Kenneth H. Ahn plans sale of HGTY (HGTY) Class A shares

Rhea-AI Filing Summary

Kenneth H. Ahn filed a notice of proposed sale of 10883 Class A shares of the issuer, to be sold through Fidelity Brokerage Services LLC on the NYSE around 01/06/2026. The filing notes 100511893 Class A shares outstanding.

The 10883 shares to be sold were acquired from the issuer on 11/12/2021 in a merger transaction for cash. Over the past 3 months, Ahn has already sold 100000 Class A shares on 12/15/2025 for gross proceeds of 1279815.33 and 164870 Class A shares on 01/05/2026 for gross proceeds of 2108179.20. By signing, the seller represents not knowing any undisclosed material adverse information about the issuer.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10883	139852.61	100511893	01/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	11/12/2021	Merger	Issuer			10883	11/12/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kenneth H. Ahn 121 Drivers Edge Traverse City MI 49684	Class A	12/15/2025	100000	1279815.33
Kenneth H. Ahn 121 Drivers Edge Traverse City MI 49684	Class A	01/05/2026	164870	2108179.20

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What Rule 144 transaction is disclosed for HGTY?

The notice states that Kenneth H. Ahn intends to sell 10883 Class A shares of the issuer under Rule 144, to be executed through Fidelity Brokerage Services LLC on the NYSE around 01/06/2026.

How many HGTY Class A shares has Kenneth H. Ahn sold recently?

In the past 3 months, Kenneth H. Ahn sold 100000 Class A shares on 12/15/2025 for gross proceeds of 1279815.33, and 164870 Class A shares on 01/05/2026 for gross proceeds of 2108179.20.

How and when were the HGTY shares now being sold originally acquired?

The 10883 Class A shares now proposed for sale were acquired on 11/12/2021 in a merger transaction from the issuer, with the purchase price paid in cash on the same date.

How many HGTY Class A shares are outstanding according to this notice?

The securities information section reports that there are 100511893 Class A shares outstanding for the issuer.

Which broker and exchange are involved in the planned HGTY share sale?

The proposed sale of 10883 Class A shares is to be executed through Fidelity Brokerage Services LLC, with the shares listed for trading on the NYSE.

What representation does the seller make about information on the issuer?

By signing the notice, the seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.