STOCK TITAN

[144/A] Hagerty, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144/A

Hagerty, Inc. (HGTY) filed a Form 144/A reporting a proposed sale of 18,372 shares of common stock through Merrill Lynch (New York) with an aggregate market value of $221,566, with an approximate sale date of 10/01/2025. The filing shows 90,942,223 shares outstanding. The securities being offered were originally acquired on 12/02/2021 by Aldel LLC as part of a PIPE financing announced in an 8-K, with 3,500,000 shares recorded as acquired and payment characterized as stock. The filing also lists extensive dispositions by Robert I. Kauffman/Aldel LLC during the prior three months, with numerous sales between 06/16/2025 and 09/30/2025 totaling many tens of thousands of shares and gross proceeds shown per sale. The notice includes the standard seller representation that no undisclosed material adverse information is known.

Hagerty, Inc. (HGTY) ha presentato un modulo 144/A riferendo una prevista vendita di 18.372 azioni ordinarie tramite Merrill Lynch (New York) con un valore di mercato aggregato di $221.566, con una data di vendita approssimativa del 01/10/2025. Il deposito mostra 90.942.223 azioni in circolazione. Le azioni offerte sono state originariamente acquisite il 02/12/2021 da Aldel LLC nell’ambito di un finanziamento PIPE annunciato in un 8-K, con 3.500.000 azioni registrate come acquisite e il pagamento qualificato come azione. Il deposito elenca anche estese disposizioni da parte di Robert I. Kauffman/Aldel LLC nei tre mesi precedenti, con numerose vendite tra il 16/06/2025 e il 30/09/2025 che totalizzano decine di migliaia di azioni e proventi lordi indicati per ogni vendita. L’avviso include la dichiarazione standard del venditore secondo cui non è nota alcuna informazione materiale avversa non disclosure.

Hagerty, Inc. (HGTY) presentó un Formulario 144/A informando sobre una venta propuesta de 18.372 acciones comunes a través de Merrill Lynch (New York) con un valor razonable de mercado agregado de $221.566, con una fecha de venta aproximada el 01/10/2025. El escrito muestra 90.942.223 acciones en circulación. Las acciones ofrecidas fueron adquiridas originalmente el 02/12/2021 por Aldel LLC como parte de un financiamiento PIPE anunciado en un 8-K, con 3.500.000 acciones registradas como adquiridas y el pago caracterizado como acción. El escrito también lista disposiciones extensivas por parte de Robert I. Kauffman/Aldel LLC durante los tres meses anteriores, con numerosas ventas entre el 16/06/2025 y el 30/09/2025 que totalizan decenas de miles de acciones y los ingresos brutos mostrados por cada venta. El aviso incluye la representación habitual del vendedor de que no se conoce información material adversa no revelada.

Hagerty, Inc. (HGTY)가 Merrill Lynch (뉴욕)을 통해 18,372주 일반주 매각 제안을 보고하는 Form 144/A를 제출했으며 총 시장가치는 $221,566이고 대략적인 매각일은 2025-10-01입니다. 제출 문건은 유통주식 수가 90,942,223주임을 보여줍니다. 매각될 증권은 8-K에서 공지된 PIPE 파이낸싱의 일환으로 2021-12-02에 Aldel LLC에 의해 원래 인수되었으며 3,500,000주가 인수로 기록되었고 지급은 주식으로 분류되었습니다. 제출 문서에는 또한 지난 3개월 동안 Robert I. Kauffman/Aldel LLC에 의해 다수의 매도가 있으며, 2025-06-16과 2025-09-30 사이의 매도가 수만 주 규모로 많고 매매당 매출총액이 표시되어 있습니다. 고지에는 매도인의 표준 진술로서 비공개의 중요한 악재 정보가 알려지지 않았다는 내용이 포함되어 있습니다.

