[144] Hagerty, Inc. SEC Filing

Q: What did Hagerty (HGTY) disclose in the latest Form 144?

A proposed sale of 15,000 common shares by Robert I. Kauffman/Aldel LLC via Merrill Lynch, with an aggregate market value of $166,800 .

Q: When and where are the HGTY shares proposed to be sold?

The filing lists an approximate sale date of 10/23/2025 on the NYSE .

Q: Who is the broker for the proposed HGTY share sale?

The listed broker is Merrill Lynch , 225 Liberty St, 39th Floor, New York, NY 10281.

Q: How many Hagerty shares are outstanding according to the filing?

The table lists 90,942,223 shares outstanding.

Q: How were the shares originally acquired by the filer?

On 12/02/2021 , as part of PIPE financing connected to Hagerty’s business combination, totaling 3,500,000 shares acquired.

Q: Does the Form 144 show recent sales of HGTY shares by the filer?

Yes. Examples include 110,600 shares on 07/24/2025 for $1,156,876 , among other dates in July–October 2025.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

144

Rhea-AI Filing Summary

Hagerty, Inc. (HGTY) investor Robert I. Kauffman/Aldel LLC filed a Form 144 to sell 15,000 shares of common stock through Merrill Lynch, with an aggregate market value of $166,800. The filing lists an approximate sale date of 10/23/2025 on the NYSE.

The filer indicates these securities were originally acquired on 12/02/2021 as part of PIPE financing connected to Hagerty’s business combination, totaling 3,500,000 shares acquired. The table also lists 90,942,223 shares outstanding.

Recent activity disclosed includes multiple open‑market sales over the past three months, including 110,600 shares on 07/24/2025 for $1,156,876 and additional sales on several dates in July–October 2025. Form 144 is a notice of proposed sales by affiliates and does not itself execute a transaction.

10/23/2025 - 04:20 PM

144: Filer Information

Filer CIK

Filer CCC

Is this a LIVE or TEST Filing?

LIVE TEST

Submission Contact Information

Name

Phone

E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold

Name and Address of the Broker

Number of Shares or Other Units To Be Sold

Aggregate Market Value

Number of Shares or Other Units Outstanding

Approximate Date of Sale

Name the Securities Exchange

Common

Merrill Lynch
225 Liberty St, 39th Floor
New York NY 10281

15000

166800

90942223

10/23/2025

NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

Is this a Gift?

Date Donor Acquired

Amount of Securities Acquired

Date of Payment

Nature of Payment *

Common

12/02/2021

Per the 8-K filed in December 2021 announcing the business combination with Hagerty, Aldel LLC acquired the stock as a part of the connected PIPE financing

Hagerty Inc.

3500000

12/02/2021

Stock

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds