Hagerty director reports Aldel's 2,750-share gift

On November 6, 2026, reported positions included 671,347 shares held by Aldel LLC and 79,173 held directly by Robert I. Kauffman.

Available on EDGAR 11/10/2026 - 05:41 PM EST Accepted by SEC EDGAR 11/10/2026 - 05:40 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Hagerty, Inc. director Robert I. Kauffman reported that Aldel LLC made a bona fide gift of 2,750 Class A common shares to a charitable organization on November 6, 2026. Aldel LLC held 671,347 shares following the transfer; Kauffman separately reported 79,173 shares held directly. Kauffman is Aldel LLC's manager and has voting and investment discretion over its securities; he disclaims beneficial ownership except to the extent of his pecuniary interest. No Rule 10b5-1 plan is reported for the transaction.

Insider Trade Summary

2,750 shares gifted

Gift 1 txn

Insider KAUFFMAN ROBERT I

Role Director

Type	Security	Shares	Price	Value
Gift	Class A Common Stock F1, F2	2,750	$0.00	$0.00
Holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 671,347 shares (Indirect, By Aldel LLC); Class A Common Stock — 79,173 shares (Direct)

Holdings Before and After: Class A Common Stock, 674,097 to 671,347 shares (Indirect, By Aldel LLC)

Footnotes (2)

1. F1. Represents a bona fide gift to a charitable organization.
2. F2. Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Key Figures

Shares gifted: 2,750 shares Aldel LLC shares following transfer: 671,347 shares Direct shares reported: 79,173 shares

3 metrics

Shares gifted 2,750 shares Class A common shares gifted by Aldel LLC on November 6, 2026

Aldel LLC shares following transfer 671,347 shares Indirectly held following the November 6, 2026 gift

Direct shares reported 79,173 shares Held directly by Robert I. Kauffman

Key Terms

bona fide gift, voting and investment discretion, pecuniary interest, beneficial ownership

4 terms

bona fide gift financial

"a bona fide gift to a charitable organization"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

voting and investment discretion financial

"has voting and investment discretion with respect to the securities"

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

beneficial ownership financial

"disclaims beneficial ownership of the reported securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who received Aldel LLC's HGTY share gift?

Aldel LLC made the 2,750-share gift to a charitable organization on November 6, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KAUFFMAN ROBERT I

(Last) (First) (Middle)

105 S. MAPLE STREET

(Street)

ITASCA ILLINOIS 60143

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/06/2026		G(1)		2,750	D	$0	671,347	I(2)	By Aldel LLC
Class A Common Stock								79,173	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a bona fide gift to a charitable organization.

2. Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Tracey Derenzy, Power of Attorney	11/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)