Hagerty, Inc. (HGTY) a déposé un formulaire 144/A signalant une vente proposée de 18 372 actions ordinaires par l’intermédiaire de Merrill Lynch (New York) pour une valeur marchande globale de $221 566, avec une date de vente approximative au 01/10/2025. Le dépôt indique 90 942 223 actions en circulation. Les titres proposés ont été initialement acquis le 02/12/2021 par Aldel LLC dans le cadre d’un financement PIPE annoncé dans un 8-K, avec 3 500 000 actions enregistrées comme acquises et un paiement qualifié de stock. Le dépôt répertorie également des cessions importantes par Robert I. Kauffman/Aldel LLC au cours des trois mois précédents, avec de nombreuses ventes entre le 16/06/2025 et le 30/09/2025 représentant des dizaines de milliers d’actions et des produits bruts indiqués par chaque vente. L’avis comprend la traditionnelle clause de représentation du vendeur selon laquelle aucune information material adverse non divulguée n’est connue.

Hagerty, Inc. (HGTY) hat ein Form 144/A eingereicht, das einen geplanten Verkauf von 18.372 Stammaktien über Merrill Lynch (New York) mit einem gesamten Marktwert von $221.566 meldet, mit einem ungefähren Verkaufstermin am 01.10.2025. Die Einreichung weist 90.942.223 ausstehende Aktien aus. Die angebotenen Wertpapiere wurden ursprünglich am 02.12.2021 von Aldel LLC im Rahmen einer PIPE-Finanzierung erworben, wie in einem 8-K angekündigt, wobei 3.500.000 Aktien als erworben registriert sind und die Zahlung als Aktien charakterisiert wird. Die Einreichung listet außerdem umfangreiche Veräußerungen durch Robert I. Kauffman/Aldel LLC in den vorangegangenen drei Monaten auf, mit zahlreichen Verkäufen zwischen dem 16.06.2025 und dem 30.09.2025, die zehntausende von Aktien umfassen und die Bruttoerlöse pro Verkauf ausweisen. Der Hinweis enthält die übliche Verkäufererklärung, dass keine unbekannten wesentlichen nachteiligen Informationen vorliegen.

Hagerty, Inc. (HGTY) قدمت نموذج 144/A للإبلاغ عن بيع مقترح لـ 18,372 سهمًا من الأسهم العادية من خلال Merrill Lynch (نيويورك) بقيمة سوقية إجمالية قدرها $221,566، وبموعد بيع تقريبي في 01/10/2025. يظهر الملف وجود 90,942,223 سهمًا قائمًا. تم الحصول على الأوراق المالية المعروضة في الأصل بتاريخ 02/12/2021 من Aldel LLC كجزء من تمويل PIPE معلن في 8‑K، مع تسجيل 3,500,000 سهمًا كمكتسب ووصِف الدفع بأنه سهم. كما يسرد الملف dispositions واسعة النطاق من قبل Robert I. Kauffman/Aldel LLC خلال الأشهر الثلاثة السابقة، مع العديد من المبيعات بين 16/06/2025 و30/09/2025 تبلغ عشرات الآلاف من الأسهم وإيرادات إجمالية تظهر لكل عملية بيع. يشمل الإشعار التمثيل القياسي للبائع بأن لا توجد معلومات سلبية جوهرية غير معلنة معروفة.

Hagerty, Inc. (HGTY) 提交了 Form 144/A,报告通过 Merrill Lynch(纽约)拟出售 18,372 股普通股,合计市值为 $221,566,大致出售日期为 2025-10-01。该 filing 显示流通在外股数为 90,942,223 股。拟出售的证券最初于 2021-12-02 由 Aldel LLC 作为 PIPE 融资的一部分取得,注册为取得的 3,500,000 股,付款被列为 股票。该 filing 还列出在前述三个月内,Robert I. Kauffman/Aldel LLC 进行的大量处置,2025 年 6 月 16 日至 2025 年 9 月 30 日之间多次出售,累计股票数达到数万股,且每笔出售的毛收入均有列示。通知还包含卖方的标准陈述,表示未知不存在未披露的重大不利信息。

