Hagerty (HGTY) CIO awarded RSUs, now holds 131,743 shares

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Hagerty, Inc. Chief Information Officer Russell Andrew Page reported equity compensation activity involving the company’s Class A Common Stock. He acquired 30,865 shares through restricted stock units granted under Hagerty’s 2021 Equity Incentive Plan at no cash cost.

The RSUs vest in equal amounts on each annual anniversary of the grant date through April 1, 2029, as long as he continues serving the company, with special provisions for death, disability, retirement, or a change of control. To cover tax obligations on RSU vesting, 11,146 shares were withheld at $10.66 per share. After these transactions, he directly holds 131,743 Class A shares.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Page Russell Andrew

Role Chief Information Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	30,865	$0.00	--
Tax Withholding	Class A Common Stock	11,146	$10.66	$119K

Holdings After Transaction: Class A Common Stock — 142,889 shares (Direct)

Footnotes (1)

Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.

Key Figures

RSU shares granted: 30,865 shares Grant price: $0.00 per share Shares withheld for taxes: 11,146 shares +3 more

6 metrics

RSU shares granted 30,865 shares Class A Common Stock RSUs granted on April 1, 2026

Grant price $0.00 per share RSU acquisition cost for 30,865 shares

Shares withheld for taxes 11,146 shares Withheld upon RSU vesting under award agreements

Tax withholding price $10.66 per share Value used for 11,146 withheld shares

Shares owned after transactions 131,743 shares Direct Class A Common Stock holdings post‑transaction

RSU vesting end date April 1, 2029 Final annual-anniversary vesting date for granted RSUs

Key Terms

restricted stock units, 2021 Equity Incentive Plan, vest in equal amounts, change of control, +1 more

5 terms

restricted stock units financial

"underlying restricted stock units ("RSUs") acquired by the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Equity Incentive Plan financial

"under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan")"

vest in equal amounts financial

"The RSUs vest in equal amounts on each annual-anniversary of the grant date"

change of control financial

"with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer."

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

withheld for taxes financial

"Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs"

Form 4 Insider Transactions: What Each Field Means →

04/03/2026 - 02:47 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Page Russell Andrew

(Last)

(First)

(Middle)

121 DRIVERS EDGE

(Street)

TRAVERSE CITY

MICHIGAN

49684

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Information Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/01/2026		A		30,865⁽¹⁾	A	$0	142,889	D
Class A Common Stock	04/01/2026		F		11,146⁽²⁾	D	$10.66	131,743	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.

2. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.

Remarks:

	/s/ Tracey Derenzy, Power of Attorney	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Hagerty (HGTY) CIO Russell Andrew Page report in this Form 4?

He reported equity compensation activity, mainly a grant of 30,865 restricted stock unit shares of Class A Common Stock. These RSUs were awarded under Hagerty’s 2021 Equity Incentive Plan and vest annually through April 1, 2029, contingent on his continued service with the company.

How many Hagerty (HGTY) shares did the CIO receive and at what cost?

He received 30,865 shares of Class A Common Stock through restricted stock units at a reported price of $0.00 per share. This reflects a compensation grant rather than an open-market purchase, awarded under the company’s 2021 Equity Incentive Plan with multi‑year vesting conditions attached.

Why were 11,146 Hagerty (HGTY) shares disposed of in this filing?

11,146 shares were withheld to satisfy tax obligations triggered by vesting restricted stock units, not an open-market sale. The filing labels this as a tax-withholding disposition at $10.66 per share, consistent with various RSU award agreements governing the executive’s equity compensation.

How many Hagerty (HGTY) shares does the CIO hold after these transactions?

After the grant and tax withholding, he directly holds 131,743 shares of Hagerty Class A Common Stock. This post-transaction balance reflects his remaining equity position following the RSU award and the share withholding used to pay associated income tax liabilities.

How do the Hagerty (HGTY) RSUs granted to the CIO vest over time?

The RSUs vest in equal amounts on each annual anniversary of the April 1, 2026 grant date, ending April 1, 2029. Vesting depends on his continued service, with exceptions in the case of death, disability, retirement, or a change of control at Hagerty, Inc.