shares of Common Stock.
Heritage Global Inc. (HGBL) reported that Bruce Kenneth Hounsell, President of Heritage DebtX LLC, purchased 10,000 shares of Heritage Global common stock on 2026-08-17 in an open market or private transaction at $1.1395 per share. Following this transaction, he directly holds 10,000 shares of common stock.