Positive
  • Transparent disclosure of the proposed sale amount (18,372 shares) and aggregate market value ($221,566)
  • Clear provenance of the securities showing acquisition in the 12/02/2021 PIPE financing
  • Detailed prior sales table improving visibility into recent insider/affiliate dispositions
Negative
  • Significant recent selling activity by Robert I. Kauffman/Aldel LLC over the past three months, which may reduce insider ownership
  • Large original holding from the PIPE (3,500,000 shares) indicates a prior concentrated position being unwound over time

Insights

TL;DR: Routine Rule 144 notice showing a small planned sale and significant prior disposals by an insider/affiliate.

The filing documents a proposed block sale of 18,372 common shares valued at $221,566 and confirms the shares were originally acquired in a PIPE on 12/02/2021. The three-month history shows frequent, sizable dispositions by Robert I. Kauffman/Aldel LLC across multiple dates, which indicates active liquidity harvesting rather than a single isolated trade. For investors, this filing is a disclosure of insider selling activity and origin of the shares; it does not provide new operating results or financial metrics for Hagerty itself.

TL;DR: Compliance-focused disclosure: the filer documents acquisition origin and repeated sales consistent with Rule 144 processes.

The notice properly identifies acquisition details (PIPE purchase, payment in stock) and the broker handling the proposed sale. The detailed table of past sales enhances transparency about the insider/affiliate’s recent disposition pattern. There are no statements in the filing of undisclosed adverse information; this is a governance disclosure of transfer activity rather than a material corporate event.

Hagerty, Inc. (HGTY) ha presentato un modulo 144/A riferendo una prevista vendita di 18.372 azioni ordinarie tramite Merrill Lynch (New York) con un valore di mercato aggregato di $221.566, con una data di vendita approssimativa del 01/10/2025. Il deposito mostra 90.942.223 azioni in circolazione. Le azioni offerte sono state originariamente acquisite il 02/12/2021 da Aldel LLC nell’ambito di un finanziamento PIPE annunciato in un 8-K, con 3.500.000 azioni registrate come acquisite e il pagamento qualificato come azione. Il deposito elenca anche estese disposizioni da parte di Robert I. Kauffman/Aldel LLC nei tre mesi precedenti, con numerose vendite tra il 16/06/2025 e il 30/09/2025 che totalizzano decine di migliaia di azioni e proventi lordi indicati per ogni vendita. L’avviso include la dichiarazione standard del venditore secondo cui non è nota alcuna informazione materiale avversa non disclosure.

Hagerty, Inc. (HGTY) presentó un Formulario 144/A informando sobre una venta propuesta de 18.372 acciones comunes a través de Merrill Lynch (New York) con un valor razonable de mercado agregado de $221.566, con una fecha de venta aproximada el 01/10/2025. El escrito muestra 90.942.223 acciones en circulación. Las acciones ofrecidas fueron adquiridas originalmente el 02/12/2021 por Aldel LLC como parte de un financiamiento PIPE anunciado en un 8-K, con 3.500.000 acciones registradas como adquiridas y el pago caracterizado como acción. El escrito también lista disposiciones extensivas por parte de Robert I. Kauffman/Aldel LLC durante los tres meses anteriores, con numerosas ventas entre el 16/06/2025 y el 30/09/2025 que totalizan decenas de miles de acciones y los ingresos brutos mostrados por cada venta. El aviso incluye la representación habitual del vendedor de que no se conoce información material adversa no revelada.

Hagerty, Inc. (HGTY)가 Merrill Lynch (뉴욕)을 통해 18,372주 일반주 매각 제안을 보고하는 Form 144/A를 제출했으며 총 시장가치는 $221,566이고 대략적인 매각일은 2025-10-01입니다. 제출 문건은 유통주식 수가 90,942,223주임을 보여줍니다. 매각될 증권은 8-K에서 공지된 PIPE 파이낸싱의 일환으로 2021-12-02에 Aldel LLC에 의해 원래 인수되었으며 3,500,000주가 인수로 기록되었고 지급은 주식으로 분류되었습니다. 제출 문서에는 또한 지난 3개월 동안 Robert I. Kauffman/Aldel LLC에 의해 다수의 매도가 있으며, 2025-06-16과 2025-09-30 사이의 매도가 수만 주 규모로 많고 매매당 매출총액이 표시되어 있습니다. 고지에는 매도인의 표준 진술로서 비공개의 중요한 악재 정보가 알려지지 않았다는 내용이 포함되어 있습니다.

Hagerty, Inc. (HGTY) a déposé un formulaire 144/A signalant une vente proposée de 18 372 actions ordinaires par l’intermédiaire de Merrill Lynch (New York) pour une valeur marchande globale de $221 566, avec une date de vente approximative au 01/10/2025. Le dépôt indique 90 942 223 actions en circulation. Les titres proposés ont été initialement acquis le 02/12/2021 par Aldel LLC dans le cadre d’un financement PIPE annoncé dans un 8-K, avec 3 500 000 actions enregistrées comme acquises et un paiement qualifié de stock. Le dépôt répertorie également des cessions importantes par Robert I. Kauffman/Aldel LLC au cours des trois mois précédents, avec de nombreuses ventes entre le 16/06/2025 et le 30/09/2025 représentant des dizaines de milliers d’actions et des produits bruts indiqués par chaque vente. L’avis comprend la traditionnelle clause de représentation du vendeur selon laquelle aucune information material adverse non divulguée n’est connue.

Hagerty, Inc. (HGTY) hat ein Form 144/A eingereicht, das einen geplanten Verkauf von 18.372 Stammaktien über Merrill Lynch (New York) mit einem gesamten Marktwert von $221.566 meldet, mit einem ungefähren Verkaufstermin am 01.10.2025. Die Einreichung weist 90.942.223 ausstehende Aktien aus. Die angebotenen Wertpapiere wurden ursprünglich am 02.12.2021 von Aldel LLC im Rahmen einer PIPE-Finanzierung erworben, wie in einem 8-K angekündigt, wobei 3.500.000 Aktien als erworben registriert sind und die Zahlung als Aktien charakterisiert wird. Die Einreichung listet außerdem umfangreiche Veräußerungen durch Robert I. Kauffman/Aldel LLC in den vorangegangenen drei Monaten auf, mit zahlreichen Verkäufen zwischen dem 16.06.2025 und dem 30.09.2025, die zehntausende von Aktien umfassen und die Bruttoerlöse pro Verkauf ausweisen. Der Hinweis enthält die übliche Verkäufererklärung, dass keine unbekannten wesentlichen nachteiligen Informationen vorliegen.

144/A: Filer Information

144/A: Issuer Information

144/A: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

144/A: Remarks and Signature

FAQ

What does the Form 144/A for HGTY disclose?

The form discloses a proposed sale of 18,372 common shares valued at $221,566, with an approximate sale date of 10/01/2025, and detailed past sales by the seller.

Who is selling the shares reported in the HGTY Form 144/A?

The filing relates to shares associated with Aldel LLC and previously sold shares by Robert I. Kauffman, Aldel LLC as listed in the past three months table.

How were the shares originally acquired that are being sold?

The securities were acquired on 12/02/2021 as part of a PIPE financing tied to the business combination announced in an 8-K; 3,500,000 shares were recorded as acquired and payment was in stock.

Which broker is handling the proposed sale in the Form 144/A?

The proposed sale lists Merrill Lynch, 225 Liberty St, 39th Floor, New York, NY as the broker.

Does the filing indicate any undisclosed material adverse information?

By signing the notice, the person represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.
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